13F-HR 1 d13fhr.txt FORM 13-F COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/02 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Synergy Asset Management Inc. Address: The Exchange Tower 130 King Street West Suite 3640 Toronto, Ontario M5X 1E4 13F File Number: 28-10131 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jaime E. Ross Title: Vice-President, Services & Corporate Secretary Phone: (416) 202--6049 Signature, Place, and Date of Signing: "Jaime E. Ross" Toronto, Ontario September 10, 2002 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 13F File Number Name 28-7812 Thornburg Investment Management, Inc. 28-00156 Marsico Capital Management, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 162 Form 13F Information Table Value Total: $158,512 (Value X$1000) List of Other Included Managers: None

VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- ~~TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER~~ NAME OF ISSUER OF CLASS ~~CUSIP~~ (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ---------- -~~--------~~ -------- ------- --- ---- ---------- -------- ------- ------ ---- 3M COMPANY COMMON 88579Y101 1,034 8,404 SH SOLE 8,404 ACE LIMITED COMMON G0070K103 6451 1,600 SH SOLE 1,600 ~~AMERN~~ACTIVISION ~~INTL~~INC ~~GROUP~~COMMON ~~INC~~004930202 4,998 172,000 SH SOLE 172,000 AFFILIATED COMP SVCS CL A COMMON ~~026874107~~008190100 ~~969~~603 12,~~200~~700 SH SOLE 12,~~200~~700 ~~ANADARKO~~CUM RTS ALCOA INC COMMON ~~PETE~~013817101 1,035 34,000 SH SOLE 34,000 AMBAC FINANCIAL GRP COMMON 023139108 1,012 15,060 SH SOLE 15,060 CUM RTS ~~032511107~~AMERICAN ~~631~~EXPRESS 11CO COMMON 025816109 541 14,~~100~~900 SH SOLE 1114,~~100~~900 ~~ANHEUSER~~AMERICAN MED SYS HLD COMMON 02744M108 471 23,500 SH SOLE 23,500 AMERN INTL GROUP INC COMMON 026874107 1,696 24,864 SH SOLE 24,864 ANHEUSER BUSCH COS ~~CUM~~COMMON ~~RTS~~ 035229103 1,~~252~~136 2722,~~700~~309 SH SOLE 2722,~~700~~309 CUM RTS AOL TIME WARNER INC COMMON 00184A105 ~~780~~509 2433,~~300~~000 SH SOLE 2433,~~300~~000 ~~ASTORIA~~APPLIED ~~FINL~~MATLS ~~CORP~~INC COMMON ~~046265104~~038222105 ~~572~~561 2129,~~600~~500 SH SOLE 2129,~~600~~500 ASIAINFO HLDGS INC COMMON 04518A104 179 13,500 SH SOLE 13,500 AT&T CORP COMMON 001957109 ~~390~~75 217,~~500~~000 SH SOLE 217,~~500~~000 AT&T WIRELESS SRVC COMMON 00209A106 9135 6,300 SH SOLE 6,300 AVON PRODS INC COMMON ~~BALL~~054303102 ~~CORP~~425 8,300 SH SOLE 