13F-HR 1 a2116603z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 ----------------------- Check Here if Amendment / /; Amendment Number: -------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Firsthand Capital Management, Inc. ---------------------------------- Address: 125 South Market ---------------------------------- Suite 1200 ---------------------------------- San Jose, California 95113 ---------------------------------- Form 13F File Number: 28-04505 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin M. Landis ------------------------------- Title: President ------------------------------- Phone: (408) 294-2200 ------------------------------- Signature, Place, and Date of Signing: /s/ Kevin M. Landis San Jose, California 08/08/03 ------------------- -------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 151 -------------------- Form 13F Information Table Value Total: $ 857,408 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Firsthand Capital Management, Inc. FORM 13F as of 06/30/03

FIRSTHAND CAPITAL MANAGEMENT, INC. FORM 13F as of 12/31/02 VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ Raytheon Co. Common Stock 755111507 44,210.90 1437753 SH SOLE 1437753 Synopsys, Inc. Common Stock 871607107 28,374.96 614842 SH SOLE 614842 SanDisk Corp. Common Stock 80004C101 27,760.76 1367525 SH SOLE 1367525 Zoran Corp. Common Stock 98975F101 24,371.45 1732157 SH SOLE 1732157 Legato Systems, Inc. Common Stock 524651106 23,668.16 4705400 SH SOLE 4705400 Adobe Systems, Inc. Common Stock 00724F101 22,296.10 899000 SH SOLE 899000 Websense, Inc. Common Stock 947684106 20,981.84 982250 SH SOLE 982250 Motorola, Inc. Common Stock 620076109 17,308.65 2001000 SH SOLE 2001000 STMicroelectronics N.V. - ADR Common Stock 861012102 16,480.68 844730 SH SOLE 844730 UTStarcom, Inc. Common Stock 918076100 16,067.55 810265 SH SOLE 810265 Wind River Systems, Inc. Common Stock 973149107 15,037.16 3667600 SH SOLE 3667600 Anaren, Inc. Common Stock 32744104 14,304.14 1625470 SH SOLE 1625470 Concord Communications, Inc. Common Stock 206186108 12,840.42 1428300 SH SOLE 1428300 Western Digital Corp. Common Stock 958102105 12,652.20 1980000 SH SOLE 1980000 Aeroflex, Inc. Common Stock 7768104 12,635.00 1831160 SH SOLE 1831160 Corning, Inc. Common Stock 219350105 12,307.50 3718278 SH SOLE 3718278 Stratex Networks, Inc. Common Stock 23322L106 10,739.70 4859591 SH SOLE 4859591 Applied Micro Circuits Corp. Common Stock 03822W109 10,700.63 2899900 SH SOLE 2899900 Lexar Media, Inc. Common Stock 52886P104 10,061.53 1604710 SH SOLE 1604710 TriQuint Semiconductor, Inc. Common Stock 89674K103 9,889.38 2332400 SH SOLE 2332400 Tekelec, Inc. Common Stock 879101103 9,764.48 934400 SH SOLE 934400 Skyworks Solutions, Inc. Common Stock 83088M102 9,754.95 1131665 SH SOLE 1131665 SunGard Data Systems, Inc. Common Stock 867363103 8,839.71 375200 SH SOLE 375200 Network Associates Technology, Inc. Common Stock 640938106 8,617.80 535600 SH SOLE 535600 GlobespanVirata, Inc. Common Stock 37957V106 8,315.94 1885700 SH SOLE 1885700 eBay, Inc. Common Stock 278642103 7,927.14 116885 SH SOLE 116885 PMC-Sierra, Inc. Common Stock 69344F106 7,298.00 1312590 SH SOLE 1312590 Powerwave Technologies, Inc. Common Stock 739363109 7,096.28 1314125 SH SOLE 1314125 Enterasys