13F-HR 1 westlbkag_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30 September 2011 ---------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WestLB Mellon Asset Management Kapitalanlagegesellschaft mbH -------------------------------------------------------------- Address: ELISABETHSTRASSE 65 -------------------------------------------------------------- D-40217 Duesseldorf -------------------------------------------------------------- Germany -------------------------------------------------------------- Form 13F File Number: 28- 12807 -------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Carsten Reek ---------------------------------------------------------- Title: Compliance Officer ---------------------------------------------------------- Phone: 49 211 23924 302 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Carsten Reek Duesseldorf, Germany 10 November 2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: Form 13F File Number Name ------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ---------------------------- Form 13F Information Table Entry Total: 133 ---------------------------- Form 13F Information Table Value Total: $149,250 ---------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE.

FORM 13F 0609-30-2011 FORM 13F INFORMATION TABLE ~~Voting~~NAME ~~Authority~~OF ~~----------------~~ISSUER ~~Title~~TITLE ofVALUE ~~Value Shares~~SHARES/ ShSH/ ~~Put~~PUT/ ~~Invstmt~~INVSTMT ~~Other~~OTHER ~~Name~~VOTING ofAUTHORITY ~~Issuer~~OF ~~Class~~CLASS CUSIP (x$1000) ~~Prn~~PRN ~~Amt~~AMT ~~Prn~~PRN ~~Call~~CALL ~~Dscretn~~DSCRETN ~~Managers~~MANAGERS ~~Sole~~SOLE ~~Shared~~SHARED ~~None~~NONE ------------------------------ ---------- --------- -------- -------- --- ---- ------- -------- ------ ------ ---- ABBOTT LABORATORIES REGISTERED SHARES O.N. COM 002824100 205 3,900 SH SOLE 3,900 ACE LTD. REGISTERED SHARES SF 30,27 SHS H0023R105 211 3,200 SH SOLE 3,200 AFLAC INC. REGISTERED SHARES DL -,10 COM 001055102 289 6,200 SH SOLE 6,200 ALLERGAN INC. REGISTERED SHARES DL -,01 COM 018490102 ~~991~~980 11,900 SH SOLE 11,900 ALTERA CORP. REGISTERED SHARES O.N. COM 021441100 ~~292~~423 613,~~300~~400 SH SOLE 613,~~300~~400 ALTRIA GROUP INC. REGISTERED SHARES DL -,333 COM 02209S103 1,~~127~~144 42,675 SH SOLE 42,675 AMAZON.COM INC. REGISTERED SHARES DL -,01 COM 023135106 1,~~268~~341 6,200 SH SOLE 6,200 AMERICAN EXPRESS CO. REGISTERED SHARES DL -,20 COM 025816109 ~~636~~552 12,300 SH SOLE 12,300 AMERICAN TOWER CORP. REG. SHARES CLASS A DL -,01 CL A 029912201 ~~241~~247 4,600 SH SOLE 4,600 AMERISOURCEBERGEN CORP. REGISTERED SHARES DL -,01 COM 03073E105 1,~~403~~263 33,900 SH SOLE 33,900 AMPHENOL CORP. NEW REGISTERED SHARES CL.A DL-,001 CL A 032095101 ~~324~~289 67,~~000~~100 SH SOLE 67,~~000~~100 ANADARKO