Home/Filings/4/0001044857-08-000004
4//SEC Filing

USB HOLDING CO INC 4

Accession 0001044857-08-000004

CIK 0000707805operating

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 12:55 PM ET

Size

77.0 KB

Accession

0001044857-08-000004

Insider Transaction Report

Form 4
Period: 2008-01-01
HALES THOMAS E
DirectorPres,CEO & Chairman10% Owner
Transactions
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-0192,2070 total
    Exercise: $24.53From: 2009-12-26Exp: 2016-12-26Common Stock (92,207 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-01113,4090 total
    Exercise: $10.14From: 1999-10-07Exp: 2009-04-07Common Stock (113,409 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-01133,2280 total
    Exercise: $10.94From: 2000-10-13Exp: 2010-04-13Common Stock (133,288 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-01135,9500 total
    Exercise: $14.16From: 2002-11-08Exp: 2012-05-08Common Stock (135,950 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-0145,9370 total
    Exercise: $21.93From: 2007-04-12Exp: 2016-04-12Common Stock (45,937 underlying)
  • Disposition to Issuer

    Common Stock

    2008-01-01199,711.020 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Stock

    2008-01-011,630,160.340 total
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-0146,0750 total
    Exercise: $21.93From: 2008-04-18Exp: 2017-04-18Common Stock (46,075 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-01142,3700 total
    Exercise: $14.41From: 2003-10-16Exp: 2013-04-16Common Stock (142,370 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-011,6000 total
    Exercise: $21.81From: 2004-10-15Exp: 2009-04-15Common Stock (1,600 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-011,3810 total
    Exercise: $24.12From: 2009-04-18Exp: 2012-04-18Common Stock (1,381 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-018770 total
    Exercise: $21.87From: 2005-09-14Exp: 2015-03-14Common Stock (877 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-011,5190 total
    Exercise: $24.12From: 2008-04-12Exp: 2011-04-12Common Stock (1,519 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-0118,4530 total
    Exercise: $13.72From: 2002-11-24Exp: 2012-05-24Common Stock (18,453 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-015,0410 total
    Exercise: $14.04From: 2003-07-16Exp: 2013-01-16Common Stock (5,041 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-01140,7690 total
    Exercise: $19.83From: 2004-10-15Exp: 2014-10-15Common Stock (140,769 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-01157,9260 total
    Exercise: $19.29From: 2005-11-03Exp: 2015-05-03Common Stock (157,926 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-0150,7520 total
    Exercise: $12.02From: 1999-06-23Exp: 2008-12-23Common Stock (50,752 underlying)
  • Disposition to Issuer

    Common Stock

    2008-01-01190,7140 total(indirect: By LLC)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-0192,9060 total
    Exercise: $24.53From: 2008-12-26Exp: 2016-12-26Common Stock (92,906 underlying)
  • Disposition to Issuer

    Common Stock

    2008-01-01262,578.430 total(indirect: By Foundation)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-01135,2820 total
    Exercise: $14.11From: 1998-11-20Exp: 2008-05-20Common Stock (135,282 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-0114,3380 total
    Exercise: $10.41From: 2000-11-10Exp: 2010-05-10Common Stock (14,338 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-011,5200 total
    Exercise: $24.12From: 2007-04-12Exp: 2011-04-12Common Stock (1,520 underlying)
  • Disposition to Issuer

    Common Stock

    2008-01-01456,0000 total(indirect: By LLC)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-014,1560 total
    Exercise: $24.06From: 2005-09-14Exp: 2010-03-14Common Stock (4,156 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-011,3820 total
    Exercise: $24.12From: 2008-04-18Exp: 2012-04-18Common Stock (1,382 underlying)
  • Disposition to Issuer

    Common Stock

    2008-01-01335,446.9930 total(indirect: KSOP)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-0192,9070 total
    Exercise: $24.53From: 2007-12-26Exp: 2016-12-26Common Stock (92,907 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2008-01-014,5170 total
    Exercise: $24.34From: 2004-09-15Exp: 2009-03-16Common Stock (4,517 underlying)
Footnotes (2)
  • [F1]Cancelled in exchange for $8.925 in cash and 0.455 shares of common stock of KeyCorp per share (the "Per Share Merger Consideration").
  • [F2]Cancelled in exchange for a cash payment (less any applicable withholdings) representing the difference between the exercise price and the Per Share Merger Consideration.

Issuer

USB HOLDING CO INC

CIK 0000707805

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000707805

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 12:55 PM ET
Size
77.0 KB