4//SEC Filing
WMF GROUP LTD 4
Accession 0001019056-00-000382
CIK 0001039206operating
Filed
Jul 10, 8:00 PM ET
Accepted
—
Size
18.6 KB
Accession
0001019056-00-000382
Insider Transaction Report
Form 4
Transactions
- Disposition from Tender
$0.01 per share (4)
2000-06-23$8.90/sh−5,000$44,500→ 0 total - Disposition from Tender
$0.01 per share (1)
2000-06-23$8.90/sh−163,533$1,455,444→ 0 total - Disposition from Tender
$0.01 per share (2)
2000-06-23$8.90/sh−1,730,532$15,401,735→ 0 total - Disposition from Tender
$0.01 per share (3)
2000-06-23$8.90/sh−5,000$44,500→ 0 total
Footnotes (7)
- [1]Securities disposed of by Capricorn Holdings, Inc. (formerly Winokur Holdings, Inc.) pursuant to the tender offer by Prudential Mortgage Capital Acquisition Corp. (the "Tender Offer") to purchase for cash all of the issued and outstanding shares, $.01 par value per share (the "Common Stock"), of The WMF Group, Ltd. (the "Company"). The Tender Offer was consummated on June 23, 2000. Mr. Winokur is the President and sole shareholder of Capricorn Holdings, Inc., and may have been deemed to have had a beneficial interest in the securities owned by Capricorn Holdings, Inc. After the consummation of the Tender Offer, Capricorn Holdings, Inc. is no longer a beneficial owner, directly or indirectly, of any Common Stock of the Company.
- [2]Securities disposed of by Capricorn Investors II, L.P. ("Capricorn II") pursuant to the Tender Offer. Mr. Winokur may have been deemed to have had a beneficial interest in the securities owned by Capricorn II through Winokur Family Investors, LLC ("WFI"). WFI has limited partnership interests in Capricorn II and membership interests in Capricorn Holdings, LLC, the general partner of Capricorn II. WFI is controlled by Mr. Winokur and owned by Mr. Winokur and members of his immediate family. Mr. Winokur is the Manager of Capricorn Holdings, LLC. After the consummation of the Tender Offer, Capricorn II is no longer a beneficial owner, directly or indirectly, of any Common Stock of the Company.
- [3]Securities disposed of by a revocable trust ("Family Trust A") pursuant to the Tender Offer. Mr. Winokur is the special trustee of, and may be deemed to have had a beneficial interest in the securities owned by, Family Trust A. Mr. Winokur has sole and exclusive investment authority over the assets of Family Trust A. After the consummation of the Tender Offer, Family Trust A is no longer a beneficial owner, directly or indirectly, of any Common Stock of the Company.
- [4]Securities disposed of by a revocable trust ("Family Trust B") pursuant to the Tender Offer. Mr. Winokur is the special trustee of, and may be deemed to have had a beneficial interest in the securities owned by, Family Trust B. Mr. Winokur has sole and exclusive investment authority over the assets of Family Trust B. After the consummation of the Tender Offer, Family Trust B is no longer a beneficial owner, directly or indirectly, of any Common Stock of the Company. 2
- [5]Securities disposed of by Capricorn II pursuant to the Tender Offer for a purchase price of $8.90 per share less the exercise price per share described below. Options to acquire 5,000 shares of Common Stock (the "Option Shares") were granted to Capricorn II on December 31, 1999 (the "1999 Option"). The 1999 Option was exercisable commencing on June 30, 2000, at a price per share equal to the fair market value of the Option Shares on December 31, 1999.
- [6]Securities disposed of by Capricorn II pursuant to the Tender Offer for a purchase price of $8.90 per share less the exercise price per share described below. Options to acquire Option Shares were granted to Capricorn II on December 31, 1998 (the "1998 Option"). The 1998 Option was exercisable commencing on June 30, 1999, at a price per share equal to the fair market value of the Option Shares on December 31, 1998.
- [7]Securities cancelled by Capricorn II in connection with the Tender Offer. Options to acquire Option Shares were granted to Capricorn II on December 8, 1997 (the "1997 Option"). The 1997 Option was exercisable commencing on June 8, 1998, at a price per share equal to the fair market value of the Option Shares on December 8, 1997. /s/ HERBERT S. WINOKUR, JR. July 10, 2000 **Intentional misstatements or omissions of facts constitute ---------------------------- Federal Criminal Violations. Herbert S. Winokur, Jr. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. Capricorn Investors II, L.P. July 10, 2000 By: Capricorn Holdings, LLC Potential persons who are to respond to the collection of information contained in this form are not /s/ HERBERT S. WINOKUR, JR. required to respond unless the form displays a currently valid OMB Number. ---------------------------- Herbert S. Winokur, Jr. Title: Manager Capricorn Holdings, Inc. July 10, 2000 /s/ HERBERT S. WINOKUR, JR. --------------------------- Herbert S. Winokur, Jr. Title: President 3 FORM 4 - ADDITIONAL REPORTING PERSON INFORMATION 1. Name and Address of Additional Reporting Persons: Capricorn Investors II, L.P. 30 East Elm Street Greenwich, Connecticut 06830 Capricorn Holdings, Inc. 30 East Elm Street Greenwich, Connecticut 06830 4 -----END PRIVACY-ENHANCED MESSAGE-----
Documents
Issuer
WMF GROUP LTD
CIK 0001039206
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001039206
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Size
- 18.6 KB