PLIMPTON FRANK 4
4 · NATIONAL HOLDINGS CORP · Filed Oct 6, 2010
Insider Transaction Report
Form 4
NATIONAL HOLDINGS CORPNHLD.OB
PLIMPTON FRANK
Director
Transactions
- Other
Warrants (right to purchase)
2010-10-05+73,525→ 73,525 totalExercise: $0.50→ Common Stock (73,525 underlying)
Footnotes (3)
- [F1]The Warrants were issued in consideration with the waiving of certain rights.
- [F2]The Warrants vest 33% immediately and 33% on each of the 1st and 2nd anniversaries of the date of grant.
- [F3]Each tranche of vested Warrants expire five years from the date of vesting.