13F-HR 1 thorp-093002_detail.txt United States Securities and Exchange Commission Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2002 Check here if Amendment: [ ] Amendment number: [ ] This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Edward O. Thorp & Associates, L.P. Address: 610 Newport Center Drive, Suite 1240 Newport Beach, California 92660 13F File Number: 028-04191 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steve Mizusawa Title: Chief Operating Officer Phone: (949) 720-0130 Signature, Place, and Date of Signing: /s/ Steve Mizusawa ------------------------------------------------- Newport Beach, California October 31, 2002 Report Type (check only one): [ X ] 13F HOLDINGS REPORT; (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 FORM 13F SUMMARY PAGE EDWARD O. THORP & ASSOCIATES, L.P. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Value Total (thousands): $39,457 2

~~------------------------------------------------------------------------------------------------------------------------------------~~Edward ~~Item~~O. 5:Thorp ~~Item~~& 6:Associates ~~Item~~FORM 8:13F ~~Item~~September 2:30, ~~Item~~2002 ~~3: Item 4: Amount Investment Discretion~~ Voting Authority ~~(Shares) Item 1: Title of CUSIP Market and Type~~ --------------------------~~-----~~ ~~Item~~Value 7:Shares/ ~~----------------------------~~Sh/ Put/ Invstmt Other Name of Issuer ~~Class~~Title ~~Number Value~~ of ~~Security~~class ~~(a)~~CUSIP ~~Sole~~ (bx$1000) ~~Shared/~~Prn ~~(c)~~Amt ~~Shared-~~Prn ~~Other~~Call Dscretn Managers ~~(a)~~ Sole ~~(b)~~ Shared ~~(c)~~ None ~~Defined Other~~ ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AETNA INC NEW COM 00817y108 738 20600 SH Sole 20600 AIR PRODUCTS & CHEMICALS INC COM 009158106 479 11400 SH Sole 11400 ALBEMARLE CORP COM 012653101 847 33500 SH Sole 33500 ALLEGHENY ENERGY INC COM 017361106 672 51300 SH Sole 51300 ALLMERICA FINANCIAL CORP COM 019754100 712 59300 SH Sole 59300 ANADARKO PETROLEUM CORP COM 032511107 241 5400 SH Sole 5400 BALL CORP COM 058498106 514 10200 SH Sole 10200 BECTON DICKINSON & CO COM 075887109 241 8500 SH Sole 8500 BELLSOUTH CORP COM 079860102 503 27400 SH Sole 27400 BENCHMARK ELECTRONICS INC COM 08160h101 232 11000 SH Sole 11000 BIO-RAD LABORATORIES INC CL A COM 090572207 203 5400 SH Sole 5400 CABLEVISION SYSTEMS CORP-CL A COM 12686c109 130 14300 SH Sole 14300 CADENCE DESIGN SYSTEMS INC COM 127387108 462 45400 SH Sole 45400 CHATEAU COMMUNITIES INC COM 161726104 351 13300 SH Sole 13300 CHIQUITA BRANDS INTL INC NEW COM 170032809 436 28200 SH Sole 28200 CHOICEPOINT INC COM 170388102 852 23900 SH Sole 23900 COOPER CAMERON CORP COM 216640102 480 11500 SH Sole 11500 COOPER TIRE & RUBBER CO COM 216831107 528 32700 SH Sole 32700 CROMPTON CORP COM 227116100 319 31700 SH Sole 31700 CYPRESS SEMICONDUCTOR CORP COM 232806109 832 126800 SH Sole 126800 CYTEC INDUSTRIES INC COM 232820100 1152 52500 SH Sole 52500 DARDEN RESTAURANTS INC COM 237194105 502 20700 SH Sole 20700 DELTA AIR LINES INC COM 247361108 952 102500 SH Sole 102500 DEPARTMENT 56 INC COM 249509100 440 42100 SH Sole 42100 DILLARDS INC-CL A COM 254067101 448 22200 SH Sole 22200 EASTMAN CHEMICAL CO COM 277432100 221 5800 SH Sole 5800 EATON CORP COM 278058102 497 7800 SH Sole 7800 EDISON INTERNATIONAL COM 281020107 144 14400 SH Sole 14400 EMC CORP-~~-------~~MASS COM 268648102 102 22300 SH Sole 22300 FEDERATED DEPARTMENT STORES IN COM 31410h101 230 7800 SH Sole 7800 FIRST BANCORP P R (HOLDING COM COM 318672102 724 19000 SH Sole 19000 FIRST DATA CORP COM 319963104 1087 38900 SH Sole 38900 FOOTSTAR INC COM 344912100 624 80000 SH Sole 80000 FREDDIE MAC-~~-----------------------------------------------------------------------------------------------------------------------------------~~VOTING ~~[Confidential~~COMMON ~~information~~(FOR ~~has~~COM ~~been~~313400301 ~~omitted~~788 ~~pursuant~~14100 toSH aSole ~~request~~14100 ~~for~~FREEPORT ~~confidentiality]~~MCMORAN COPPER & GOLD COM 35671d857 510 37900 SH Sole 37900 FRESH DEL MONTE PRODUCE INC COM g36738105 261 10200 SH Sole 10200 GARTNER INC CL A COM 366651107 400 49400 SH Sole 49400 GEORGIA PACIFIC CORP (GEORGIA COM 373298108 466 35600 SH Sole 35600 HANGER ORTHOPEDIC GROUP INC NE COM 41043f208 603 37900 SH Sole 37900 HEARST-~~-----------------------------------------------------------------------------------------------------------------------------------~~ARGYLE TELEVISION INC COM 422317107 281 11300 SH Sole 11300 HERCULES INC COM 427056106 142 15400 SH Sole 15400 HOME DEPOT INC COM 