PETROLEUM CORP. REGISTERED SHARES DL -,10 COM 032511107 ~~1,026~~843 13,364 SH SOLE 13,364 APACHE CORP. REGISTERED SHARES DL -,625 COM 037411105 1,~~537~~000 12,459 SH SOLE 12,459 APPLE INC. REGISTERED SHARES O.N. COM 037833100 56,~~325~~047 15,865 SH SOLE 15,865 AUTOZONE INC. REGISTERED SHARES DL -,01 COM 053332102 1,~~445~~564 4,900 SH SOLE 4,900 AVALONBAY COMMUNITIES INC. REGISTERED SHARES DL -,01 COM 053484101 240 2,100 SH SOLE 2,100 BALL CORP. REGISTERED SHARES O.N. COM 058498106 ~~769~~620 20,000 SH SOLE 20,000 BANK OF AMERICA CORP. REGISTERED SHARES DL 0,01 COM 060505104 ~~181~~101 16,500 SH SOLE 16,500 BED BATH & BEYOND INC. REGISTERED SHARES DL -,01 COM 075896100 ~~496~~487 8,500 SH SOLE 8,500 BERKSHIRE HATHAWAY INC. REG.SHARES B NEW DL -,00333 CL B ~~NEW~~ 084670702 1,~~571~~094 2015,~~300~~400 SH SOLE 2015,~~300~~400 NEW BIOGEN IDEC INC. REGISTERED SHARES DL-,0005 COM 09062X103 ~~1,016~~885 9,500 SH SOLE 9,500 BMC SOFTWARE INC. REGISTERED SHARES DL -,01 COM 055921100 ~~487~~343 8,900 SH SOLE 8,900 BRISTOL-MYERS SQUIBB CO. REGISTERED SHARES DL -,10 COM 110122108 ~~605~~656 20,900 SH SOLE 20,900 ~~BROADCOM~~CAPITAL ~~CORP.~~ONE ~~REG.~~FINANCIAL ~~SHARES CLASS A DL -,0001 CL A 111320107 394 11,700 SH SOLE 11,700 CAMERON INTERNATIONAL~~ CORP. REGISTERED SHARES DL -,01 COM ~~13342B105~~14040H105 ~~473~~670 916,~~400~~900 SH SOLE 916,~~400~~900 ~~CAPITAL~~CATERPILLAR ~~ONE FINANCIAL CORP~~INC. REGISTERED SHARES DL ~~-,01~~1 COM ~~14040H105~~149123101 ~~873~~214 162,900 SH SOLE 162,900 ~~CENTURYLINK~~CBS ~~INC~~CORP. ~~REGISTERED~~(NEW) REG. SHARES CLASS B DL 1-,001 ~~COM~~CL ~~156700106~~B ~~496~~124857202 12287 14,~~265~~100 SH SOLE 1214,~~265~~100 CF INDUSTRIES HOLDINGS INC. REGISTERED SHARES DL -,01 COM 125269100 ~~297~~258 2,093 SH SOLE 2,093 C.H. ROBINSON WORLDWIDE INC. REGISTERED SHS (NEW) DL -,10 COM 12541W209 ~~512~~445 6,500 SH SOLE 6,500 CHEVRON CORP. REGISTERED SHARES DL-,75 COM 166764100 4,~~463~~496 4348,~~400~~600 SH SOLE 4348,~~400~~600 CHUBB CORP. REGISTERED SHARES DL 1 COM 171232101 ~~945~~906 15,100 SH SOLE 15,100 CISCO SYSTEMS INC. REGISTERED SHARES DL-,001 COM 17275R102 ~~390~~387 25,000 SH SOLE 25,000 CITRIX SYSTEMS INC. REGISTERED SHARES DL -,001 COM 177376100 256 4,700 SH SOLE 4,700 CMS ENERGY CORP. REGISTERED SHARES DL -,01 COM 125896100 1,~~514~~522 76,900 SH SOLE 76,900 COACH INC. REGISTERED SHARES DL -,01 COM 189754104 378 7,300 SH SOLE 7,300 COCA-COLA CO. REGISTERED SHARES DL -,25 COM 191216100 3,~~923~~939 58,300 SH SOLE 58,300 COCA-COLA ENTERPRISES INC.