BERNER EDGAR F 4
4 · HOT TOPIC INC /CA/ · Filed Jan 16, 2004
Insider Transaction Report
Form 4
BERNER EDGAR F
Director
Transactions
- Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-01-14$30.63/sh−703$21,533→ 0 totalExercise: $2.64From: 2000-06-01Exp: 2009-06-01→ Common Stock (703 underlying) - Exercise/Conversion
Common Stock
2004-01-14$2.64/sh+703$1,856→ 5,916 total - Sale
Common Stock
2004-01-14$30.63/sh−703$21,533→ 5,213 total - Exercise/Conversion
Common Stock
2004-01-14$5.97/sh+8,437$50,369→ 13,650 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2004-01-14$30.63/sh−8,437$258,425→ 4,219 totalExercise: $5.97From: 2001-06-28Exp: 2010-06-28→ Common Stock (8,437 underlying) - Sale
Common Stock
2004-01-14$30.63/sh−8,437$258,425→ 5,213 total
Holdings
- 46,905(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]This note relates to Mr. Edgar Berner's beneficial ownership (should be in column 5) Beneficial Ownership includes 4,000 shares held by the Julia A. Berner Trust, of which Mr. Berner's wife is the trustee. The remainder of the Indirect shares are held in trust by Mr. Edgar Berner. Beneficial Ownership also includes direct ownership of 3,475 shares consisting of Restricted Stock awarded to Mr. Berner on 3/6/2001 (1,587 shares fully vested), 6/13/2002 (936 shares fully vested) and 6/12/2003 (952 shares will fully vest on 6/12/2004) .