Networks, Inc. Common Stock 293637104 6,892.39 4418200 SH SOLE 4418200 QUALCOMM, Inc. Common Stock 747525103 6,628.66 182156 SH SOLE 182156 FLIR Systems, Inc. Common Stock 302445101 6,602.64 135300 SH SOLE 135300 Herley Industries, Inc. Common Stock 427398102 6,482.74 372400 SH SOLE 372400 AOL Time Warner, Inc. Common Stock 00184A105 6,359.07 485425 SH SOLE 485425 Electronic Arts, Inc. Common Stock 285512109 6,242.90 125435 SH SOLE 125435 Hyperion Solutions Common Stock 44914M104 6,240.38 243100 SH SOLE 243100 Taiwan Semiconductor Manufacturing Co. - ADR ADR 874039100 6,216.82 881819 SH SOLE 881819 Microsoft Corp. Common Stock 594918104 6,200.79 119938 SH SOLE 119938 Oracle Corp. Common Stock 68389X105 6,151.50 569583 SH SOLE 569583 NetScreen Technologies, Inc. Common Stock 64117V107 5,971.89 354625 SH SOLE 354625 BEA Systems, Inc. Common Stock 73325102 5,783.37 504217 SH SOLE 504217 Altera Corp. Common Stock 21441100 5,559.51 450893 SH SOLE 450893 Riverstone Networks, Inc. Common Stock 769320102 5,423.79 2558393 SH SOLE 2558393 Genesis Microchip, Inc. Common Stock 37184C103 5,030.88 385508 SH SOLE 385508 Kopin Corp. Common Stock 500600101 5,022.75 1281315 SH SOLE 1281315 Agilent Technologies, Inc. Common Stock 00846U101 4,855.36 270343 SH SOLE 270343 Symantec Corp. Common Stock 871503108 4,590.19 113310 SH SOLE 113310 BioMarin Pharmaceutical, Inc. Common Stock 09061G101 4,408.37 625300 SH SOLE 625300 Intrado, Inc. Common Stock 46117A100 4,111.25 419515 SH SOLE 419515 Texas Instruments, Inc. Common Stock 882508104 3,942.98 262690 SH SOLE 262690 McData Corp. Common Stock 580031102 3,679.99 523470 SH SOLE 523470 Intel Corp. Common Stock 458140100 3,594.19 230841 SH SOLE 230841 Flextronics International, Ltd. Common Stock Y2573F102 3,570.15 435916 SH SOLE 435916 EMC Corp. Common Stock 268648102 3,516.02 572642 SH SOLE 572642 Celeritek, Inc. Common Stock 150926103 3,477.85 522200 SH SOLE 522200 PeopleSoft, Inc. Common Stock 712713106 3,477.00 190000 SH SOLE 190000 Nokia Corp. - ADR ADR 654902204 3,389.34 218667 SH SOLE 218667 CIENA Corp. Common Stock 171779101 3,316.33 645200 SH SOLE 645200 Electronics For Imaging Common Stock 286082102 3,252.20 200000 SH SOLE 200000 International Business Machines Corp. Common Stock 459200101 3,209.66 41415 SH SOLE 41415 ITT Industries, Inc. Common Stock 450911102 3,186.23 52500 SH SOLE 52500 Virage Logic Corp. Common Stock 92763R104 3,183.52 317400 SH SOLE 317400 Anteon International Corp Common Stock 3.67E+111 3,182.40 132600 SH SOLE 132600 Xilinx, Inc. Common Stock 983919101 3,091.44 150070 SH SOLE 150070 Verint Systems, Inc. Common Stock 92343X100 3,027.00 150000 SH SOLE 150000 TeleCommunication Systems, Inc. - A Common Stock 87929J103 2,962.58 1473920 SH SOLE 1473920 Microtune, Inc. Common Stock 59514P109 2,886.72 922275 SH SOLE 922275 Raindance Communications, Inc. Common Stock 75086X106 2,803.96 868100 SH SOLE 868100 Concurrent Computer Corp. Common Stock 206710204 2,788.99 968400 SH SOLE 968400 Magma Design Automation, Inc. Common Stock 559181102 2,732.11 285189 SH SOLE 285189 SpectraLink Corp. Common Stock 847580107 2,557.90 356700 SH SOLE 356700 TranSwitch Corp. Common Stock 894065101 2,544.48 3693000 SH SOLE 3693000 Abgenix, Inc. Common Stock 00339B107 2,542.65 345000 SH SOLE 345000 Cox Communications, Inc. - A