Home/Filings/4/0001024478-23-000187
4//SEC Filing

Gangestad Nicholas C 4

Accession 0001024478-23-000187

CIK 0001024478other

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 8:48 PM ET

Size

16.2 KB

Accession

0001024478-23-000187

Insider Transaction Report

Form 4
Period: 2023-12-07
Gangestad Nicholas C
Sr. VP and CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2023-12-09+1,2329,474 total
  • Exercise/Conversion

    Common Stock

    2023-12-07+9128,669 total
  • Sale

    Common Stock

    2023-12-11$280.12/sh60$16,8078,897 total
  • Sale

    Common Stock

    2023-12-08$279.04/sh427$119,1518,242 total
  • Sale

    Common Stock

    2023-12-11$279.68/sh517$144,5948,957 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-07912913 total
    From: 2022-12-07Exp: 2024-12-07Common Stock (912 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-091,2322,464 total
    From: 2023-12-09Exp: 2025-12-09Common Stock (1,232 underlying)
Footnotes (7)
  • [F1]Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
  • [F2]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F3]Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.
  • [F4]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.0201 to $280.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F5]Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.06 to $280.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  • [F6]Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
  • [F7]The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Issuer

ROCKWELL AUTOMATION, INC

CIK 0001024478

Entity typeother

Related Parties

1
  • filerCIK 0001515709

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 8:48 PM ET
Size
16.2 KB