(NEW REGISTERED SHARES DL 1 COM 19122T109 ~~403~~343 13,800 SH SOLE 13,800 COGNIZANT TECHNOLOGY SOL.CORP. REG. SHS CLASS A DL -,01 CL A 192446102 ~~242~~207 3,300 SH SOLE 3,300 CONOCOPHILLIPS REGISTERED SHARES DL -,01 COM 20825C104 ~~744~~627 9,900 SH SOLE 9,900 COSTCO WHOLESALE CORP. REGISTERED SHARES DL -,005 COM 22160K105 1,~~227~~240 15,100 SH SOLE 15,100 CSX CORP. REGISTERED SHARES DL 1 COM 126408103 ~~1,254~~893 47,838 SH SOLE 47,838 CUMMINS INC. REGISTERED SHARES DL 2,50 COM 231021106 1,~~718~~119 1613,~~600~~700 SH SOLE 1613,~~600~~700 DANAHER CORP. REGISTERED SHARES DL -,01 COM 235851102 ~~1,185~~938 22,370 SH SOLE 22,370 DAVITA INC. REGISTERED SHARES DL -,001 COM 23918K108 ~~710~~514 8,200 SH SOLE 8,200 ~~DEERE & CO. REGISTERED SHARES DL 1 COM 244199105 214 2,600 SH SOLE 2,600~~ DEUTSCHE BANK AG NAMENS-AKTIEN O.N. NAMEN AKT D18190898 2011,~~613~~984 ~~348~~339,~~891~~350 SH SOLE ~~348~~339,~~891~~350 DIRECTV REGISTERED SHARES CL.A DL-,01 COM 25490A101 1,~~530~~272 30,100 SH SOLE 30,100 DISCOVER FINANCIAL SERVICES REGISTERED SHARES DL -,01 COM 254709108 ~~1,041~~892 38,900 SH SOLE 38,900 DOMINION RESOURCES INC.(NEW) REGISTERED SHARES O.N. COM 25746U109 2,~~534~~361 5246,500 SH SOLE 5246,500 DTE ENERGY CO. REGISTERED SHARES O.N. COM 233331107 ~~750~~735 15,000 SH SOLE 15,000 EASTMAN CHEMICAL CO. REGISTERED SHARES DL -,01 COM 277432100 ~~367~~247 3,600 SH SOLE 3,600 EL PASO CORP. REGISTERED SHARES DL 3 COM 28336L109 662 37,900 SH SOLE 37,900 EMC CORP. (MASS.) REGISTERED SHARES DL -,01 COM 268648102 1,~~786~~361 64,832 SH SOLE 64,832 EMERSON ELECTRIC CO. REGISTERED SHARES DL -,50 COM 291011104 1277 6,~~693~~700 30SH SOLE 6,700 EQUITY RESIDENTIAL REG.SHS OF BENEF. INT. DL -,01 SH BEN 29476L107 524 10,100 SH SOLE 3010,100 INT ESTE LAUDER COMPAN. INC. REG. ~~SHARES~~SHARE CLASS A DL -,01 CL A 518439104 ~~610~~509 5,800 SH SOLE 5,800 EXPRESS SCRIPTS INC. REGISTERED SHARES DL -,01 COM 302182100 ~~1,290~~886 23,900 SH SOLE 23,900 EXXON MOBIL CORP. REGISTERED SHARES O.N. COM 30231G102 2,~~018~~288 2431,~~800~~500 SH SOLE 2431,~~800~~500 FMC TECHNOLOGIES INC. REGISTERED SHARES DL -,01 COM 30249U101 ~~564~~474 12,600 SH SOLE 12,600 FORD MOTOR CO. REGISTERED SHARES DL -,01 COM 345370860 ~~849~~991 61102,~~600~~500 SH SOLE 61102,~~600~~500 FREEP. MCMORAN COPP.&GOLD INC. REG. SHARES DL-,10 COM 35671D857 ~~1,206~~694 22,800 SH SOLE 22,800 F5 NETWORKS INC. REGISTERED SHARES O.N. COM 315616102 242 3,400 SH SOLE 3,400 GENERAL ELECTRIC CO. REGISTERED SHARES DL -,06 COM 369604103 ~~490~~762 2650,000 SH SOLE 2650,000 GENERAL MILLS INC. REGISTERED SHARES DL -,10 COM 370334104 1,~~868~~931 50,200 SH SOLE 50,200 GOLDMAN SACHS GROUP INC. REGISTERED SHARES DL -,01 COM 38141G104 ~~825~~586 6,200 SH SOLE 6,200 GOODRICH CORP. REGISTERED SHARES DL 5 COM 382388106 12,~~748~~208 18,300 SH SOLE 18,300 GOOGLE INC. REG. SHARES CLASS A DL -,001 CL A 38259P508 1,~~114~~132 2,200 SH SOLE 2,200 ~~HASBRO INC. REGISTERED SHARES DL -,50 COM 418056107 821 18,700 SH SOLE 18,700~~ HEALTH CARE REIT