4//SEC Filing
COLE ROBERT K 4
Accession 0001036075-04-000001
CIK 0001036075other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 6:17 PM ET
Size
9.5 KB
Accession
0001036075-04-000001
Insider Transaction Report
Form 4
COLE ROBERT K
DirectorChairman and CEO
Transactions
- Exercise/Conversion
Common Stock
2003-12-31$6.65/sh+800$5,320→ 1,237,982 total - Exercise/Conversion
Stock Option (Right to Buy)
2003-12-31−800→ 224,200 totalExercise: $6.65Exp: 2011-09-04→ Common Stock (800 underlying) - Exercise/Conversion
Common Stock
2003-12-31$8.50/sh+1,500$12,750→ 1,237,182 total - Exercise/Conversion
Stock Option (Right to Buy)
2003-12-31−1,500→ 28,500 totalExercise: $8.50Exp: 2009-02-10→ Common Stock (1,500 underlying)
Footnotes (5)
- [F1]This stock option grant vested 20% on February 10, 2000, the first anniversary of the grant date, with an additional 5% vesting on the last day of each succeeding calendar quarter thereafter. The final 5% increment will vest on the fifth anniversary of the grant date. The portion of this stock option grant exercised by the reporting person on December 31, 2003 vested on December 31, 2003.
- [F2]This stock option grant was previously reported on a Form 4 filed on March 12, 1999 as covering 20,000 shares at an exercise price of $12.75 per share. On July 1, 2003, the stock options remaining under this stock option grant as of June 12, 2003, the record date of the 3-for-2 split, were adjusted to reflect the stock split.
- [F3]This stock option grant vested 20% on September 4, 2002, the first anniversary of the grant date, with an additional 5% vesting on the last day of each succeeding calendar quarter thereafter. The final 5% increment will vest on the fifth anniversary of the grant date. The portion of this stock option grant exercised by the reporting person on December 31, 2003 vested on December 31, 2003.
- [F4]This stock option grant was previously reported on a Form 4 filed on October 5, 2001 as covering 150,000 shares at an exercise price of $9.98 per share. On July 1, 2003, the stock options remaining under this stock option grant as of June 12, 2003, the record date of the 3-for-2 split, were adjusted to reflect the stock split.
- [F5]This column is not applicable.
Documents
Issuer
NEW CENTURY FINANCIAL CORP
CIK 0001036075
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001055773
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 6:17 PM ET
- Size
- 9.5 KB