Surge Global Energy, Inc. 4
4 · Surge Global Energy, Inc. · Filed Feb 28, 2005
Insider Transaction Report
Form 4
MILLER WILLIAM L
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2004-12-16$0.00/sh+6,100$6→ 1,472,100 total - Disposition to Issuer
Series A Preferred Stock
2004-12-16$0.00/sh−5,000,000$5,000→ 0 total - Disposition to Issuer
Common Stock Options
2004-12-16−200,000→ 0 totalExercise: $0.40From: 2000-02-04Exp: 2004-12-16→ Common Stock (200,000 underlying) - Disposition to Issuer
Common Stock Warrants
2004-12-16−200,000→ 0 totalExercise: $6.00From: 1999-06-30Exp: 2004-12-16→ Common Stock (200,000 underlying) - Disposition to Issuer
Series B Preferred Stock
2004-12-16$0.00/sh−1,100,000$1,100→ 0 total
Footnotes (4)
- [F1]The Preferred Stock was owned by Duncan Hill, Inc., a company controlled by Mr. Miller. On December 16, 2004, Duncan Hill exchanged with the Issuer 5,000,000 shares of Series A Preferred Stock and 1,100,000 shares of Series B Preferred Stock for 6,100 common shares.
- [F2]Of the 1,472,100 common shares, 772,100 shares are owned by Duncan Hill and 700,000 shares are owned by Mr. Miller.
- [F3]Indirect also, Controlled Corp.
- [F4]Not applicable.