INC. REGISTERED SHARES DL 1 COM 42217K106 ~~540~~220 104,~~300~~700 SH SOLE 104,~~300~~700 ~~HEWLETT-PACKARD CO. REGISTERED SHARES DL -,01 COM 428236103 802 22,044 SH SOLE 22,044~~ HORMEL FOODS CORP. REGISTERED SHARES DL 0,0586 COM 440452100 2,~~435~~032 8175,~~700~~200 SH SOLE 8175,~~700~~200 ~~HOSPIRA~~HUMANA INC. REGISTERED SHARES DL -,01166 COM ~~441060100~~444859102 ~~255~~662 49,~~500~~100 SH SOLE 49,~~500~~100 INTEL CORP. REGISTERED SHARES DL -,001 COM 458140100 ~~675~~650 30,478 SH SOLE 30,478 INTL BUSINESS MACHINES CORP. REGISTERED SHARES DL -,20 COM 459200101 4,~~512~~901 2628,~~300~~000 SH SOLE 2628,~~300~~000 INTUIT INC. REGISTERED SHARES DL -,01 COM 461202103 ~~373~~342 7,200 SH SOLE 7,200 J.M. SMUCKER CO. REGISTERED SHARES O.N. COM 832696405 ~~413~~671 59,~~400~~200 SH SOLE 59,~~400~~200 JOHNSON & JOHNSON REGISTERED SHARES DL 1 COM 478160104 1,~~942~~860 29,200 SH SOLE 29,200 JPMORGAN CHASE & CO. REGISTERED SHARES DL 1 COM 46625H100 32,~~304~~431 80,700 SH SOLE 80,700 ~~JUNIPER NETWORKS INC. REGISTERED SHARES DL -,01 COM 48203R104 221 7,000 SH SOLE 7,000~~ KIMBERLY-CLARK CORP. REGISTERED SHARES DL 1,25 COM 494368103 ~~313~~334 4,700 SH SOLE 4,700 KRAFT FOODS INC. REGISTERED SHARES CLASS A O.N. CL A 50075N104 ~~793~~756 22,500 SH SOLE 22,500 LABORATORY CORP. AMERICA HLDGS REGISTERED SHARES DL -,10 COM 50540R409 ~~832~~680 8,600 SH SOLE 8,600 ~~LIFE TECHNOLOGIES CORP. REGISTERED SHARES DL -,01 COM 53217V109 260 5,000 SH SOLE 5,000~~ LORILLARD INC. REGISTERED SHARES DL -,01 COM 544147101 ~~846~~860 7,768 SH SOLE 7,768 MARATHON OIL CORP. REGISTERED SHARES DL 1 COM 565849106 ~~838~~816 1537,~~900~~800 SH SOLE 1537,~~900~~800 MASTERCARD INC. REGISTERED SHARES A DL -,0001 CL A 57636Q104 1,~~115~~173 3,700 SH SOLE 3,700 ~~MCCORMICK & CO. INC. REG. SHARES (NON VOTING)O.N. COM 579780206 208 4,200 SH SOLE 4,200~~ MCDONALD'S CORP. REGISTERED SHARES DL-,01 COM 580135101 3,~~384~~278 4037,~~128~~328 SH SOLE 4037,~~128~~328 MCKESSON CORP. REGISTERED SHARES DL -,01 COM 58155Q103 ~~597~~1,391 719,139 SH SOLE 719,139 ~~MEDCO HEALTH SOLUTIONS INC. REGISTERED SHARES DL -,01 COM 58405U102 856 15,140 SH SOLE 15,140~~ MERCK & CO. INC. (NEW) REGISTERED SHARES DL-,01 COM 58933Y105 ~~342~~317 9,690 SH SOLE 9,690 ~~METROPCS COMMUNICATIONS INC. REGISTERED SHARES DL -,0001 COM 591708102 333 19,329 SH SOLE 19,329~~ MICRON TECHNOLOGY INC. REGISTERED SHARES DL -,101 COM 595112103 ~~160~~108 21,400 SH SOLE 21,400 MYLAN INC. REGISTERED SHARES DL 0,50 COM 628530107 ~~1,357~~934 55,000 SH SOLE 55,000 NATIONAL OILWELL VARCO INC. REGISTERED SHARES DL -,01 COM ~~6371101~~637071101 ~~430~~282 5,500 SH SOLE 5,500 NEWMONT MINING CORP. REGISTERED SHARES DL 1,60 COM 651639106 ~~1,894~~849 3513,~~100~~500 SH SOLE 3513,~~100~~500 NIKE INC. REGISTERED SHARES CLASS