8,300 CUM RTS ~~058498106~~BANK ~~424~~NEW 6YORK INC COMMON 064057102 736 22,~~000~~450 SH SOLE 622,~~000~~450 ~~BAXTER~~BANK OF AMERICA CORP COMMON 060505104 1,323 18,800 SH SOLE 18,800 BAXTER INTL INC ~~CUM~~COMMON ~~RTS~~ 071813109 ~~161~~1,241 327,~~000~~928 SH SOLE 327,~~000~~928 ~~BEST~~BEAR ~~BUY~~STEARNS COS INC COMMON ~~086516101~~073902108 ~~842~~545 118,~~300~~900 SH SOLE 118,~~300~~900 BPBURLINGTON ~~PLC~~RES ~~ADR~~INC (6COMMON ~~ORDS)~~122014103 ~~055622104~~588 114,~~097~~900 ~~23,592~~ SH SOLE 2314,~~592~~900 ~~CENDANT~~CUM ~~CORP~~RTS ~~COMMON~~CADBURY ~~151313103~~SCHWEPPES ~~1,030~~SP 52ADR 127209302 813 28,~~500~~000 SH SOLE 5228,~~500~~000 ~~CHARLES~~CEMEX ~~RIV~~S ~~LABS~~A ~~INT~~SP ~~COMMON~~ADR ~~159864107~~151290889 ~~780~~808 2331,~~300~~000 SH SOLE 2331,~~300~~000 ~~CHEVRON-~~CENDANT ~~TEXACO~~CORP COMMON 151313103 79 5,000 SH SOLE 5,000 CHEVRONTEXACO CORP COMMON 166764100 ~~108~~106 1,200 SH SOLE 1,200 ~~CHICOS~~CHINA ~~FAS~~UNICOM ~~INC~~ADR ~~COMMON~~16945R104 ~~168615102~~336 ~~576 14~~42,~~500~~300 SH SOLE 1442,~~500~~300 CIRCUIT CITY ~~COMMON~~ STORE ~~CUM~~COMMON ~~RIGHTS~~ 172737108 4432 1,700 SH SOLE 1,700 CUM RIGHTS CISCO SYSTEMS INC COMMON 17275R102 25,~~872~~562 ~~158~~398,~~600~~700 SH SOLE ~~158~~398,~~600~~700 CITIGROUP INC COMMON 172967101 1,~~420~~140 2830,~~133~~861 SH SOLE 2830,~~133~~861 ~~CLARENT~~CLOROX CO COMMON 189054109 575 13,900 SH SOLE 13,900 CNOOC LTD SP ADR 126132109 83 3,100 SH SOLE 3,100 COCA COLA CO COMMON 191216100 1,098 19,600 SH SOLE 19,600 COMCAST CORP ~~DEL~~CLASS A 200300200 432 18,100 SH SOLE 18,100 COMMERCE BANCSHARES COMMON ~~180461105~~200525103 ~~241~~535 4512,100 SH SOLE 12,100 COMPUTER ASSOC INTL COMMON 204912109 47 2,700 SH SOLE 2,700 CONAGRA FOODS INC COMMON 205887102 691 25,000 SH SOLE 4525,000 ~~CLOROX~~CUM CORTS CRYPTOLOGIC INC COMMON ~~189054109~~22890610 ~~554~~A 14264 10,000 SH SOLE 1410,000 ~~COLUMBIA~~DDI ~~SPORTSWEAR~~CORP COMMON ~~198516106~~233162106 ~~759~~28 2231,~~800~~000 SH SOLE 2231,~~800~~000 DELL COMPUTER ~~ASSOC~~CORP COMMON 247025109 908 34,752 SH SOLE 34,752 DELPHI CORPORATION COMMON 247126105 505 37,900 SH SOLE 37,900 DENTSPLY INTL INC COMMON ~~204912109~~249030107 ~~486~~952 1425,800 SH SOLE 25,800 DIAL CORP COMMON 25247D101 517 25,800 SH SOLE 25,800 DOUBLECLICK INC COMMON 258609304 290 40,000 SH SOLE 40,000 DUKE ENERGY CORP COMMON 264399106 352 11,100 SH SOLE 1411,100 ~~CONSTELLATION~~E ~~BRANDS~~TRADE GROUP INC COMMON 269246104 462 95,300 SH SOLE 95,300 CUM RIGHTS EMBRAER-EMPRESA BRAS PFD SP ADR 29081M102 667 34,949 SH SOLE 34,949 ERICSSON(LM) TEL ADR CLASS AB ~~21036P108~~294821400 ~~257~~26 617,800 SH SOLE 17,800 EXXON MOBIL CORP COMMON 30231G102 982 24,000 SH SOLE 624,000 ~~COUNTRYWIDE~~FEDERAL NATL MTG ASS COMMON CR313586109 ~~INDS~~1,586 21,500 SH SOLE 21,500 FEDEX CORPORATION COMMON 31428X106 1,089 20,392 SH SOLE 20,392 FIRST TENN NATL CORP COMMON 337162101 475 12,400 SH SOLE 12,400 FIRST VA BANKS INC COMMON 337477103 583 10,100 SH SOLE 10,100 CUM RTS ~~222372104~~FLIR ~~610~~SYS 14INC COMMON 302445101 630 15,~~900~~000 SH SOLE 1415,~~900~~000

VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- ~~TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER~~ NAME OF ISSUER OF CLASS ~~CUSIP~~ (xX$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------- --~~--------~~ -------- ------- --- ---- ---------- -------- ------- ------ ---- ~~CRYPTOLOGIC~~FOREST LABS INC COMMON ~~22890610~~345838106 A475 6,~~687~~700 ~~253~~SH SOLE 6,700 FOUR SEASONS HOTEL SUB VTG SH 35100E104 432 9,803 SH SOLE 9,803 FREDDIE MAC COMMON 313400301 726 12,000 SH SOLE 12,000 GEMPLUS INTL S A ADR 36866Y102 133 45,200 SH SOLE ~~253~~45,200 ~~CYTYC~~GENERAL DYNAMICS COMMON 369550108 1,020 9,729 SH SOLE 9,729 GENERAL ELEC CO COMMON 369604103 854 29,400 SH SOLE 29,400 GENERAL MTRS CORP COMMON ~~232946103~~370442105 ~~345~~1,728 1332,328 SH SOLE 32,328 GEORGIA PAC CORP COM CM RTS 373298108 58 2,200 SH SOLE 132,200 ~~DDI~~GOLD ~~CORP~~FIELDS ~~COMMON~~LTD ~~233162106~~SP ~~207~~ADR 2138059T106 827 67,000 SH SOLE 2167,000 ~~DIME~~GOLDMAN SACHS GROUP COMMON ~~BANCORP~~38141G104 679 9,500 SH SOLE 9,500 GSI LUMONICS INC COMMON 36229U102 270 35,000 SH SOLE 35,000 HARLEY DAVIDSON INC COMMON 412822108 886 17,984 SH SOLE 17,984 CUM RTS ~~25429Q102~~HEALTHSOUTH ~~866~~CORP 24COMMON 421924101 28 2,200 SH SOLE 2,200 HEWLETT PACKARD CO COMMON 428236103 244 16,000 SH SOLE 2416,000 ~~DUKE~~HILTON ~~ENERGY~~HOTELS CORP COMMON ~~264399106~~432848109 ~~1,731~~169 4412,~~100~~000 SH SOLE 4412,~~100~~000 ~~EARTHLINK~~CUM RTS HOME DEPOT INC COMMON ~~270321102~~437076102 ~~498~~1,205 4032,~~900~~800 SH SOLE 4032,~~900~~800 ~~EBAY~~HUDSON ~~INC~~CITY BANCORP COMMON ~~278642103~~443683107 ~~314~~1,116 456,~~700~~500 SH SOLE 456,~~700~~500 ~~ERICSSON~~HURRICANE ~~ADR~~HYDRCRBNS LCLASS MA ~~TEL~~44779E106 67 10,000 