EMERGENT GROUP INC/NY·4

Aug 28, 5:51 PM ET

MCKAY WILLIAM M 4

4 · EMERGENT GROUP INC/NY · Filed Aug 28, 2003

Insider Transaction Report

Form 4
Period: 2003-08-29
MCKAY WILLIAM M
Chief Financial Officer
Transactions
  • Conversion

    Promissory Notes

    2003-08-2925,00030,000 total
    Exercise: $0.40From: 2003-08-29Exp: 2003-12-31Common Stock (25,000 underlying)
  • Conversion

    Common Stock

    2003-08-29$0.40/sh+25,250$10,10025,250 total
Footnotes (2)
  • [F1]In June 2003, Mr. McKay purchased promissory notes from the Issuer in the principal amount of $10,000. The notes automatically converted on the August 29, 2003 effective date of a one-for-40 reverse stock split. All share and per share amounts herein have been given retroactive effect for the reverse stock split. Of the 25,250 shares, 25,000 shares represent conversion of principal and 250 shares represent conversion of accrued interest.
  • [F2]Represents options to purchase 30,000 shares.

Documents

1 file
  • 4
    aug2003form4mckay_ex.xmlPrimary