4//SEC Filing
BARSTOW DEBORAH N 4
Accession 0001025835-07-000139
CIK 0001025835other
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 11:14 AM ET
Size
13.3 KB
Accession
0001025835-07-000139
Insider Transaction Report
Form 4
BARSTOW DEBORAH N
SVP & Controller
Transactions
- Disposition to Issuer
Restricted Share Units
2007-06-15−1,000→ 2,106 total→ Common Stock (1,000 underlying) - Award
Stock Settled Stock Appreciation Rights
2007-06-15+2,500→ 2,500 totalExercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (2,500 underlying)
Holdings
- 1,100(indirect: By Spouse)
Common Stock
- 4,000
Incentive Stock Option (right to buy)
Exercise: $12.50From: 2004-10-01Exp: 2013-01-01→ Common Stock (4,000 underlying) - 4,355
Common Stock
- 2,000
Incentive Stock Option (right to buy)
Exercise: $13.10From: 2004-10-01Exp: 2013-08-01→ Common Stock (2,000 underlying)
Footnotes (5)
- [F1]Effective 10/01/2004 the Board fully vested the oustanding employee and Director stock options.
- [F2]Each RSU represents the right to recieve one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F3]Pursuant to a one time offer by Enterprise Financial Services Corp, the reporting person has elected to exchange RSUs for Stock Settled Stock Appreciation Rights ("SSARs") at a ratio of 2.5 SSARs for each RSU surrendered.
- [F4]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F5]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001325343
Filing Metadata
- Form type
- 4
- Filed
- Jun 18, 8:00 PM ET
- Accepted
- Jun 19, 11:14 AM ET
- Size
- 13.3 KB