4//SEC Filing
CBOE Holdings, Inc. 4
Accession 0001012975-17-000197
$CBOECIK 0001374310operating
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 6:36 PM ET
Size
13.2 KB
Accession
0001012975-17-000197
Insider Transaction Report
Form 4
Mitchell Christopher
Director
Transactions
- Sale
Common Stock
2017-03-03$78.56/sh−1,000$78,564→ 883,970 total(indirect: See Footnotes) - Sale
Common Stock
2017-03-06$78.20/sh−171,184$13,386,555→ 712,786 total(indirect: See Footnotes) - Sale
Common Stock
2017-03-07$78.16/sh−47,816$3,737,284→ 664,970 total(indirect: See Footnotes) - Sale
Common Stock
2017-03-03$78.32/sh−250,000$19,580,150→ 884,970 total(indirect: See Footnotes)
Holdings
- 270
Common Stock
Footnotes (10)
- [F1]The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $77.71 to $78.62 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- [F10]The Reporting Person inadvertently reported direct beneficial ownership of 1,135,240 shares in the Form 4 filed March 3, 2017. The Reporting Person directly beneficially owns 270 shares.
- [F2]Spectrum Equity Investors VI, L.P. ("SEI VI") is the holder of record of 882,493 shares, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") is the holder of record of 344 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") is the holder of record of 2,133 shares following the reported transaction.
- [F3]SEI VI is the holder of record of 881,497 shares, Co-Investment Fund is the holder of record of 343 shares and IMF is the holder of record of 2,130 shares following the reported transaction.
- [F4]The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). The general partner of IMF and Co-Investment Fund is SEA VI LLC. The Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- [F5]The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $78.50 to $78.62 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- [F6]The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $78.00 to $78.53 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- [F7]SEI VI is the holder of record of 710,792 shares, Co-Investment Fund is the holder of record of 276 shares and IMF is the holder of record of 1,718 shares following the reported transaction.
- [F8]The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $77.83 to $78.38 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- [F9]SEI VI is the holder of record of 663,110 shares, Co-Investment Fund is the holder of record of 257 shares and IMF is the holder of record of 1,603 shares following the reported transaction.
Documents
Issuer
CBOE Holdings, Inc.
CIK 0001374310
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001374310
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 6:36 PM ET
- Size
- 13.2 KB