Home/Filings/4/0001016281-13-000059
4//SEC Filing

HEILIGBRODT L WILLIAM 4

Accession 0001016281-13-000059

CIK 0001016281other

Filed

May 23, 8:00 PM ET

Accepted

May 24, 1:36 PM ET

Size

8.7 KB

Accession

0001016281-13-000059

Insider Transaction Report

Form 4
Period: 2013-05-22
Transactions
  • Award

    Stock Options

    2013-05-22+100,000100,000 total
    Exercise: $16.73Exp: 2018-05-22Common Stock (100,000 underlying)
Holdings
  • Performance Award

    Exercise: $9.00Exp: 2017-08-02Common Stock (320,000 underlying)
    320,000
  • Common Stock

    220,918
  • Common Stock

    (indirect: By Spouse)
    94,627
Footnotes (3)
  • [F1]Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.
  • [F2]Represents performance-based stock awards granted under the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan. The award will vest (if at all) on or before August 2, 2017 on the date on which the closing price of Carriage's Common Stock is greater than or equal to $21.50 for the third time, whether or not consecutive, within a period of 30 consecutive calendar days. If these conditions are satisfied on or prior to the first anniversary of the grant date, which is August 2, 2013, then the vesting date of these awards will be August 2, 2013; provided that the Reporting Person has remained continuously employed by Carriage through such date.
  • [F3]The award represents the right of the Reporting Person to receive shares of Carriage Common Stock in exchange for payment of a purchase price equal to $9.00 per share.

Issuer

CARRIAGE SERVICES INC

CIK 0001016281

Entity typeother

Related Parties

1
  • filerCIK 0001184137

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 1:36 PM ET
Size
8.7 KB