LOWENTHAL ALBERT G 4
4 · OPPENHEIMER HOLDINGS INC · Filed Jan 30, 2025
Insider Transaction Report
Form 4
LOWENTHAL ALBERT G
DirectorCEO10% Owner
Transactions
- Other
Class A non-voting common stock
2025-01-28+39,689→ 199,151 total - Other
Restricted Class A non-voting common stock
2025-01-28−77,000→ 305,000 total→ Class A non-voting common stock (77,000 underlying) - Other
Restricted Class A non-voting common stock
2025-01-29+32,500→ 337,500 total→ Class A non-voting common stock (32,500 underlying)
Footnotes (2)
- [F1]The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.
- [F2]The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death.