4//SEC Filing
Kunz Barbara Lopez 4
Accession 0001019056-20-000437
CIK 0001671584other
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 9:18 PM ET
Size
15.4 KB
Accession
0001019056-20-000437
Insider Transaction Report
Form 4
Kunz Barbara Lopez
Director
Transactions
- Disposition to Issuer
Stock Option (right to buy)
2020-07-27−1,339→ 0 totalExercise: $41.16Exp: 2026-08-03→ Common Stock (1,339 underlying) - Disposition to Issuer
Stock Option (right to buy)
2020-07-27−892→ 0 totalExercise: $30.10Exp: 2027-06-01→ Common Stock (892 underlying) - Disposition to Issuer
Stock Option (right to buy)
2020-07-27−1,785→ 0 totalExercise: $76.86Exp: 2028-06-01→ Common Stock (1,785 underlying) - Award
Stock Option (right to buy)
2020-07-27+1,322→ 1,322 totalExercise: $8.56Exp: 2030-07-26→ Common Stock (1,322 underlying) - Award
Stock Option (right to buy)
2020-07-27+170→ 170 totalExercise: $8.56Exp: 2030-07-26→ Common Stock (170 underlying)
Footnotes (7)
- [F1]Reflects a 1-for-14 reverse stock split of the issuer's common stock effective as of March 26, 2020.
- [F2]These options vested in three approximately equal annual installments beginning on August 3, 2017.
- [F3]In connection with the issuer's offer exchange program described in the issuer's tender offer statement on Schedule TO filed by the issuer with the Securities and Exchange Commission on June 29, 2020, as amended, on July 27, 2020 the issuer cancelled certain of the reporting person's options to acquire shares of the issuer's common stock and, in exchange thereof, granted the reporting person new options to acquire shares of the issuer's common stock, in each case, as reported on this Form 4.
- [F4]These options vested in three approximately equal annual installments beginning on June 1, 2018.
- [F5]These options provide for vesting in three approximately equal annual installments beginning on May 31, 2019. Prior to July 27, 2020, all but 595 shares of the issuer's common stock underlying this stock option had vested.
- [F6]These options vest in full on the one year anniversary of the date of grant.
- [F7]These options will vest in three approximately equal annual installments beginning on the one year anniversary of the date of grant.
Documents
Issuer
Aptevo Therapeutics Inc.
CIK 0001671584
Entity typeother
Related Parties
1- filerCIK 0001679970
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 9:18 PM ET
- Size
- 15.4 KB