1. Name and Address of Reporting Person* Garcia Stephen A.

2. Issuer Name and Ticker or Trading Symbol Universal Broadband Communcations, Inc.

6. Relationship of Reporting Person(s) to Issuer (Check all applicable)

1. Name and Address of Reporting Person* Ellis Mark

2. Issuer Name and Ticker or Trading Symbol Universal Broadband Communications

6. Relationship of Reporting Person(s) to Issuer (Check all applicable)

Director

10% Owner

Officer (give title below)

Other (specify below)

Chief Financial Officer

President and Chief Executive Officer

(Last) (First) (Middle) 18200 Von Karman Avenue, 10th Floor

3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)

4. Statement for Month/Day/Year November 12, 2002

7. Individual or Joint/Group Filing (Check Applicable Line)

(Last) (First) (Middle) 182400 Von Karman Avenue, 10th Floor

3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)

4. Statement for Month/Day/Year 10/31/02 – 11/13/02

7. Individual or Joint/Group Filing (Check Applicable Line)

5. If Amendment, Date of Original (Month/Day/Year)

Form filed by One Reporting Person

(Street) Irvine California 92612

Form filed by More than One Reporting Person

(City) (State) (Zip)

Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Trans- action Date (Month/ Day/ Year)

2A. Deemed Execution Date, if any (Month/ Day/ Year)

3. Trans- action Code (Instr.8)

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)

6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Owner- ship (Instr. 4)

Code

Amount

(A) or (D)

Price

Common Stock

1110/1231/022002

~~400~~5,~~000~~639

$~~400~~15,000.00

~~400~~12,~~000~~251,858 shares **

Common Stock

11/08/2002

18,219

$48,462.13

12,251,858 shares **

Common Stock (William D. Savage)

11/12/2002

400,000

$400.00

12,251,858 shares **

Common Stock (Stephen A. Garcia)

11/12/2002

400,000

$400.00

12,251,858 shares **

Common Stock (Kim Losey)

11/13/2002

40,000

$40.00

12,251,858 shares **

Common Stock (Edify Capital Group, Inc.)

11/12/2002

1,000,000

$1,000.00

12,251,858 shares ***

Common Stock (William M. Woo)

11/12/2002

50,000

$50.00

12,251,858 shares ***

Common Stock (Frank J. Dobrucki)

11/12/2002

1,000,000

$1,000.00

12,251,858 shares ***

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
	Acquisition of common stock for cash *Number of shares takes into account a 4.5 for one forward split of the issued and outstanding common stock of the Company effective as of November 5, 2002.	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.	(Over) SEC 1474 (9-02)
		Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.	(Over) SEC 1474 (9-02)

Form 4 – Mark Ellis (continued) page 2

Common Stock (A2A Industries Corporation)

11/12/2002

1,500,000

$1,500.00

12,251,858 shares ***

Common Stock (Francis A. Zubrowski)

11/12/2002

500,000

$500.00

12,251,858 shares ***

Common Stock (Advanced Century Corporation)

11/12/2002

300,000

$300.00

12,251,858 shares ***

Common Stock (Danny Y. Lee)

11/12/2002

500,000

$500.00

12,251,858 shares ***

Common Stock (Capri International, Inc.)

11/12/2002

1,000,000

$1,000.00

12,251,858 shares ***

Common Stock (Capri International, Inc.)

11/12/2002

1,000,000

$1,000.00

12,251,858 shares ***

Common Stock (William M. Woo)

11/12/2002

100,000

$100.00

12,251,858 shares ***

Common Stock (Ultra International, Inc.)

11/12/2002

300,000

$300.00

12,251,858 shares ***

Common Stock (Lisar, Inc.)

11/12/2002

100,000

$100.00

12,251,858 shares ***

Common Stock (Capri International, Inc.)

11/12/2002

100,000

$100.00

12,251,858 shares ***

Common Stock (Alexander & Wade, Inc.)

11/12/2002

2,100,000

$2,100.00

12,251,858 shares ***

Common Stock (Norman T. Reynolds)

11/12/2002

200,000

$200.00

12,251,858 shares ***

Common Stock (Andrew E. Mercer)

11/12/2002

200,000

$200.00

12,251,858 shares ***

Common Stock (Commerce Development
Corporation, Ltd.)

11/12/2002

200,000

$200.00

12,251,858 shares ***

Common Stock (Commerce Development
Corporation, Ltd.)

11/12/2002

20,000

$20.00

12,251,858 shares ***

Common Stock (Cybertel Communications Corporation)

11/12/2002

200,000

$200.00

12,251,858 shares ***

Common Stock (Janet Risher)

11/12/2002

100,000

$100.00

12,251,858 shares ***

Common Stock (USM Capital Group, Inc.)

11/12/2002

220,000

$220.00

12,251,858 shares ***

Common Stock (USM Capital Group, Inc.)

11/12/2002

22,000

$22.00

12,251,858 shares ***

Common Stock (Sol Tech Corporation)

11/12/2002

70,000

$700.00

12,251,858 shares ***

Common Stock (Edify Capital Group, Inc.)

11/12/2002

10,000

$10.00

12,251,858 shares ***

Common Stock (Capri International, Inc.)

11/12/2002

10,000

$10.00

12,251,858 shares ***

Common Stock (Sol Tech Corporation)

11/12/2002

10,000

$10.00

12,251,858 shares ***

Common Stock (Sol Tech Corporation)

11/12/2002

10,000

$10.00

12,251,858 shares ***

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

* Disposition or Acquisition, whichever is applicable, of common stock for cash.
** In payment for services rendered to the Company
*** Number of shares takes into account a 4.5 for one forward split of the issued
and outstanding common stock of the Company effective as of November 5, 2002.

Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays
a currently valid OMB control number.

(Over)
SEC 1474 (9-02)

Form 4 – Mark Ellis (continued) page 3

FORM 4 (continued)

Table II ¾ Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security
(Instr. 3)

2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
   Security

3. Trans-
action
Date

(Month/
Day/
Year)

3A.
Deemed
Execution
Date, if
any

  (Month/
   Day/
  Year)

4. Trans-
    action
    Code
    (Instr.8)

5. Number of Deriv-
    ative Securities Ac-
    quired (A) or Dis-
    posed of (D)
    (Instr. 3, 4 and 5)

6. Date Exer-
    cisable and
    Expiration
    Date
    (Month/Day/
    Year)

7. Title and Amount of
Underlying Securities
(Instr. 3 and 4)

8. Price
    of
    Deriv-
    ative
    Secur-
    ity
    (Instr.
    5)

9. Number
   of deriv-
   ative
   Secur-
   ities
   Bene-
   ficially
   Owned
   Follow-
   ing
   Reported
   Trans-
   action(s)
   (Instr. 4)

10. Owner-
     ship
     Form of
     Deri-
     vative
     Security:
     Direct
     (D) or
     Indirect
     (I)
     (Instr. 4)

11. Nature
     of
     Indirect
     Benefi-
     cial
     Owner-
     ship
     (Instr. 4)

Code

(A)

(D)

Date
Exer-
cisable

Expira-
tion
Date

Title

Amount or
Number of
Shares

Explanation of Responses:

		/s/ Stephen A. Garcia	11/14/02
		/s/ Mark Ellis	November 20, 2002
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations.	**Signature of Reporting Person	Date
	See18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 23

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number:  3235-0287
Expires:  January 31, 2005
Estimated average burden
hours per response.........0.5

Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

Filing Compare · UNIVERSAL BROADBAND COMMUNICATIONS INC