13F-HR 1 a2102825z13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 ---------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: McCarthy Group Asset Management, Inc. ----------------------------------------------------------------- Address: 1125 South 103rd Street, Suite 450 ----------------------------------------------------------------- Omaha, Nebraska ----------------------------------------------------------------- 68124 ----------------------------------------------------------------- Form 13F File Number: 28- 05489 ----------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard L. Jarvis ----------------------------------------------------------------- Title: Chairman ----------------------------------------------------------------- Phone: (402) 393-8281 ----------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard L. Jarvis Omaha, Nebraska 2/6/03 ------------------------ ---------------------- -------------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [ ] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------- -------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- ------------------------------ Form 13F Information Table Entry Total: 104 ------------------------------ Form 13F Information Table Value Total: $178,237 ------------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other that the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28- --------- ----------------- -------------------------- [Repeat as necessary.] McCarthy Group Asset Management, Inc. FORM 13F 31-Dec-02

Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ~~Voting Authority~~ Name of Issuer Title ofCUSIPass ~~class CUSIP~~ (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ~~Brooktrout, Inc. COM 114580103 697 152556 SH Defined 142131 10425~~ Cantel Medical Corporation COM 138098108 ~~445~~1288 ~~44043~~101728 SH Defined ~~42477~~100162 1566 Carnival Cruise Lines - Cl A COM 143658102 ~~1864~~1784 ~~74275~~71520 SH Defined ~~66284~~63229 ~~7991~~8291 ~~CarrAmerica Realty Corporation COM 144418100 555 22045 SH Defined 21345 700~~ Caseys Gen Stores Inc COM 147528103 ~~1518~~1589 ~~131388~~130112 SH Defined ~~128214~~126938 3174 Cendant Corp COM 151313103 ~~3189~~3047 ~~296410~~290779 SH Defined ~~258033~~253702 ~~38377~~37077 Chateau Communities COM 161726104 ~~706~~923 ~~26741~~40141 SH Defined ~~25866~~39266 875 Comverse Technology COM 205862402 ~~2462~~3535 ~~352247~~352825 SH Defined ~~319410~~319988 32837 Conmed Corp COM 207410101 ~~1637~~1589 ~~81263~~81132 SH Defined ~~79019~~78888 2244 Convergys Corp COM 212485106 ~~2262~~2458 ~~150482~~162226 SH Defined ~~144630~~153074 ~~5852~~9152 Countrywide ~~Credit~~Financial ~~Inds~~Corp COM 222372104 ~~1656~~216 ~~35116~~4187 SH Defined ~~29668~~1517 ~~5448~~2670 Cousins Properties COM 222795106 ~~522~~561 22704 SH Defined 22704 Ecolab Inc COM 278865100 215 4350 SH Defined 3370 980 Electronic Data Sys Corp COM 285661104 ~~1173~~1451 ~~83907~~78757 SH Defined ~~72974~~69893 ~~10933~~8864 FNB Corporation COM 302520101 ~~2974~~2921 106149 SH Defined 106149 Factset Research Systems Inc COM 303075105 ~~1689~~1444 ~~63628~~51068 SH Defined ~~61737~~49177 1891 Freddie Mac COM 313400301 ~~1495~~1586 ~~26750~~26860 SH Defined ~~24936~~25046 1814 Gables Residential Trust COM 362418105 633 25400 SH Defined 25400 IHOP Corp COM 449623107 ~~1635~~1859 ~~67843~~77459 SH Defined ~~63519~~73135 4324 IMS Health Inc COM 449934108 ~~2742~~2942 ~~183134~~183884 SH Defined ~~169640~~170390 13494 IRT Property Co. COM 450058102 ~~318~~322 27090 SH Defined 25790 1300 Insituform Technologies Class COM 457667103 ~~1299~~1544 ~~90555~~90541 SH Defined ~~89760~~89746 795 Interpublic Group Cos Inc COM 460690100 ~~240~~200 ~~15114~~14214 SH Defined ~~6914~~6014 8200 iShares MSCI EAFE Index Fund COM 464287465 ~~762~~792 8000 SH Defined 8000 iShares DJ US Real Estate COM 464287739 ~~469~~483 ~~6007~~6244 SH Defined ~~6007~~6244 iShares S&P SC 600/Value COM 464287879 ~~1635~~1717 23600 SH Defined 23600 Johnson & Johnson Com COM 478160104 ~~2113~~268 ~~39072~~4996 SH Defined ~~37835~~3759 1237 ~~Kimball~~Kroger ~~Intl~~Co ~~Cl B~~ COM ~~494274103~~501044101 ~~290~~1744 ~~20990~~112878 SH Defined ~~15490~~109812 ~~5500~~3066 ~~Knight-Ridder~~Lawson Software Inc. COM ~~499040103~~520780107 ~~495~~770 ~~8780~~133876 SH Defined ~~8661~~133876 ~~119 Kroger Co COM 501044101 1115 79061 SH Defined 77720 1341~~ Liberty Media Corp Cl A COM 530718105 ~~5865~~7535 ~~816916~~842814 SH Defined ~~731274~~752401 ~~85642~~90413 M & F Worldwide Corp. COM 552541104 ~~188~~210 ~~39586~~38886 SH Defined ~~34286~~33586 5300 Manufactured Home Communities COM 564682102 ~~635~~590 19904 SH Defined 18701 1203 Mattel Inc COM 577081102 ~~2243~~2323 ~~124561~~121309 SH Defined ~~114393~~111141 10168 Mc Cormick & Co Nv COM 579780206 ~~610~~275 ~~26738~~11863 SH Defined ~~22564~~7689 4174 Merck & Co COM 589331107 ~~2680~~3140 ~~58640~~55475 SH Defined ~~51479~~49314 ~~7161~~6161 NCO Group Inc COM 628858102 ~~967~~1808 ~~84877~~113335 SH Defined ~~83646~~111704 ~~1231~~1631 Nasdaq-100 Index Shares COM 631100104 ~~652~~767 31457 SH Defined 31457 ~~Nationwide Health Properties I COM 638620104 242 14200 SH Defined 14200~~ Newfield Exploration Cos COM 651290108 ~~1791~~1955 ~~53309~~54241 SH Defined ~~51850~~52735 ~~1459~~1506 Novastar Financial, Inc. COM 669947400 ~~32446~~19202 ~~1484925~~618825 SH Defined ~~1484925~~618825 Novell Inc COM 670006105 ~~1444~~2296 ~~687787~~687516 SH Defined ~~665844~~666611 ~~21943~~20905 Paxar Corp COM 704227107 ~~843~~872 ~~57993~~59093 SH Defined ~~57993~~59093 Perrigo Co. COM 714290103 ~~2092~~2312 ~~196812~~190288 SH Defined ~~188124~~183060 ~~8688~~7228 ~~Procter & Gamble Co COM 742718109 215 2405 SH Defined 1855 550~~ Qwest Communications Intl COM 749121109 ~~490~~1013 ~~214765~~202685 SH Defined ~~195803~~183723 18962 ~~Regency~~Republic ~~Centers~~Services ~~Corp.~~Inc COM ~~758849103~~760759100 ~~651~~3510 ~~21006~~167304 SH Defined ~~19631~~147858 ~~1375~~19446 ~~Republic~~Reynolds ~~Services~~& ~~Inc~~Reynolds A COM ~~760759100~~761695105 ~~3903~~2955 ~~207621~~116007 SH Defined ~~185326~~112253 ~~22295~~3754 ~~Reynolds~~Safeway, &Inc. ~~Reynolds A~~ COM ~~761695105~~786514208 ~~2573~~2024 ~~114648~~86626 SH Defined ~~111169~~84068 ~~3479~~2558 Scotts Co Cl A COM 810186106 ~~1434~~1612 ~~34393~~32868 SH Defined ~~32893~~31093 ~~1500~~1775 Shaw Group Inc COM 820280105 ~~1319~~1520 ~~92894~~92375 SH Defined ~~91729~~91825 ~~1165~~550 Stone Energy Corp COM 861642106 ~~1629~~1668 ~~50113~~49988 SH Defined ~~48111~~47986 2002 Strayer Education Inc. COM 863236105 ~~865~~948 ~~14537~~16487 SH Defined ~~14537~~16337 150 Suntrust Banks Inc COM 867914103 ~~284~~263 4612 SH Defined 4612 ~~Sybase Inc COM 871130100 1443 124196 SH Defined 123184 1012~~ Torchmark Corp COM 891027104 ~~2016~~2186 ~~58838~~59828 SH Defined ~~56068~~57058 2770 Tyco Intl Ltd ~~New~~ COM 902124106 ~~5600~~5745 ~~397149~~336335 SH Defined ~~351780~~291898 ~~45369~~44437 U.S. Bancorp COM 902973304 ~~617~~487 ~~33202~~22927 SH Defined 18206 ~~14996~~4721 ~~United Dominion Rlty COM 910197102 274 17200 SH Defined 17200~~ Universal Forest Products COM 913543104 ~~367~~1059 ~~19526~~49661 SH Defined ~~19526~~49261 400 Valassis Communications COM 918866104 ~~1481~~500 ~~42230~~16982 SH Defined ~~39147~~14581 ~~3083~~2401 Vital Signs Inc COM 928469105 ~~1560~~1638 ~~52510~~54804 SH Defined ~~50084~~52378 2426 Vornado Realty