Delagardelle Jeani 4
4 · WORLD HEART CORP · Filed Jan 28, 2010
Insider Transaction Report
Form 4
WORLD HEART CORPWHRT
Delagardelle Jeani
Director10% Owner
Transactions
- Purchase
Warrants (right to buy)
2010-01-26$5.15/sh+388,350$2,000,003→ 388,350 total(indirect: See Footnote 2)Exercise: $4.90From: 2010-01-26Exp: 2011-04-26→ Common Stock (388,350 underlying) - Purchase
Common Stock
2010-01-26$5.15/sh+388,350$2,000,003→ 3,721,683 total(indirect: See Footnote 2) - Purchase
Warrants (right to buy)
2010-01-26$5.15/sh+388,350$2,000,003→ 776,700 total(indirect: See Footnote 2)Exercise: $4.90From: 2010-01-26Exp: 2015-01-26→ Common Stock (388,350 underlying)
Footnotes (2)
- [F1]Represents the per unit purchase price of a share of common stock, a 15-month warrant to purchase one share of common stock and a five-year warrant to purchase one share of common stock.
- [F2]The Reporting Person is a member of New Leaf Venture Management II, L.L.C., the sole general partner of New Leaf Venture Associates II, L.P., the sole general partner of New Leaf Ventures II, L.P. ("NLV II"), which is the beneficial owner of 3,721,683 shares of the Issuer's Common Shares and Warrants entitling NLV II to purchase 776,700 shares of the Issuer's Common Shares in the aggregate. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NLV II shares and warrants in which the Reporting Person has no actual pecuniary interest therein.