4//SEC Filing
OKEEFFE JANE D 4
Accession 0001014776-13-000004
CIK 0000793040other
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 8:29 PM ET
Size
12.6 KB
Accession
0001014776-13-000004
Insider Transaction Report
Form 4
OKEEFFE JANE D
DirectorPresident
Transactions
- Purchase
Shares of Beneficial Interest
2008-09-26$5.98/sh+100$598→ 11,766.05 total - Purchase
Shares of Beneficial Interest
2008-09-26$6.05/sh+1,000$6,050→ 12,766 total - Purchase
Shares of Beneficial Interest
2008-09-26$6.04/sh+900$5,436→ 13,766 total
Footnotes (3)
- [F1]These share amounts have been corrected to exclude 1,832 shares indirectly owned by the reporting person, and which were inadvertently included in Column 5 of Table I of Ms. O'Keeffe's Form 4 filed on 9/26/2008
- [F2]Includes 1,322 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan.
- [F3]In addition, the reporting person is the indirect beneficial owner of 1,832 additional shares. These additional shares consist of: (i) 916 shares held by an UTMA trust for her daughter's benefit. Includes 118 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan, and (ii) 916 shares held by an UTMA trust for her son's benefit. Includes 118 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan.
Issuer
ELLSWORTH FUND LTD
CIK 0000793040
Entity typeother
Related Parties
1- filerCIK 0001190029
Filing Metadata
- Form type
- 4
- Filed
- Jan 14, 7:00 PM ET
- Accepted
- Jan 15, 8:29 PM ET
- Size
- 12.6 KB