4//SEC Filing
WINOKUR HERBERT S JR 4
Accession 0001019056-04-001167
CIK 0001017917other
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:14 PM ET
Size
15.6 KB
Accession
0001019056-04-001167
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−88,228$1,654,275→ 111,814 total(indirect: By Partnership) - Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−687,985$12,899,719→ 871,895 total(indirect: By Partnership)
Transactions
- Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−687,985$12,899,719→ 871,895 total(indirect: By Partnership) - Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−88,228$1,654,275→ 111,814 total(indirect: By Partnership)
WINOKUR HERBERT S JR
Director10% Owner
Transactions
- Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−687,985$12,899,719→ 871,895 total(indirect: By Partnership) - Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−88,228$1,654,275→ 111,814 total(indirect: By Partnership)
Transactions
- Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−687,985$12,899,719→ 871,895 total(indirect: By Partnership) - Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−88,228$1,654,275→ 111,814 total(indirect: By Partnership)
Transactions
- Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−687,985$12,899,719→ 871,895 total(indirect: By Partnership) - Sale
Common Stock, par value $.10 per share
2004-09-08$18.75/sh−88,228$1,654,275→ 111,814 total(indirect: By Partnership)
Footnotes (6)
- [F1]Sale by Capricorn Investors II, L.P. ("Capricorn II") pursuant to a tender offer by the issuer.
- [F2]Such shares do not include warrants to purchase 24,319 shares of common stock at an exercise price of $5.50 per share held by Capricorn II.
- [F3]Such shares and the warrants described in Note 2 are owned directly by Capricorn II. Mr. Winokur is the managing member of Capricorn Holdings, LLC, the general partner of Capricorn II and, as such, may be deemed to have both voting and investment power over such shares. Mr. Winokur may be deemed to have a pecuniary interest in the shares and warrants owned directly by Capricorn II through his membership interest in Winokur Family Investors LLC, which is both a limited partner of Capricorn II and a member of Capricorn Holdings LLC. For purposes of Section 16(b) of the Exchange Act, Mr. Winokur disclaims beneficial ownership of Capricorn II's shares and warrants in excess of his pecuniary interest.
- [F4]Sale by Capricorn Investors III, L.P. ("Capricorn III") pursuant to a tender offer by the issuer.
- [F5]Such shares do not include: (i) warrants to purchase 21,827 shares of common stock at an exercise price of $5.50 per share, (ii) warrants to purchase 1,200,000 shares of common stock at an exercise price of $6.875 per share, and (iii) 100 shares of Series F Preferred Stock, all held by Capricorn III. Shares of the Series F Preferred vote together with the shares of common stock as a single class, with each share of Series F Stock presently having 12,000 votes.
- [F6]Such shares and the warrants and preferred stock described in Note 5 are owned directly by Capricorn III. Mr. Winokur is the managing member of Capricorn Holdings III, LLC, the general partner of Capricorn III and, as such, may be deemed to have both voting and investment power over such shares. Mr. Winokur may be deemed to have a pecuniary interest in the shares and warrants owned directly by Capricorn III through his membership interest in Winokur Family Investors LLC, which is both a limited partner of Capricorn III and a member of Capricorn Holdings III. LLC. For purposes of Section 16(b) of the Exchange Act, Mr. Winokur disclaims beneficial ownership of Capricorn III's shares and warrants in excess of his pecuniary interest.
Documents
Issuer
CCC INFORMATION SERVICES GROUP INC
CIK 0001017917
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001046322
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 5:14 PM ET
- Size
- 15.6 KB