SH SOLE 10,000 HYUNDAI MTR CO ~~CLASS~~SPON BGDR ~~SEK10~~449187707 ~~294821400~~777 9351,700 17SH SOLE 51,~~800~~700 INTEL CORP COMMON 458140100 1,069 58,500 SH SOLE 1758,~~800~~500 ~~ESS~~INTUIT ~~TECHNOLOGY~~COMMON 461202103 482 9,700 SH SOLE 9,700 ITRON INC COMMON ~~269151106~~465741106 ~~340~~525 1620,000 SH SOLE 1620,000 ~~EVEREST~~JACOBS REENGR GROUP ~~LTD~~COMMON 469814107 956 27,400 SH SOLE 27,400 CUM RTS JETBLUE AIRWAYS CORP COMMON ~~G3223R108~~477143101 ~~375~~346 57,~~300~~600 SH SOLE 57,~~300~~600 ~~FEDERAL~~JOHN ~~NATL~~HANCOCK ~~MTG~~FNL ~~ASS~~SVS COMMON ~~313586109~~41014S106 124 700 SH SOLE 700 JOHNSON & JOHNSON COMMON 478160104 3,~~471~~342 1863,~~500~~954 SH SOLE 1863,~~500~~954 ~~FEDEX~~JOHNSON ~~CORPORATION~~CONTROLS INC COMMON ~~31428X106~~478366107 78799 10,400 SH SOLE 10,400 CUM RTS KANEB PIPE LN PARTNR PFD UNITS 484169107 1,~~500~~323 35,100 SH SOLE 35,100 L-3 COMMUNICATIONS COMMON 502424104 1,~~500~~874 ~~FIRST~~34,324 ~~DATA~~SH SOLE 34,324 LEHMAN BROS HLDGS COMMON 524908100 1,381 22,082 SH SOLE 22,082 LENNAR CORP COMMON ~~319963104~~526057104 1,~~098~~245 20,338 SH SOLE 20,338 LIMITED BRANDS INC COMMON 532716107 447 21,000 SH SOLE 21,000 LOCKHEED MARTIN CORP COMMON 539830109 4,401 63,327 SH SOLE 63,327 LOWES CO COMMON 548661107 2,670 58,998 SH SOLE 58,998 LYONDELL CHEMICAL CO COMMON 552078107 200 14,000 SH SOLE 14,000 ~~FIRST~~CUM ~~TENN~~RTS ~~NATL~~MAGNA ENTMT CORP CLASS A 559211107 2,342 335,000 SH SOLE 335,000 MARSHALL & ILSLEY COMMON ~~337162101~~571834100 ~~479~~510 17,000 SH SOLE 17,000 MBNA CORP COMMON 55262L100 622 18,800 SH SOLE 18,800 MCDATA CORPORATION CLASS A 580031201 2,599 295,000 SH SOLE 295,000 MCKESSON CORP COMMON 58155Q103 451 13,~~200~~800 SH SOLE 13,~~200~~800 ~~FLIR~~METLIFE ~~SYS~~INC COMMON 59156R108 241 7,900 SH SOLE 7,900 MEXICO FUND INC COMMON ~~302445101~~592835102 ~~569~~210 1513,000 SH SOLE 1513,000 ~~FREDDIE~~MGM ~~MAC~~MIRAGE COMMON ~~313400301~~552953101 1444 13,~~700~~170 26SH SOLE 13,170 MICROSEMI CORP COMMON 595137100 323 49,000 SH SOLE 2649,000 ~~FRONTIER~~MICROSOFT ~~AIRLINES~~CORP COMMON ~~359065109~~594918104 1,~~421~~935 8335,~~600~~375 SH SOLE 8335,~~600~~375 ~~GEMSTAR-~~MOHAWK TVINDS ~~GUIDE~~INC ~~INT~~ COMMON ~~36866W106~~608190104 5495 8,~~169~~100 ~~186~~SH SOLE 8,~~600~~100 MOTOROLA INC COMMON 620076109 636 45,000 SH SOLE ~~186~~45,~~600~~000 ~~GENERAL~~MYLAN ~~ELEC~~LABS COINC COMMON ~~369604103~~628530107 ~~1,018~~670 2522,~~400~~500 SH SOLE 2522,~~400~~500 ~~GENESIS~~NEWFIELD ~~MICROCHIP~~EXPL CO COMMON ~~371933102C~~651290108 5503 14,~~455~~000 82SH SOLE 14,000 NEXTEL COMM INC CLASS A 65332V103 432 134,500 SH SOLE 82134,500 NL INDS INC COMMON ~~GENZYME~~629156407 ~~GNRL~~187 ~~CORP~~11,800 ~~DIVISION~~SH ~~372917104~~SOLE ~~144~~11,800 2NORTEL NETWORKS UNITS 656568UNT 571 20 SH SOLE 20 NOVARTIS AG ADS 66987V109 960 21,~~400~~900 SH SOLE 221,~~400~~900 ~~COM~~NOVEN ~~GEORGIA~~PHARMACEUTICAL ~~CMRTS-GA~~COMMON ~~PAC~~670009109 ~~CORP~~153 ~~PAC~~6,000 ~~GRP~~SH ~~373298108~~SOLE 616,000 2OMI CORPORATION COMMON Y6476W104 74 20,~~200~~000 SH SOLE 220,~~200~~000 ~~GSI~~CUM ~~LUMONICS~~RIGHTS ~~INC~~ORACLE CORP COMMON ~~36229U102C~~68389X105 ~~466~~1,894 55200,000 SH SOLE 55200,000 ~~HARLEY~~OTP ~~COMMON~~BANK ~~DAVIDSON~~GDR ~~INC~~4678704 ~~CUM~~736 ~~RTS~~46,000 ~~412822108~~SH ~~787~~SOLE 1446,000 PACCAR INC COMMON 693718108 555 12,500 SH SOLE 1412,500 ~~HARRAHS~~PEPSICO INC COMMON ~~ENTMT~~713448108 ~~INC~~1,443 29,942 SH SOLE 29,942 PHELPS DODGE CORP COMMON 717265102 1,000 25,000 SH SOLE 25,000 CUM RTS ~~413619107~~PHILIP ~~629~~MORRIS 17CO INC COMMON 718154107 56 1,200 SH SOLE 1,200 PHOTON DYNAMICS COMMON 719364101 300 10,000 SH SOLE 1710,000 ~~HEALTH~~PROCTER ~~NET~~& ~~INC~~GAMBLE ~~CLASS~~CO ACOMMON ~~42222G108~~742718109 1,~~091~~527 5017,100 SH SOLE 5017,100 ~~HEALTHSOUTH~~PROGRESSVE CORP OHIO COMMON ~~421924101~~743315103 33868 215,~~200~~000 SH SOLE 215,~~200~~000 ~~HEWLETT~~QUALCOMM ~~PACKARD~~INC COCOMMON 747525103 741 26,960 SH SOLE 26,960 QUEST DIAGNOSTICS COMMON ~~428236103~~74834L100 ~~637~~1,977 3122,~~000~~980 SH SOLE 3122,980 QUOVADX INC COMMON 74913K106 94 15,000 ~~HNC~~SH ~~SOFTWARE~~SOLE ~~INC~~15,000 RADIOSHACK CORP COMMON ~~40425P107~~750438103 ~~258~~301 1210,~~500~~000 SH SOLE 1210,~~500~~000 ~~HOME~~RIVERDEEP ~~DEPOT~~GROUP ~~INC~~PLC ~~COMMON~~SP ~~437076102~~ADR ~~673~~76870Q109 13296 19,000 SH SOLE 19,000 RYANAIR HLDGS SP ADR 783513104 6,680 191,555 SH SOLE 191,555 SAMSUNG ELECTRS LTD GDR 796050888 4,403 32,200 SH SOLE 1332,200 ~~HURRICANE~~SAND ~~COMMON~~TECHNOLOGY ~~HYDRCRBNS~~INC CLASS A ~~44779EAD8~~799774302 ~~707~~614 ~~690~~483,~~000~~200 SH SOLE ~~690~~483,~~000~~200 ~~IKON~~SCANSOFT ~~OFFICE~~INC ~~SOLUTION~~COMMON 80603P107 1,567 211,700 SH SOLE 211,700 SEARS ROEBUCK & CO COMMON ~~451713101~~812387108 ~~540~~688 4612,~~200~~900 SH SOLE 4612,~~200~~900

VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- ~~TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER~~ NAME OF ISSUER OF CLASS ~~CUSIP~~ (xX$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------- -----~~----~~ -------- --------- --- ---- ---------- -------- --------- ------ ---- ~~INTEL~~SERENA ~~CORP~~SOFTWARE INC COMMON ~~458140100~~817492101 ~~1,786~~384 5628,~~800~~000 SH SOLE 5628,~~800~~000 ~~INTERMAGNETICS~~SHUFFLE ~~GEN~~MASTER INC COMMON ~~458771102~~825549108 ~~475~~1,102 1860,~~340~~000 SH SOLE 1860,~~340~~000 ~~ISIS~~SLM ~~PHARMACEUTICALS~~CORP COMMON ~~464330109~~78442P106 32,~~386~~582 ~~152~~26,~~600~~650 SH SOLE ~~152~~26,~~600~~650 ~~IVAX~~SOUTHWEST ~~CORP~~AIRLS CO COMMON ~~465823102~~844741108 ~~677~~562 3334,~~600~~748 SH SOLE 3334,~~600~~748 ~~JOHN~~CUM ~~HANCOCK~~RTS ~~FNL~~SPRINT ~~SVS~~CORP(FON ~~COMMON~~GRP) ~~41014S106 29 700 SH SOLE 700 JOHNSON & JOHNSON~~ COMMON ~~478160104~~852061100 ~~2,364~~106 4010,000 SH SOLE 4010,000 ~~JUNIPER~~CUM ~~NETWORKS~~RTS SPRINT CORP(PCS GRP) PCS COM ~~COMMON~~SER ~~48203R104~~1 ~~152~~852061506 8522 125,~~000~~500 SH SOLE 8125,~~000~~500 ~~KINDER~~ST ~~MORGAN~~JUDE MED INC COMMON ~~49455P101~~790849103 ~~278~~428 5,~~000~~800 SH SOLE 5,~~000~~800 ~~LANDS~~STORAGENETWORKS ~~END~~ INC COMMON ~~515086106~~86211E103 1,~~088~~977 211,~~700~~004,000 SH SOLE 211,~~700~~004,000 ~~LEHMAN~~TAIWAN ~~BROS~~SEMICONDUCTOR ~~HLDGS~~SP ~~COMMON~~ADR ~~524908100~~874039100 ~~942~~6,627 14469,~~100~~670 SH SOLE 14469,~~100~~670 ~~LENNAR~~TARGET ~~CORP~~CORPORATION COMMON ~~526057104~~87612E106 ~~1,025~~678 2117,~~900~~800 SH SOLE 2117,~~900~~800 ~~LOCKHEED~~CUM ~~MARTIN~~RIGHTS ~~CORP~~TELLAMON ~~COMMON~~PHOTONIC ~~539830109~~CLASS ~~999~~B 21878994995 345 115,~~400~~000 SH SOLE 21115,~~400~~000 ~~LOWES~~TENET COHEALTHCARE COMMON ~~548661107~~88033G100 19,~~592~~771 34136,~~300~~568 SH SOLE 34136,~~300~~568 ~~MENTOR~~TEXAS ~~CORP~~INSTRS ~~MINN~~INC COMMON ~~587188103~~882508104 ~~565~~635 1926,800 SH SOLE 1926,800 ~~METLIFE~~CUM ~~INC~~RTS THERMO ELECTRON CORP COMMON ~~59156R108~~883556102 ~~250~~41 72,~~900~~600 SH SOLE 72,~~900~~600 ~~MICROSEMI~~TIFFANY ~~CORP~~& CO COMMON ~~595137100~~886547108 31,~~386~~836 ~~114~~52,~~000~~155 SH SOLE ~~114~~52,~~000~~155 ~~MICROSOFT~~CUM RTS UNION PAC CORP COMMON ~~594918104~~907818108 ~~1,617~~715 2411,~~400~~300 SH SOLE 2411,~~400~~300 ~~MYLAN~~UNITED ~~LABS~~TECHNOLOGIES ~~INC~~ COMMON ~~628530107~~913017109 ~~938~~54 ~~25,000~~800 SH SOLE ~~25,000~~800 ~~NEXTEL~~UNITEDHEALTH ~~COMM~~GRP INC ~~CLASS~~COMMON A91324P102 ~~65332V103~~ 4,~~959~~514 ~~452~~49,~~500~~309 SH SOLE ~~452~~49,~~500~~309 ~~NOKIA~~UNOCAL SPCORP ~~ADR~~COMMON ~~CORP~~915289102 (1797 ~~ORD~~21,765 A)SH ~~654902204~~SOLE 2521,765 1CUM RTS US BANCORP DEL COMMON 902973304 752 32,~~000~~200 SH SOLE 132,~~000~~200 ~~NORDSTROM~~VARIAN INC COMMON ~~655664100~~922206107 ~~546~~560 2717,000 SH SOLE 2717,000 ~~NORFOLK~~VERISIGN ~~SOUTHERN~~INC COMMON ~~655844108~~92343E102 ~~841~~12 451,~~900~~700 SH SOLE 451,~~900~~700 ~~NOVEN~~VERIZON ~~PHARMACEUTICAL~~COMMUNICATNS COMMON ~~670009109~~92343V104 ~~373~~656 2116,~~000~~410 SH SOLE 2116,~~000~~410 ~~NVIDIA~~VODAFONE ~~CORP~~GRP PLC ADR 92857W100 12 900 SH SOLE 900 WAL MART STORES INC COMMON ~~67066G104~~931142103 43,~~014~~789 6068,~~000~~872 SH SOLE 6068,~~000~~872 ~~OCCIDENTAL~~WALT ~~PETE~~DISNEY ~~CORP~~CO COMMON ~~674599105~~254687106 ~~531~~227 2012,000 SH SOLE 2012,000 ~~OMI~~WASHINGTON ~~COMMON~~MUT ~~CORPORATION~~INC ~~CUM~~COMMON ~~RIGHTS~~939322103 ~~Y6476W104~~782 ~~199 50~~21,000 SH SOLE 5021,000 ~~PEPSI~~WELLPOINT ~~BOTTLING~~HLTH ~~GRP~~NETWK COMMON ~~713409100~~94973H108 ~~451~~646 198,~~200~~300 SH SOLE 198,~~200~~300 ~~PEREGRINE~~WELLS ~~SYSTEMS~~FARGO & CO COMMON ~~71366Q101~~949746101 82665 513,~~500~~200 SH SOLE 513,~~500~~200 ~~PFIZER~~WENDYS INTL INC COMMON ~~717081103~~950590109 ~~1,753~~333 448,~~000~~400 SH SOLE 448,~~000~~400 ~~PHELPS~~WEYERHAEUSER CO COMMON ~~DODGE~~962166104 ~~CORP~~448 ~~CUM RTS 717265102 735 22~~7,~~700~~000 SH SOLE 227,~~700~~000 ~~PHILIP~~WILLIAMS ~~MORRIS~~COS CO INC COMMON ~~718154107~~969457100 5529 15,~~200~~000 SH SOLE 15,~~200~~000 ~~PHOTRONICS~~WYETH ~~INC~~ COMMON ~~719405102~~983024100 ~~925~~696 2913,~~500~~600 SH SOLE 2913,~~500~~600 ~~PROCTER~~XILINX &INC ~~GAMBLE CO~~ COMMON ~~742718109~~983919101 ~~1,424~~334 1814,~~000~~900 SH SOLE 1814,~~000~~900 ~~PROGRESSVE~~YUKOS-ADR ~~CORP~~ADR ~~OHIO~~98849W10 ~~COMMON~~A ~~743315103~~572 13,~~971~~870 ~~13,200~~ SH SOLE 133,~~200~~870 158,512