B O.N. CL B 654106103 ~~715~~680 7,950 SH SOLE 7,950 NORFOLK SOUTHERN CORP. REGISTERED SHARES DL 1 COM 655844108 ~~614~~500 8,200 SH SOLE 8,200 NORTHEAST UTILITIES INC. REGISTERED SHARES DL 5 COM 664397106 ~~637~~609 18,100 SH SOLE 18,100 OCCIDENTAL PETROLEUM CORP. REGISTERED SHARES DL -,20 COM 674599105 21,~~678~~840 25,740 SH SOLE 25,740 ONEOK INC. (NEW) REGISTERED SHARES DL-,01 COM 682680103 ~~385~~343 5,200 SH SOLE 5,200 ORACLE CORP. REGISTERED SHARES DL -,01 COM 68389X105 2,~~848~~487 86,535 SH SOLE 86,535 O'REILLY AUTOMOTIVE INC. NEW REGISTERED SHARES DL -,01 COM 67103H107 533 8,000 SH SOLE 8,000 PARKER-HANNIFIN CORP. REGISTERED SHARES DL-,50 COM 701094104 ~~341~~240 3,800 SH SOLE 3,800 PFIZER INC. REGISTERED SHARES DL -,05 COM 717081103 ~~921~~790 44,700 SH SOLE 44,700 PHILIP MORRIS INTERNAT. INC. REGISTERED SHARES O.N. COM 718172109 3,~~719~~256 5552,~~700~~200 SH SOLE 5552,~~700~~200 PIONEER NATURAL RESOURCES CO. REGISTERED SHARES DL -,01 COM 723787107 ~~1,182~~869 13,200 SH SOLE 13,200 PNC FINANCIAL SERVICES GROUP REGISTERED SHARES DL 5 COM 693475105 ~~531~~429 8,900 SH SOLE 8,900 PRAXAIR INC. REGISTERED SHARES DL -,01 COM 74005P104 2,~~636~~273 24,318 SH SOLE 24,318 PRECISION CASTPARTS CORP. REGISTERED SHARES O.N. COM 740189105 1,~~317~~244 8,000 SH SOLE 8,000 ~~PROCTER & GAMBLE CO. REGISTERED SHARES O.N. COM 742718109 699 10,996 SH SOLE 10,996~~ PROGRESSIVE CORP. REGISTERED SHARES DL 1 COM 743315103 ~~378~~314 17,700 SH SOLE 17,700 PRUDENTIAL FINANCIAL INC. REGISTERED SHARES DL -,01 COM 744320102 ~~324~~239 5,100 SH SOLE 5,100 PUBLIC STORAGE REGISTERED SHARES DL -,10 COM 74460D109 ~~399~~390 3,500 SH SOLE 3,500 QIAGEN N.V. AANDELEN AAN TOONDER EO -,01 ~~ORD~~SHS N72482107 2,~~927~~022 ~~153~~146,~~159~~259 SH SOLE ~~153~~146,~~159~~259 QUALCOMM INC. REGISTERED SHARES DL -,0001 COM 747525103 1,~~335~~143 23,502 SH SOLE 23,502 REYNOLDS AMERICAN INC. REGISTERED SHARES O.N. COM 761713106 1,762 47,000 SH SOLE 47,000 ROSS STORES INC. REGISTERED SHARES DL -,01 COM 778296103 ~~296~~291 3,700 SH SOLE 3,700 SALESFORCE.COM INC. REGISTERED SHARES DL -,001 COM 79466L302 ~~382~~293 2,562 SH SOLE 2,562 SCHLUMBERGER N.V. (LTD.) NEW YORK REG. SHARES DL -,01 COM 806857108 ~~369~~255 4,274 SH SOLE 4,274 SEADRILL LTD. REGISTERED SHARES DL 2,- SHS G7945E105 31,~~012~~922 8568,~~101~~655 SH SOLE 8568,~~101~~655 SHERWIN-WILLIAMS CO. REGISTERED SHARES DL 1 COM 824348106 ~~498~~442 5,942 SH SOLE 5,942 SIGMA-ALDRICH CORP. REGISTERED SHARES DL 1 COM 826552101 ~~631~~531 8,600 SH SOLE 8,600 STANLEY BLACK & DECKER INC. REGISTERED SHARES DL 2,50 COM 854502101 ~~504~~344 7,000 SH SOLE 7,000 STERICYCLE INC. REGISTERED SHARES DL -,01 COM 858912108 ~~677~~613 7,600 SH SOLE 7,600 ~~T. ROWE PRICE GROUP INC. REGISTERED SHARES DL -,20 COM 74144T108 621 