SWISS HELVETIA FUND, INC. 4
4 · SWISS HELVETIA FUND, INC. · Filed Jul 3, 2007
Insider Transaction Report
Form 4
WEST STEPHEN K
Director
Transactions
- Exercise of In-Money
Common Stock
2007-06-22$16.60/sh+554$9,196→ 19,771 total - Exercise of In-Money
Subscription Rights (right to buy)
2007-06-22+1,662→ 0 totalExercise: $16.60From: 2007-05-24Exp: 2007-06-22→ Common Stock (554 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2007-06-22$0.43/sh−17,555$7,549→ 1,662 totalExercise: $16.60From: 2007-05-24Exp: 2007-06-22→ Common Stock (0 underlying)
Footnotes (2)
- [F1]Subscription Price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date).
- [F2]The shares of Common Stock under Item 4 of Table I were acquired through subscription in the Fund's 1-for-3 rights offering. Shares of Common Stock issued pursuant to the exercise of 1662 right issued to Mr. West were acquired on June 29, 2007.