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FLORIDA ROCK INDUSTRIES INC 4/A

Accession 0001015325-07-000361

CIK 0000037651operating
View on SEC.govCompany Profile

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 2:18 PM ET

Size

21.3 KB

Accession

0001015325-07-000361

Insider Transaction Report

Form 4/AAmended
Period: 2007-07-30
FLORIDA ROCK INDUSTRIES INCFRK
BAKER JOHN D II
DirectorPresident and CEO10% Owner
Transactions
  • Gift

    Common Stock

    2007-07-30−218,662→ 1,505,151 total(indirect: See footnote.)
Holdings

  • Common Stock

    (indirect: See footnote.)
    66,042

  • Common Stock

    (indirect: See footnote.)
    375,000

  • Common Stock

    (indirect: See footnote.)
    11,150,080

  • Common Stock

    (indirect: See footnote.)
    135,000

  • Common Stock

    199,873

  • Common Stock

    (indirect: By Trust)
    42,315

  • Common Stock

    (indirect: See footnote.)
    1,575

  • Common Stock

    (indirect: See footnote.)
    75,535

  • Common Stock

    (indirect: See footnote.)
    133,396

  • Common Stock

    (indirect: See footnote.)
    28,605

  • Common Stock

    (indirect: See footnote.)
    1,020,500

  • Common Stock

    (indirect: See footnote.)
    5,832
Footnotes (13)
  • [F1]The reporting person made a charitable gift of 218,662 shares.
  • [F10]Shares held by John D. Baker II Irrevocable Trust #2. This trust is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's son, Edward L. Baker II. The reporting person disclaims beneficial interest in these shares.
  • [F11]Shares held by STABANCO, nominee of SunTrust Bank. These shares are held in a fiduciary account (in a trust in which SunTrust Bank and the reporting person's brother are trustees) and to which the reporting person has potential income rights. The reporting person disclaims beneficial interest in the shares held by such trust except to the extent of his pecuniary interest therein.
  • [F12]Effective July 30, 2007, the reporting person, as Trustee of the John D. Baker II Living Trust contributed 1,010,000 shares, and Trustee of each of the Edward L. Baker II Irrevocable Trust, the John D. Baker III Irrevocable Trust and the Susan Anne Baker Irrevocable Trust contributed 3500 shares, to Crusher Run Partners, LP, in exchange for partnership interests. Crusher Run Partners subsequently contributed all of such shares to the Crusher Run Partners, LP Charitable Remainder Unitrust. This trust is administered by the John D. Baker II Living Trust as trustee. The reporting person disclaims beneficial interest in the contributed shares, except to the extent of his pecuniary interest therein.
  • [F13]Shares are held by the reporting person's wife, Anne Doris Baker.
  • [F2]Shares held by John D. Baker II Living Trust for which the reporting person serves as trustee. Effective July 31, 2007, the reporting person, as Trustee of the John D. Baker II Living Trust contributed 1,010,000 shares, and Trustee of each of the Edward L. Baker II Irrevocable Trust, the John D. Baker III Irrevocable Trust and the Susan Anne Baker Irrevocable Trust contributed 3500 shares, to Crusher Run Partners, LP, in exchange for partnership interests. Crusher Run Partners subsequently contributed all of such shares to the Crusher Run Partners, LP Charitable Remainder Unitrust. This trust is administered by the John D. Baker II Living Trust as trustee. The reporting person disclaims beneficial interest in the contributed shares, except to the extent of his pecuniary interest therein.
  • [F3]Shares held by the Cynthia L. Baker Trust, U/A/D April 30, 1965, of which the reporting person is a trustee and an income beneficiary. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F4]Shares held by Baker Holdings, L.P. The reporting person shares voting and dispositive power over all the shares held by Baker Holding, L.P. and has a pecuniary interest in a portion of the shares. The reporting person disclaims beneficial interest in these shares except to the extent of his pecuniary interest therein.
  • [F5]Shares held by Edward L. Baker II Irrevocable Trust. The trust is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's son, Edward L. Baker II. The reporting person disclaims beneficial interest in these shares. Effective July 30, 2007, the reporting person, as Trustee of the John D. Baker II Living Trust contributed 1,010,000 shares, and Trustee of each of the Edward L. Baker II Irrevocable Trust, the John D. Baker III Irrevocable Trust and the Susan Anne Baker Irrevocable Trust contributed 3500 shares, to Crusher Run Partners, LP, in exchange for partnership interests. Crusher Run Partners subsequently contributed all of such shares to the Crusher Run Partners, LP Charitable Remainder Unitrust. This trust is administered by the John D. Baker II Living Trust as trustee. The reporting person disclaims beneficial interest in the contributed shares, except to the extent of his pecuniary interest therein.
  • [F6]Shares held by John D. Baker III Irrevocable Trust. The trust is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's son, John D. Baker III. The reporting person disclaims beneficial interest in these shares. Effective July 30, 2007, the reporting person, as Trustee of the John D. Baker II Living Trust contributed 1,010,000 shares, and Trustee of each of the Edward L. Baker II Irrevocable Trust, the John D. Baker III Irrevocable Trust and the Susan Anne Baker Irrevocable Trust contributed 3500 shares, to Crusher Run Partners, LP, in exchange for partnership interests. Crusher Run Partners subsequently contributed all of such shares to the Crusher Run Partners, LP Charitable Remainder Unitrust. This trust is administered by the John D. Baker II Living Trust as trustee. The reporting person disclaims beneficial interest in the contributed shares, except to the extent of his pecuniary interest therein.
  • [F7]Shares held by Susan Anne Baker Irrevocable Trust. The trust is administered by the reporting person's brother as trustee and is for the benefit of the reporting person's daughter, Susan Anne Baker. The reporting person disclaims beneficial interest in the shares. Effective July 30, 2007, the reporting person, as Trustee of the John D. Baker II Living Trust contributed 1,010,000 shares, and Trustee of each of the Edward L. Baker II Irrevocable Trust, the John D. Baker III Irrevocable Trust and the Susan Anne Baker Irrevocable Trust contributed 3500 shares, to Crusher Run Partners, LP, in exchange for partnership interests. Crusher Run Partners subsequently contributed all of such shares to the Crusher Run Partners, LP Charitable Remainder Unitrust. This trust is administered by the John D. Baker II Living Trust as trustee. The reporting person disclaims beneficial interest in the contributed shares, except to the extent of his pecuniary interest therein.
  • [F8]Shares held as beneficiary of the Issuer's Employee Benefit Plan (TRAESOP). This Form 4 is being filed to correct the number of shares incorrectly reported on previous Form 4 .
  • [F9]Shares held by John D. Baker II Irrevocable Trust #1. This trust is administered by an independent trustee and is for the benefit of the reporting person's spouse and children. The reporting person disclaims any beneficial interest in these shares.

Documents

1 file

Issuer

FLORIDA ROCK INDUSTRIES INC

CIK 0000037651

→
Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000037651

Filing Metadata

Form type
4/A
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 2:18 PM ET
Size
21.3 KB
View on SEC.gov