437076102 820 31400 SH Sole 31400 HUMANA INC COM 444859102 248 20000 SH Sole 20000 IOMEGA CORP NEW COM 462030305 391 36600 SH Sole 36600 J P MORGAN CHASE & CO COM 46625h100 1088 57300 SH Sole 57300 JO-~~-----------------------------------------------------------------------------------------------------------------------------------~~ANN STORES INC CL A COM 47758p109 457 16300 SH Sole 16300 KEANE INC COM 486665102 109 16200 SH Sole 16200 KENNAMETAL INC COM 489170100 434 13500 SH Sole 13500 KERR MCGEE CORP COM 492386107 547 12600 SH Sole 12600 MAVERICK TUBE CORP COM 577914104 515 58100 SH Sole 58100 MAY DEPARTMENT STORES CO COM 577778103 262 11500 SH Sole 11500 MDC HOLDINGS INC-~~-----------------------------------------------------------------------------------------------------------------------------------~~DEL COM 552676108 547 15500 SH Sole 15500 MEDICIS PHARMACEUTICAL CORP CL COM 584690309 221 5400 SH Sole 5400 MERCK & CO INC COM 589331107 411 9000 SH Sole 9000 MERISTAR HOSPITALITY CORP COM 58984y103 381 44300 SH Sole 44300 MGIC INVESTMENT CORP-~~-----------------------------------------------------------------------------------------------------------------------------------~~WISC COM 552848103 269 6600 SH Sole 6600 MICRON TECHNOLOGY INC COM 595112103 125 10100 SH Sole 10100 MOORE CORP LTD COM 615785102 551 56200 SH Sole 56200 NATIONAL SEMICONDUCTOR CORP COM 637640103 356 29800 SH Sole 29800 NCR CORP NEW COM 62886e108 374 18900 SH Sole 18900 NDCHEALTH CORP COM 639480102 215 13800 SH Sole 13800 NORTHWESTERN CORP COM 668074107 142 14500 SH Sole 14500 PARK ELECTROCHEMICAL CORP COM 700416209 929 55600 SH Sole 55600 PERKINELMER INC COM 714046109 94 17300 SH Sole 17300 PEROT SYSTEMS CORP CL A COM 714265105 153 16500 SH Sole 16500 PHELPS DODGE CORP COM 717265102 243 9500 SH Sole 9500 PLACER DOME INC COM 725906101 971 106400 SH Sole 106400 PMI GROUP INC COM 69344m101 493 18100 SH Sole 18100 PRAXAIR INC COM 74005p104 557 10900 SH Sole 10900 PULITZER INC COM 745769109 304 7300 SH Sole 7300 PULTE HOMES INC COM 745867101 345 8100 SH Sole 8100 RADIAN GROUP INC COM 750236101 297 9100 SH Sole 9100 ROWAN COMPANIES INC COM 779382100 1066 57200 SH Sole 57200 SOTHEBYS HOLDINGS INC-~~-----------------------------------------------------------------------------------------------------------------------------------~~CL ~~[Confidential~~A ~~information~~LTD ~~has~~COM ~~been~~835898107 ~~omitted~~421 ~~pursuant~~60100 toSH aSole ~~request~~60100 ~~for~~STATE ~~confidentiality]~~STREET CORP COM 857477103 413 10700 SH Sole 10700 STMICROELECTRONICS N V NY REGI COM 861012102 185 13700 SH Sole 13700 SUPERVALU INC COM 868536103 872 54000 SH Sole 54000 TEMPLE INLAND INC COM 879868107 236 6100 SH Sole 6100 TEXAS INSTRUMENTS INC COM 882508104 422 28600 SH Sole 28600 TOMMY HILFIGER CORP-~~-----------------------------------------------------------------------------------------------------------------------------------~~ORD ~~COLUMN~~COM g8915z102 158 16900 SH Sole 16900 TOTAL SYSTEM SERVICES INC COM 891906109 197 15000 SH Sole 15000 URS CORP NEW COM 903236107 247 14900 SH Sole 14900 VIACOM INC-~~-----------------------------------------------------------------------------------------------------------------------------------~~CL A COM 925524100 1050 25900 SH Sole 25900 VISHAY INTERTECHNOLOGY INC COM 928298108 994 113000 SH Sole 113000 REPORT SUMMARY 84 DATA RECORDS 39457 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

------------------------------------------------------------------------------------------------------------------------------------ Item 5: Item 6: Item 8: Item 2: Item 3: Item 4: Amount Investment Discretion Voting Authority (Shares) Item 1: Title of CUSIP Market and Type ------------------------------- Item 7: ---------------------------- Name of Issuer Class Number Value of Security (a) Sole (b) Shared/ (c) Shared- Other Managers (a) Sole (b) Shared (c) None Defined Other ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ [Confidential information has been omitted pursuant to a request for confidentiality] ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ [Confidential information has been omitted pursuant to a request for confidentiality] ------------------------------------------------------------------------------------------------------------------------------------ COLUMN ------------------------------------------------------------------------------------------------------------------------------------

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