Home/Filings/4/0001028212-04-000060
4//SEC Filing

MID STATE RACEWAY INC 4

Accession 0001028212-04-000060

CIK 0000065914operating

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 3:03 PM ET

Size

10.3 KB

Accession

0001028212-04-000060

Insider Transaction Report

Form 4
Period: 2004-04-10
Scott Shawn A
10% Owner
Transactions
  • Sale

    Common Stock Warrant (right to buy)

    2004-04-101,100,0000 total(indirect: By LLC)
    Exercise: $2.00From: 2002-08-28Exp: 2007-08-31common stock (1,100,000 underlying)
  • Sale

    Common Stock Warrant (right to buy)

    2004-04-1050,0000 total(indirect: By LLC)
    Exercise: $2.00From: 2002-08-01Exp: 2007-03-31common stock (50,000 underlying)
  • Sale

    Common STock Warrant (right to buy)

    2004-04-10100,0000 total(indirect: By LLC)
    Exercise: $2.00From: 2002-08-01Exp: 2007-07-31common stock (100,000 underlying)
Footnotes (2)
  • [F1]All of the warrants were sold by All Capital, LLC in a private transaction together with an aggregate of 469,549 shares of common stock of the Issuer held by an affiliate entity and a director of the Issuer. The aggregate purchase price paid was $9 million of which $7 million was in the form of promissory notes to All Capital.
  • [F2]The Reporting Person is the sole member and manager of All Capital, LLC.

Issuer

MID STATE RACEWAY INC

CIK 0000065914

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0000065914

Filing Metadata

Form type
4
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 3:03 PM ET
Size
10.3 KB