4//SEC Filing
COLE ROBERT K 4
Accession 0001036075-03-000056
CIK 0001036075other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 4:20 PM ET
Size
6.6 KB
Accession
0001036075-03-000056
Insider Transaction Report
Form 4
COLE ROBERT K
DirectorChairman and CEO
Transactions
- Exercise/Conversion
Common Stock
2003-10-14$7.33/sh+12,405$90,929→ 1,235,682 total - Exercise/Conversion
Stock Option (Right to Buy)
2003-10-14−12,405→ 52,845 totalExercise: $7.33Exp: 2007-07-01→ Common Stock (12,405 underlying)
Footnotes (4)
- [F1]On July 11, 2003, the common stock of New Century Financial Corporation split 3-for-2, resulting in the reporting person's acquisition of 407,759 additional shares of common stock.
- [F2]This stock option vested in three equal annual installments beginning on July 1, 1998, and therefore is currently exercisable.
- [F3]This stock option grant was previously reported on a Form 4 filed on August 8, 1997 as covering 62,500 shares at an exercise price of $11.00 per share. The reporting person exercised stock options covering 19,000 shares on December 27, 2002. On July 1, 2003, the stock options remaining under this stock option grant as of June 12, 2003, the record date of the 3-for-2 split, were adjusted to reflect the stock split.
- [F4]This column is not applicable.
Documents
Issuer
NEW CENTURY FINANCIAL CORP
CIK 0001036075
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001055773
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 4:20 PM ET
- Size
- 6.6 KB