Home/Filings/4/0001012975-17-000884
4//SEC Filing

Mitchell Christopher 4

Accession 0001012975-17-000884

CIK 0001374310other

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 6:24 PM ET

Size

9.6 KB

Accession

0001012975-17-000884

Insider Transaction Report

Form 4
Period: 2017-11-28
Transactions
  • Other

    Common Stock

    2017-11-28239,3000 total(indirect: See Footnotes)
  • Other

    Common Stock

    2017-11-28+7,3538,808 total
  • Sale

    Common Stock

    2017-11-29$120.89/sh670$80,9950 total(indirect: See Footnotes)
Footnotes (5)
  • [F1]Prior to the reported transaction, Spectrum Equity Investors VI, L.P. ("SEI VI") was the holder of record of 239,300 shares. On November 28, 2017, SEI VI distributed 239,300 shares of the Issuer's Common Stock on a pro rata basis to its partners for no consideration. Following the distribution, SEI VI was no longer a holder of record of the Issuer's shares.
  • [F2]The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F3]The Reporting Person acquired shares of the Issuer's Common Stock in connection with the above referenced distribution by SEI VI on a pro rata basis to its partners for no consideration. The distribution resulted in a change in form of beneficial ownership of shares previously reported.
  • [F4]Prior to the reported transaction, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") was the holder of record of 91 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") was the holder of record of 579 shares.
  • [F5]The general partner of Co-Investment Fund and IMF is SEA VI LLC. As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Issuer

Cboe Global Markets, Inc.

CIK 0001374310

Entity typeother

Related Parties

1
  • filerCIK 0001425004

Filing Metadata

Form type
4
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 6:24 PM ET
Size
9.6 KB