Andre Axel 4
4 · AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · Filed Sep 22, 2023
Insider Transaction Report
Form 4
Andre Axel
Chief Financial Officer
Transactions
- Sale
Common Stock
2023-09-21$53.87/sh−29,273$1,577,062→ 13,740 total - Exercise/Conversion
Common Stock
2023-09-21$32.35/sh+29,273$946,982→ 43,013 total - Exercise/Conversion
Options - Right to Buy
2023-09-21−29,273→ 14,636 totalExercise: $32.35From: 2022-09-07Exp: 2031-09-07→ Common Stock (29,273 underlying)
Holdings
- 813(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $53.745 to $53.98. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- [F2]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- [F3]An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on September 7, 2022, and the other half became exercisable on September 07, 2023.