Trust COM 929042109 ~~404~~406 ~~10239~~10914 SH Defined ~~9518~~10193 721 ~~WD-40 Co. COM 929236107 588 20332 SH Defined 20332~~ Wash Mutual Inc COM 939322103 ~~4762~~5274 ~~151323~~152731 SH Defined ~~137686~~139094 13637 Wausau-Mosinee Paper Corporati COM 943315101 ~~203~~915 ~~22000~~81581 SH Defined ~~22000~~81581 Yum! Brands Inc. COM 988498101 ~~329~~288 11884 SH Defined 9442 2442 Zale Corp ~~New~~ COM 988858106 ~~1881~~1755 ~~62366~~55010 SH Defined ~~60906~~53550 1460 AOL Time Warner COM 00184a105 ~~3625~~4006 ~~309823~~305834 SH Defined ~~279902~~276983 ~~29921~~28851 ~~Acceptance~~Advent ~~Insurance~~Software ~~Companies~~Inc COM ~~004308102~~007974108 ~~4235~~1740 ~~1794540~~127675 SH Defined ~~1794540~~126518 1157 Affiliated Managers Group COM 008252108 976 19400 SH Defined 19400 Albertson's Inc. COM 013104104 1094 49150 SH Defined 39950 9200 Amer Intl Group Inc COM 026874107 290 5020 SH Defined 4233 787 Apache Corp. COM 037411105 1870 32815 SH Defined 31115 1700 Apartment Investment & Mgmt Co COM 03748r101 246 6557 SH Defined 4807 1750 Apogent Technologies Inc COM 03760a101 3868 185967 SH Defined 165468 20499 Applebees Intl Inc COM 037899101 1394 60096 SH Defined 59502 594 Celera Genomics Group - Appler COM 038020202 1830 191627 SH Defined 179144 12483 Archstone-Smith Trust COM 039583109 242 10293 SH Defined 10093 200 Arden Rlty Group Inc COM 039793104 833 37591 SH Defined 36834 757 Avalonbay Communities Inc COM 053484101 542 13856 SH Defined 12728 1128 Avatar Holdings Inc. CV CONV 053494AD2 1188 1215000 PRN Defined 370000 845000 Berkshire Hathaway Inc Cl B COM 084670207 2719 1122 SH Defined 1005 117 Biogen Inc COM 090597105 2973 74220 SH Defined 69068 5152 H & R Block Inc COM 093671105 360 8960 SH Defined 8116 844 Charter Communications Class A COM 16117M107 933 790680 SH Defined 779585 11095 Citizens Communications COM 17453b101 4622 438115 SH Defined 391000 47115 Comverse Technologies CV CONV 205862AJ4 210 250000 PRN Defined 250000 Devon Energy Corporation COM 25179M103 2533 55186 SH Defined 50764 4422 EFunds Corp COM 28224r101 1669 183166 SH Defined 179194 3972 Energen Corp COM 29265n108 1278 43911 SH Defined 42440 1471 FEI Company CONV 30241LAB5 171 210000 PRN Defined 120000 90000 Felcor Lodging Trust Inc COM 31430F101 720 62955 SH Defined 62955 Firstservice Corp COM 33761n109 1149 71464 SH Defined 71464 Host Marriott Corporation COM 44107p104 359 40588 SH Defined 34138 6450 Insight Communications Co. COM 45768v108 1716 138610 SH Defined 134589 4021 Interpublic Group CONV 460690AJ9 442 580000 PRN Defined 310000 270000 Intrado, Inc. COM 46117a100 1514 154489 SH Defined 152818 1671 Kilroy Realty Corp COM 49427f108 585 25364 SH Defined 23494 1870 Level 3 Communications, Inc. COM 52729n100 57 11555 SH Defined 11177 378 Netiq Corp COM 64115p102 944 76400 SH Defined 76400 Orthodontic Centers Of Ameri COM 68750p103 1797 164674 SH Defined 156955 7719 Parker Drilling CV CONV 701081AD3 2513 2720000 PRN Defined 435000 2285000 Precision Drilling Corp COM 74022D100 402 12354 SH Defined 12354 Public Storage Inc COM 74460D109 290 8988 SH Defined 8146 842 R H Donnelley Corp COM 74955w307 1169 39867 SH Defined 38580 1287 Reckson Associates Realty COM 75621k106 668 31751 SH Defined 30926 825 Standard & Poor's 500 Deposito COM 78462f103 4633 52511 SH Defined 52511 Thermo Electron Corp CONV 883556ah5 15 15000 PRN Defined 15000 Waste Management COM 94106l109 4068 177484 SH Defined 159311 18173 Fresh Del Monte Produce Inc. COM G36738105 663 35074 SH Defined 35074 Trenwick Group Inc COM g9032c109 18 24375 SH Defined 24375 REPORT SUMMARY 104 DATA RECORDS 178237 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

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