13F-HR 1 d13fhr.txt FORM 13F-HR /------------------------------/ / OMB APPROVAL / / OMB 3235-0006 / /------------------------------/ /------------------------------/ / SEC USE ONLY / /------------------------------/ / / / / /------------------------------/ INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20549 Form 13F Report for the Calendar Quarter, Ended: SEPTEMBER 30th 2001 -------------- ---- -------------------------------------------------------------------------------- Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: [ ] -------------------------------------------------------------------------------- Name of Institutional Investment Manager: ARNHOLD AND S. BLEICHROEDER, INC. -------------------------------------------------------------------------------- Business Address: 1345 Ave of the Americas New York, NY 10105-4300 -------------------------------------------------------------------------------- Street city State Zip Name, Phone No., and Title of Person Duly Authorized to Submit This Report. William Casciani 212-698-3240 Senior Vice President -------------------------------------------------------------------------------- ATTENTION -- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The Institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of NEW YORK and State of NEW YORK ---------------------- ---------------------- on the 7th day of November, 2001. ----- --------- ---- ARNHOLD AND S. BLEICHROEDER, INC. ------------------------------------------- (Name of Institutional Investment Manager) /s/ William P. Casciani ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report.

REPORT SUMMARY Number of Other Included Manages: 0 Form 13 F Information Table Entry Total: 112,219,193 Form 13 F Information Table Value Total: $ 2,311,041

ARNHOLD & S BLEICHROEDER INC 13F-HR