Common Stock 224044107 2,303.67 81115 SH SOLE 81115 @ Road, Inc. Common Stock 04648K105 2,239.29 542200 SH SOLE 542200 ASML Holding N.V. Common Stock N07059111 2,167.83 259310 SH SOLE 259310 PEC Solutions, Inc. Common Stock 705107100 2,129.33 71215 SH SOLE 71215 Sealed Air Corp. Common Stock 81211K100 2,114.91 56700 SH SOLE 56700 ARM Holdings plc- ADR ADR 42068106 2,049.28 779195 SH SOLE 779195 OmniVision Technologies, Inc. Common Stock 682128103 2,042.29 150500 SH SOLE 150500 Applied Materials, Inc. Common Stock 38222105 1,981.02 152035 SH SOLE 152035 Three-Five Systems, Inc. Common Stock 88554L108 1,935.00 300000 SH SOLE 300000 Macromedia, Inc. Common Stock 556100105 1,810.50 170000 SH SOLE 170000 L-3 Communications Holdings, Inc. Common Stock 502424104 1,796.40 40000 SH SOLE 40000 ViaSat, Inc. Common Stock 92552V100 1,780.62 154300 SH SOLE 154300 Mercury Interactive Corp. Common Stock 589405109 1,779.00 60000 SH SOLE 60000 Read-Rite Corp. Common Stock 755246105 1,732.50 4950000 SH SOLE 4950000 ChipPAC, Inc. Common Stock 169657103 1,722.14 485109 SH SOLE 485109 REMEC, Inc. Common Stock 759543101 1,707.20 440000 SH SOLE 440000 ActivCard S.A. Common Stock 00505N109 1,698.03 198600 SH SOLE 198600 Internet Security Systems, Inc. Common Stock 46060X107 1,690.03 92200 SH SOLE 92200 Concord EFS, Inc. Common Stock 206197105 1,644.36 104470 SH SOLE 104470 AT&T Corp. Common Stock 1957505 1,613.57 61799 SH SOLE 61799 KLA-Tencor Corp. Common Stock 482480100 1,592.04 45011 SH SOLE 45011 SAP AG - ADR ADR 803054204 1,583.01 81180 SH SOLE 81180 CACI International, Inc. - A Common Stock 127190304 1,464.80 41100 SH SOLE 41100 Manhattan Associates, Inc. Common Stock 526750109 1,417.23 59900 SH SOLE 59900 Nassda Corp. Common Stock 63172M101 1,358.18 124035 SH SOLE 124035 Artisan Components, Inc. Common Stock 42923102 1,351.67 87600 SH SOLE 87600 ANADIGICS, Inc. Common Stock 32515108 1,341.60 520000 SH SOLE 520000 Precise Software Solutions Ltd. Common Stock M41450103 1,320.80 80000 SH SOLE 80000 EarthLink, Inc. Common Stock 270321102 1,316.72 241600 SH SOLE 241600 Gemstar-TV Guide International, Inc. Common Stock 36866W106 1,291.53 397395 SH SOLE 397395 CheckFree Corp. Common Stock 162813109 1,280.08 80000 SH SOLE 80000 United Microelectronics Corp. - ADR ADR 910873207 1,277.44 380190 SH SOLE 380190 Teradyne, Inc. Common Stock 880770102 1,227.69 94365 SH SOLE 94365 Stratos Lightwave, Inc. Common Stock 863100202 1,196.68 272034 SH SOLE 272034 Rational Software Corp. Common Stock 75409P202 1,139.73 109695 SH SOLE 109695 Medarex, Inc. Common Stock 583916101 1,106.00 280000 SH SOLE 280000 Numerical Technologies, Inc. Common Stock 67053T101 1,072.60 310000 SH SOLE 310000 Retalix Limited Common Stock M7945W108 996.51 110600 SH SOLE 110600 Amkor Technology, Inc. Common Stock 31652100 978.18 205500 SH SOLE 205500 Comcast Corp. - Special CL A Common Stock 200300200 973.76 43106 SH SOLE 43106 Alvarion, Ltd. Common Stock 2567075 965.29 516200 SH SOLE 516200 Amazon.com, Inc. Common Stock 23135106 944.50 50000 SH SOLE 50000 Finisar Corp. Common Stock 31787A101 874.87 920915 SH SOLE 920915 Fair, Isaac and Company, Inc. Common Stock 303250104 854.00 20000 SH SOLE 20000 NHC Communications, Inc. Foreign 628937104 803.95 1000000 SH SOLE 1000000 Liberty Media Corp. - A