VOTING AUTHORITY ------------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ---------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- PROTEIN DESIGN LABS COMMON 74369L103 1,820 55,500 SH SOLE 55,500 QUOVADX INC COMMON 74913K106 247 27,000 SH SOLE 27,000 RADIOSHACK CORP COMMON 750438103 346 11,500 SH SOLE 11,500 REPUBLIC BANCORP COMMON 760282103 631 45,540 SH SOLE 45,540 RIVERDEEP SP ADR GROUP PLC (6 SHS) 76870Q109 11 188,272 SH SOLE 188,272 ROSLYN BANCORP INC COMMON 778162107 803 45,900 SH SOLE 45,900 RYANAIR SP ADR HLDGS PLC (5 ORD) 783513104 1,442 45,000 SH SOLE 45,000 SAGE INC COMMON 786632109 1,594 43,000 SH SOLE 43,000 SAMSUNG GDR 144A ELECTRS LTD (0.5 ORD) 796050888 3,622 34,100 SH SOLE 34,100 SAND TECHNOLOGY INC CLASS A 799774302 597 433,200 SH SOLE 433,200 SERENA SOFTWARE INC COMMON 817492101 1,196 55,000 SH SOLE 55,000 SHAW GROUP INC COMMON 820280105 1,504 64,000 SH SOLE 64,000 SOLECTRON COMMON CORP CUM RIGHTS 834182107 1,444 128,000 SH SOLE 128,000 SONIC AUTOMOTIVE CLASS A 83545G102 546 23,300 SH SOLE 23,300 SOUTHTRUST CORP COMMON 844730101 533 21,600 SH SOLE 21,600 SPRINT COMMON CORP(FON GRP) CUM RTS 852061100 201 10,000 SH SOLE 10,000 SPRINT PCS COM CORP(PCS GRP) SER 1 852061506 3,173 130,000 SH SOLE 130,000 ST JUDE MED INC COMMON 790849103 1,126 14,500 SH SOLE 14,500 SURMODICS INC COMMON 868873100 2,005 55,000 SH SOLE 55,000 TAIWAN SP ADR SEMICONDUCTOR (5 ORD) 874039100 4,553 265,200 SH SOLE 265,200 TELLAMON CLASS B PHOTONIC PREFERENCE 878994995 345 115,000 SH SOLE 115,000 TELLIUM INC COMMON 87967E107 3,759 603,300 SH SOLE 603,300 TENET HEALTHCARE COMMON 88033G100 4,198 71,500 SH SOLE 71,500 THERMO ELECTRON CORP COMMON 883556102 62 2,600 SH SOLE 2,600 TRIMERIS INC COMMON 896263100 90 2,000 SH SOLE 2,000 TYCO COMMON INTL LTD PAR $ 0.20 902124106 842 14,300 SH SOLE 14,300 TYSON FOODS INC CLASS A 902494103 635 55,000 SH SOLE 55,000 UNION PAC CORP COMMON 907818108 51 900 SH SOLE 900 UNITED TECHNOLOGIES COMMON 913017109 52 800 SH SOLE 800 UNITEDHEALTH GRP INC COMMON 91324P102 778 11,000 SH SOLE 11,000 UNIVERSAL ACCESS GLO COMMON 91336M105 393 83,700 SH SOLE 83,700 VERISIGN INC COMMON 92343E102 2,210 58,100 SH SOLE 58,100 VERITAS COMMON DGC INC CUM RTS 92343P107 426 23,000 SH SOLE 23,000 VODAFONE ADR GRP PLC (10 ORDS) 92857W100 23 900 SH SOLE 900

VOTING AUTHORITY ------------------ TITLE SHRS NAME OF OF VALUE OR PRN SH/ PUT/ INVESTMENT OTHER ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------- ------ --------- -------- ------ --- ---- ---------- -------- ------ ------ ---- WASHINGTON MUT INC COMMON 939322103 1,468 44,900 SH SOLE 44,900 WILLIAMS COM COS INC USD 1 969457100 766 30,000 SH SOLE 30,000

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