4 1 dalton_4.txt FORM 4

------ -------------------------------- FORM 4 OMB APPROVAL ------ -------------------------------- OMB Number: 3235-0287 [ ] Check this box if no longer Expires: January 31, 2005 subject to Section 16. Form 4 Estimated average burden or Form 5 obligations may hours per response..........0.5 continue. See Instruction 1(b) -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(fh) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 6. Relationship of Reporting Person to Issuer (Check all applicable) Dalton Michael -------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS orIdentifi- ~~Social~~ 4. Statement for Month/Day/Year [X] Director [ ] 10% Owner ~~Security~~cation Number [ ] Officer [ ] Other of Reporting (give title (specify below) Person, if an below) entity (~~Voluntary~~voluntary) 167 Rivergate Pl. ~~###-##-#### 9~~11/246/02 --------------------------------------- ------------------------------------------------------------------------ (Street) ###-##-#### 5. If Amendment, Date of 7. Individual or Joint/Group Filing Original (Month/Day/Year) (check applicable line) [X] Form Filed by One Reporting Person [ ] Form Filed by More than One Lodi, CA 95242 Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title ~~of Security~~ 2. Trans- 32A.Deemed 3.Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership Form: 7. Nature of ~~(Instr.3)~~of action Execution action ~~Code~~ or Disposed of (D) Securities Direct (D) or Indirect Security Date ~~(Instr.~~Date,if 8)Code (Instr. 3,4 and 5) Beneficially Indirect (I) Beneficial ~~Owned~~(Instr.3) atany ~~End~~(Instr.8) ofOwned Following (Instr. 4) Ownership (Month/Day/ ~~Month~~Reported (Instr. 4) (Month/ Year) Transaction(s) Day/Year) (Instr. 3 and 4) --------------------------------------------~~----~~ Code V Amount (A) or (D) Price ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. ~~(Over)~~ * If the form is filed by more than one reporting person, see ~~Instruction~~instruction 4(b)(v). ~~SEC 1474 (9-02)~~ Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (9-02)

FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) -------------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 3A.Deemed 4. Transaction 5. Number of Derivative or Exercise Date Execution Code Derivative Security Price of (Month/Day/ Date, if (Instr. 8) Securities (Instr. 3) Derivative Year) any Acquired (A) Security (Mo/Dy/Yr) or Disposed of (D) (Instr. 3, 4, and 5) -------------------------------------- Code V (A) (D) --------------------------------------------------------------------------------------------------- Option $5.00 911/2406/02 M 500 --------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------

FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) ----------------------------------------------------------------------------------------------------------- 6. Date 7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of Exercisable of Underlying Derivative Derivative Form of Indirect and Expiration Securities Security Securities Derivative Beneficial Date (Instr. 3 and 4) Beneficially Security: Ownership (Month/Day/Year) (Instr. 5) Owned atFollow- Direct (D) or (Instr. 4) ~~End~~ing ofReported Indirect (I) ~~Month~~Transactions(s) (Instr. 4) (Instr. 4) ------------------------------------------ Amount Date Expir- or Exer- ation Number cisable Date Title of Shares ----------------------------------------------------------------------------------------------------------- 54,~~289~~489 D ----------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------------------------

Explanation of Responses: Mr. Dalton exercised 500 shares of stock options at $5.00 per share. /s/ MICHAEL L. DALTON 11/06/02 ------------------------------- ------------------ **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2

Filing Compare · DALTON MICHAEL