Common Stock 530718105 767.61 85862 SH SOLE 85862 Metro One Telecommunications Common Stock 59163F105 766.68 118865 SH SOLE 118865 Microchip Technology, Inc. Common Stock 595017104 753.55 30820 SH SOLE 30820 NetIQ Corp. Common Stock 64115P102 747.18 60500 SH SOLE 60500 Harmonic, Inc. Common Stock 413160102 744.13 323535 SH SOLE 323535 CNET Networks, Inc. Common Stock 12613R104 692.13 255400 SH SOLE 255400 Yahoo!, Inc. Common Stock 984332106 572.25 35000 SH SOLE 35000 O2 Micro International Ltd. Common Stock G6797E106 565.44 58000 SH SOLE 58000 Digital Insight Corp. Common Stock 25385P106 564.85 65000 SH SOLE 65000 Take-Two Interactive Software Inc Common Stock 874054109 561.76 23915 SH SOLE 23915 Roxio, Inc. Common Stock 780008108 554.75 116300 SH SOLE 116300 The News Corp. Ltd. Common Stock 652487703 525.00 20000 SH SOLE 20000 VeriSign, Inc. Common Stock 9.23E+106 501.25 62500 SH SOLE 62500 Drexler Technology Corp Common Stock 261876106 497.70 39500 SH SOLE 39500 Saba Software, Inc. Common Stock 784932105 461.74 435600 SH SOLE 435600 FreeMarkets, Inc. Common Stock 356602102 450.73 70000 SH SOLE 70000 Certegy, Inc. Common Stock 156880106 429.63 17500 SH SOLE 17500 PDF Solutions, Inc. Common Stock 693282105 401.94 58000 SH SOLE 58000 Business Objects SA - ADR ADR 12328X107 375.00 25000 SH SOLE 25000 Samsung Electronics Co., Ltd. - GDR GDR 796050888 359.78 2700 SH SOLE 2700 ARRIS Group, Inc. Common Stock 04269Q100 359.14 100600 SH SOLE 100600 Ceragon Networks Ltd. Common Stock 2616148 319.08 265900 SH SOLE 265900 General Motors Corp.- Class H Common Stock 370442832 317.79 29700 SH SOLE 29700 ILOG SA - ADR Common Stock 452360100 283.56 41700 SH SOLE 41700 Vastera, Inc. Common Stock 92239N109 245.82 43500 SH SOLE 43500 SkillSoft PLC - ADR Common Stock 83170A206 195.31 71022 SH SOLE 71022 SonicWALL, Inc. Common Stock 835470105 181.50 50000 SH SOLE 50000 Drugstore.com, Inc. Common Stock 262241102 174.48 72700 SH SOLE 72700 Silicon Image, Inc. Common Stock 82705T102 172.32 28720 SH SOLE 28720 Retek, Inc. Common Stock 76128Q109 170.82 62800 SH SOLE 62800 J.D. Edwards & Co. Common Stock 281667105 160.46 14225 SH SOLE 14225 Semiconductor HOLDRs Trust ADR 816636203 152.84 6900 SH SOLE 6900 Inet Technologies, Inc. Common Stock 45662V105 152.50 25000 SH SOLE 25000 FEI Company Common Stock 30241L109 118.65 7760 SH SOLE 7760 Extreme Networks, Inc. Common Stock 30226D106 65.35 19985 SH SOLE 19985 Genuity, Inc. - A Common Stock 3.72E+206 41.18 457600 SH SOLE 457600 Agere Systems, Inc. Common Stock 00845V100 11.71 12870 SH SOLE 12870 154 703,075.37

Netflix, Inc. Common Stock 64110L106 $ 1,856 75,000 SH SOLE Agere Systems, Inc. - A Common Stock 00845V100 $ 1,839 762,870 SH SOLE Drexler Technology Corp Common Stock 261876106 $ 1,760 117,200 SH SOLE Teradyne, Inc. Common Stock 880770102 $ 1,739 98,329 SH SOLE ANADIGICS, Inc. Common Stock 032515108 $ 1,706 520,000 SH SOLE Sealed Air Corp. Common Stock 81211K100 $ 1,704 35,325 SH SOLE Amkor Technology, Inc. Common Stock 031652100 $ 1,690 125,500 SH SOLE Yahoo!, Inc. Common Stock 984332106 $ 1,682 50,000 SH SOLE WebMD Corporation Common Stock 94769M105 $ 1,671 150,000 SH SOLE CNET Networks, Inc. Common Stock 12613R104 $ 1,619 255,400 SH SOLE PDF Solutions, Inc. Common Stock 693282105 $ 1,572 133,255 SH SOLE Manhattan