BAUER JOSEPH W 4
4 · LUBRIZOL CORP · Filed Nov 13, 2009
Insider Transaction Report
Form 4
BAUER JOSEPH W
VP and General Counsel
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2009-11-10−10,000→ 10,500 totalExercise: $39.44Exp: 2015-04-25→ Common Shares (10,000 underlying) - Sale
Common Shares
2009-11-10$72.52/sh−10,000$725,200→ 31,806 total - Exercise/Conversion
Common Shares
2009-11-10$39.44/sh+10,000$394,400→ 41,806 total
Holdings
- 346.42(indirect: By 401(k))
Common Shares
Footnotes (3)
- [F1]This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $72.47 and $72.59. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- [F2]The amount of securities beneficially owned following the transaction includes common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F3]These options vested in three installments as follows: 50% on April 25, 2006; 25% on April 25, 2007; and 25% on April 25, 2008.