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4//SEC Filing

DecisionPoint Systems, Inc. 4

Accession 0001013762-15-000762

CIK 0001404433operating
View on SEC.govCompany Profile

Filed

Jul 19, 8:00 PM ET

Accepted

Jul 20, 5:09 PM ET

Size

51.7 KB

Accession

0001013762-15-000762

Insider Transaction Report

Form 4
Period: 2015-06-30
DecisionPoint Systems, Inc.DPSI
TAGLICH MICHAEL N
Director
Transactions
  • Purchase

    Series D Convertible Preferred Stock

    2012-12-20$10.00/sh+1,500$15,000→ 584,507 total(indirect: See Footnote)
    Exercise: $0.71From: 2012-12-20→ Common Stock (21,127 underlying)
  • Award

    Warrants (Series D)

    2012-12-31+151,343→ 834,442 total
    Exercise: $1.10From: 2012-12-31Exp: 2017-12-31→ Common Stock (151,343 underlying)
  • Other

    Series D Convertible Preferred Stock

    2014-04-22$10.00/sh+372$3,720→ 855,399 total(indirect: See Footnote)
    Exercise: $0.71From: 2014-04-22→ Common Stock (5,239 underlying)
  • Other

    Series D Convertible Preferred Stock

    2014-04-22$10.00/sh+111$1,110→ 857,737 total(indirect: See Footnote)
    Exercise: $0.71From: 2014-04-22→ Common Stock (1,563 underlying)
  • Other

    Series E Convertible Preferred Stock

    2014-04-22$10.00/sh+281$2,810→ 1,716,751 total
    Exercise: $0.50From: 2014-04-22→ Common Stock (5,620 underlying)
  • Purchase

    Series D Convertible Preferred Stock

    2012-12-20$10.00/sh+3,000$30,000→ 626,761 total(indirect: See Footnote)
    Exercise: $0.71From: 2012-12-20→ Common Stock (42,254 underlying)
  • Other

    Series D Convertible Preferred Stock

    2014-04-22$10.00/sh+1,116$11,160→ 850,160 total(indirect: See Footnote)
    Exercise: $0.71From: 2014-04-22→ Common Stock (15,718 underlying)
  • Purchase

    Series E Convertible Preferred Stock

    2013-11-12$10.00/sh+15,000$150,000→ 1,159,821 total
    Exercise: $0.50From: 2013-11-12→ Common Stock (300,000 underlying)
  • Other

    Series D Convertible Preferred Stock

    2014-04-22$10.00/sh+74$740→ 858,779 total(indirect: See Footnote)
    Exercise: $0.71From: 2014-04-22→ Common Stock (1,042 underlying)
  • Award

    Stock Options (right to buy)

    2014-12-31+14,211→ 1,730,962 total
    Exercise: $0.38From: 2014-12-31Exp: 2017-12-31→ Common Stock (14,211 underlying)
  • Purchase

    Series D Convertible Preferred Stock

    2012-12-20$10.00/sh+30,000$300,000→ 422,535 total(indirect: See Footnote)
    Exercise: $0.71From: 2012-12-20→ Common Stock (422,535 underlying)
  • Purchase

    Series D Convertible Preferred Stock

    2012-12-20$10.00/sh+2,000$20,000→ 654,930 total(indirect: See Footnote)
    Exercise: $0.71From: 2012-12-20→ Common Stock (28,169 underlying)
  • Award

    Warrants (Series E)

    2013-11-22+200,000→ 1,711,131 total
    Exercise: $0.55From: 2013-11-22Exp: 2018-11-22→ Common Stock (200,000 underlying)
  • Purchase

    Series D Convertible Preferred Stock

    2012-12-20$10.00/sh+10,000$100,000→ 563,380 total(indirect: See Footnote)
    Exercise: $0.71From: 2012-12-20→ Common Stock (140,845 underlying)
  • Other

    Series D Convertible Preferred Stock

    2014-04-22$10.00/sh+55$550→ 856,174 total(indirect: See Footnote)
    Exercise: $0.71From: 2014-04-22→ Common Stock (775 underlying)
  • Award

    Stock Options (right to buy)

    2015-03-31+12,858→ 1,743,820 total
    Exercise: $0.50From: 2015-03-31Exp: 2018-03-31→ Common Stock (12,858 underlying)
  • Award

    Stock Options (right to buy)(13)*

    2015-06-30+27,000→ 1,770,820 total
    Exercise: $0.50From: 2015-06-30Exp: 2018-06-30→ Common Stock (27,000 underlying)
  • Purchase

    Series D Convertible Preferred Stock

    2013-11-15$10.00/sh+24,943$249,430→ 1,511,131 total
    Exercise: $0.71From: 2013-11-15→ Common Stock (351,310 underlying)
Holdings

  • Common Stock

    (indirect: See footnote)
    155,526

  • Common Stock

    112,716
Footnotes (13)
  • [F1]Securities are held by Michael N. Taglich Keogh-Account. Michael Taglich is the principal of this account.
  • [F10]Reflects dividends made to holders of Series D Convertible Preferred Stock that was paid (issued) in shares of Series D Convertible Preferred Stock.
  • [F11]Reflects dividends made to holders of Series E Convertible Preferred Stock that was paid (issued) in shares of Series E Convertible Preferred Stock.
  • [F12]Securities are held by Michael N. Taglich Claudia Taglich JTWROS
  • [F13]Options granted pursuant to DecisionPoint Systems, Inc. 2014 Equity Incentive Plan
  • [F2]Securities are held by Mike Taglich POA Tag/Kent Partnership F/B/O Garlinghouse/M Taglich B Taglich. Michael Taglich has power of attorney over the partnership.
  • [F3]Mr. Taglich was issued warrants exercisable for 151,343 shares of common stock as compensation for services in connection with the issuer's private placement.
  • [F4]Securities are held by Michael Taglich as Custodian for Benefit of Hope Taglich UTMA, his minor child.
  • [F5]Securities are held by Michael Taglich as Custodian For Benefit of Lucy Taglich UTMA NY, his minor child.
  • [F6]Securities are held by Michael Taglich Custodian for Benefit of Amanda Taglich UTMA NY Until Age 21, his minor child.
  • [F7]Securities are held by Michael Taglich Custodian for Benefit of Stella Taglich UTMA NY Until Age 21, his minor child.
  • [F8]Mr. Taglich was issued warrants exercisable for 200,000 shares of common stock as compensation for services in connection with the issuer's private placement.
  • [F9]The Series D Convertible Preferred Stock and Series E Convertible Preferred Stock may be converted into shares of Common Stock by the holder at any time and has no expiration date.

Documents

1 file

Issuer

DecisionPoint Systems, Inc.

CIK 0001404433

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001404433

Filing Metadata

Form type
4
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 5:09 PM ET
Size
51.7 KB
View on SEC.gov