MCGINTY JIM 4
4 · HOT TOPIC INC /CA/ · Filed Mar 28, 2012
Insider Transaction Report
Form 4
MCGINTY JIM
Chief Financial Officer
Transactions
- Sale
Common Stock
2012-03-27$10.58/sh−23,447$248,020→ 33,423 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2012-03-27−23,447→ 26,553 totalExercise: $4.75From: 2009-03-26Exp: 2018-03-26→ Common Stock (23,447 underlying) - Exercise/Conversion
Common Stock
2012-03-27$4.75/sh+23,447$111,373→ 56,870 total
Footnotes (3)
- [F1]The shares described above were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 30, 2011.
- [F2]This transaction was executed in multiple trades at prices ranging from $10.55 to $10.705. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vested quarterly thereafter. The stock option is fully vested and exercisable.