Associates, Inc. Common Stock 562750109 $ 1,509 59,900 SH SOLE Concord EFS, Inc. Common Stock 206197105 $ 1,470 100,000 SH SOLE Microvision, Inc. Common Stock 594960106 $ 1,392 231,630 SH SOLE Finisar Corp. Common Stock 31787A101 $ 1,378 912,330 SH SOLE Virage Logic Corp. Common Stock 92763R104 $ 1,295 177,400 SH SOLE Internet Security Systems, Inc. Common Stock 46060X107 $ 1,275 92,200 SH SOLE Comcast Corp. - Special CL A Common Stock 20030N200 $ 1,243 43,100 SH SOLE Digital Insight Corp. Common Stock 25385P106 $ 1,222 65,000 SH SOLE RADWARE LTD. Common Stock M81873107 $ 1,191 70,000 SH SOLE Harmonic, Inc. Common Stock 413160102 $ 1,189 290,000 SH SOLE CheckFree Corp. Common Stock 162813109 $ 1,140 40,000 SH SOLE Fair Isaac, Inc. Common Stock 303250104 $ 1,040 20,000 SH SOLE Drugstore.com, Inc. Common Stock 262241102 $ 1,017 172,700 SH SOLE NetIQ Corp. Common Stock 64115P102 $ 993 60,500 SH SOLE O2 Micro International Ltd. Common Stock G6797E106 $ 935 57,125 SH SOLE Mercury Interactive Corp. Common Stock 589405109 $ 911 22,700 SH SOLE VeriSign, Inc. Common Stock 92343E102 $ 889 62,500 SH SOLE Witness Systems, Inc. Common Stock 977424100 $ 846 154,625 SH SOLE Verisity Ltd. Common Stock M97385112 $ 772 63,310 SH SOLE Ceragon Networks Ltd. Common Stock M22013102 $ 771 265,900 SH SOLE Silicon Image, Inc. Common Stock 82705T102 $ 744 134,100 SH SOLE Microchip Technology, Inc. Common Stock 595017104 $ 742 29,575 SH SOLE Retalix Limited Common Stock M8215W109 $ 739 43,995 SH SOLE Take-Two Interactive Software Inc Common Stock 874054109 $ 685 23,390 SH SOLE MSC.Software Corp. Common Stock 553531104 $ 660 100,000 SH SOLE The News Corp. Ltd. Common Stock 652487703 $ 609 20,000 SH SOLE Metro One Telecommunications Common Stock 59163F105 $ 601 113,475 SH SOLE Cognos, Inc. Common Stock 19244C109 $ 509 19,100 SH SOLE ARRIS Group, Inc. Common Stock 04269Q100 $ 488 100,600 SH SOLE FreeMarkets, Inc. Common Stock 356602102 $ 483 70,000 SH SOLE Certegy, Inc. Common Stock 156880106 $ 481 17,500 SH SOLE Centillium Communications, Inc Common Stock 152319109 $ 443 45,700 SH SOLE webMethods, Inc. Common Stock 94768C108 $ 413 50,000 SH SOLE Retek, Inc. Common Stock 76128Q109 $ 393 62,800 SH SOLE SkillSoft PLC - ADR Common Stock 830928107 $ 388 71,022 SH SOLE General Motors Corp.- Class H Common Stock 370442832 $ 388 29,700 SH SOLE ILOG SA - ADR Common Stock 452360100 $ 342 41,700 SH SOLE Infineon Technologies-ADR Common Stock 45662N103 $ 280 28,700 SH SOLE Vastera, Inc. Common Stock 92239N109 $ 264 43,500 SH SOLE Inet Technologies, Inc. Common Stock 45662V105 $ 251 25,000 SH SOLE Siemens AG - ADR Common Stock 826197501 $ 234 4,800 SH SOLE Avici Systems, Inc. Common Stock 05367L802 $ 205 33,105 SH SOLE ScanSoft, Inc. Common Stock 80603P107 $ 152 28,830 SH SOLE Read-Rite Corp. Common Stock 755246204 $ 139 990,000 SH SOLE Ask Jeeves, Inc. Common Stock 045174109 $ 132 10,000 SH SOLE aQuantive, Inc. Common Stock 03839G105 $ 102 10,000 SH SOLE 1-800-FLOWERS.COM, Inc. - A Common Stock 68243Q106 $ 81 10,000 SH SOLE Extreme Networks, Inc. Common Stock 30226D106 $ 69 12,695 SH SOLE Saba Software, Inc. Common Stock 784932105 $ 10 10,000 SH SOLE Genuity, Inc. - A Common Stock 37248E202 $ 5 457,600 SH SOLE 151 $ 857,408

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