10,292 SH SOLE 10,292~~ THERMO FISHER SCIENTIFIC INC. REGISTERED SHARES DL 1 COM 883556102 ~~899~~707 13,962 SH SOLE 13,962 TIME WARNER CABLE INC. REGISTERED SHARES DL -,01 COM 88732J207 ~~359~~288 4,600 SH SOLE 4,600 TJX COMPANIES INC. REGISTERED SHARES DL 1 COM 872540109 1,~~051~~109 20,000 SH SOLE 20,000 TRAVELERS COMPANIES INC.,THE REGISTERED SHARES O.N. COM 89417E109 1,~~228~~025 21,043 SH SOLE 21,043 UBS AG NAMENS-AKTIEN SF -,10 SHS H89231338 4,119 354,980 SH SOLE 354,980 UNION PACIFIC CORP. REGISTERED SHARES DL 2,50 COM 907818108 21,~~495~~952 23,900 SH SOLE 23,900 UNITED TECHNOLOGIES CORP. REGISTERED SHARES DL 1 COM 913017109 1,~~331~~058 15,036 SH SOLE 15,036 UNITEDHEALTH GROUP INC. REGISTERED SHARES DL -,01 COM 91324P102 2,154 46,700 SH SOLE 46,700 U.S. BANCORP REGISTERED SHARES DL -,01 COM 902973304 ~~431~~398 16,900 SH SOLE 16,900 VERIZON COMMUNICATIONS INC. REGISTERED SHARES DL -,10 COM 92343V104 1,~~325~~310 35,600 SH SOLE 35,600 ~~WALGREEN~~VIACOM COINC. ~~REGISTERED~~REG. SHARES CLASS B DL 0-,~~078125~~001 ~~COM~~CL ~~931422109~~B ~~739~~92553P201 17469 12,~~400~~100 SH SOLE 1712,~~400~~100 ~~WAL-MART~~WALGREEN ~~STORES INC~~CO. REGISTERED SHARES DL -0,10078125 COM ~~931142103~~931422109 ~~2,455~~572 4617,~~200~~400 SH SOLE 4617,~~200~~400 WALT DISNEY CO. REGISTERED SHARES DL -,01 COM 254687106 ~~341~~264 8,740 SH SOLE 8,740 WATERS CORP. REGISTERED SHARES DL -,01 COM 941848103 ~~766~~604 8,000 SH SOLE 8,000 WATSON PHARMACEUTICALS INC. REGISTERED SHARES DL -,0033 COM 942683103 1,~~794~~781 26,100 SH SOLE 26,100 ~~WELLS~~WELLPOINT ~~FARGO & CO~~INC. REGISTERED SHARES DL 1-,~~666~~01 COM ~~949746101~~94973V107 21,~~057~~639 7325,~~300~~100 SH SOLE 7325,~~300~~100 ~~WINDSTREAM~~WELLS ~~CORP~~FARGO & CO. REGISTERED SHARES DL -1,01666 COM ~~97381W104~~949746101 ~~406~~1,768 3173,300 SH SOLE 3173,300 WISCONSIN ENERGY CORP. REGISTERED SHARES DL 10 COM 976657106 ~~743~~742 23,700 SH SOLE 23,700 W.W. GRAINGER INC. REGISTERED SHARES DL 1 COM 384802104 ~~353~~344 2,300 SH SOLE 2,300 YUM! BRANDS INC. REGISTERED SHARES O.N. COM 988498101 1,~~196~~070 21,656 SH SOLE 21,656 3M CO. REGISTERED SHARES DL -,01 COM 88579Y101 ~~1,186~~897 12,500 SH SOLE 12,500 UBS AG NAMENS-AKTIEN SF -,10 SHS H89231338 8,452 464,256 SH SOLE 464,256 ASML HOLDING N.V. AANDELEN OP NAAM EO -,09 SHS N07059186 7,686 208,705 SH SOLE 208,705 O'REILLY AUTOMOTIVE INC. NEW REGISTERED SHARES DL -,01 COM 67103H107 524 8,000 SH SOLE 8,000 REYNOLDS AMERICAN INC. REGISTERED SHARES O.N. COM 761713106 315 8,500 SH SOLE 8,500 WELLPOINT INC. REGISTERED SHARES DL -,01 COM 94973V107 213 2,700 SH SOLE 2,700 REPORT SUMMARY ~~142~~133 DATA RECORDS $~~186~~149,~~096~~250 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

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