4//SEC Filing
Bruce Mark R 4
Accession 0001016281-13-000065
CIK 0001016281other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 1:46 PM ET
Size
12.5 KB
Accession
0001016281-13-000065
Insider Transaction Report
Form 4
Bruce Mark R
Other
Transactions
- Award
Stock Options
2013-05-22+30,000→ 30,000 totalExercise: $16.73Exp: 2018-05-22→ Common Stock (30,000 underlying)
Holdings
- 17,530
Stock Options
Exercise: $4.78Exp: 2020-05-18→ Common Stock (17,530 underlying) - 36,146
Common Stock
- 80,000
Performance Award
Exercise: $9.00Exp: 2017-08-02→ Common Stock (80,000 underlying) - 26,289
Stock Options
Exercise: $5.94Exp: 2022-03-05→ Common Stock (26,289 underlying) - 17,913
Stock Options
Exercise: $5.70Exp: 2021-02-28→ Common Stock (17,913 underlying)
Footnotes (6)
- [F1]Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.
- [F2]Represents performance-based stock awards granted under the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan. The award will vest (if at all) on or before August 2, 2017 on the date on which the closing price of Carriage's Common Stock is greater than or equal to $21.50 for the third time, whether or not consecutive, within a period of 30 consecutive calendar days. If these conditions are satisfied on or prior to the first anniversary of the grant date, which is August 2, 2013, then the vesting date of these awards will be August 2, 2013; provided that the Reporting Person has remained continuously employed by Carriage through such date.
- [F3]The award represents the right of the Reporting Person to receive shares of Carriage Common Stock in exchange for payment of a purchase price equal to $9.00 per share.
- [F4]Stock Options granted pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022.
- [F5]Stock Options granted pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.
- [F6]Stock Options granted pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/18/2011, 1/3 on 05/18/2012 and 1/3 on 05/18/2013. These stock options expire on 05/18/2020.
Documents
Issuer
CARRIAGE SERVICES INC
CIK 0001016281
Entity typeother
Related Parties
1- filerCIK 0001456516
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 1:46 PM ET
- Size
- 12.5 KB