Home/Filings/4/0001012975-10-000023
4//SEC Filing

Delagardelle Jeani 4

Accession 0001012975-10-000023

CIK 0001024520other

Filed

Jan 27, 7:00 PM ET

Accepted

Jan 28, 10:51 AM ET

Size

10.4 KB

Accession

0001012975-10-000023

Insider Transaction Report

Form 4
Period: 2010-01-26
Delagardelle Jeani
Director10% Owner
Transactions
  • Purchase

    Warrants (right to buy)

    2010-01-26$5.15/sh+388,350$2,000,003388,350 total(indirect: See Footnote 2)
    Exercise: $4.90From: 2010-01-26Exp: 2011-04-26Common Stock (388,350 underlying)
  • Purchase

    Common Stock

    2010-01-26$5.15/sh+388,350$2,000,0033,721,683 total(indirect: See Footnote 2)
  • Purchase

    Warrants (right to buy)

    2010-01-26$5.15/sh+388,350$2,000,003776,700 total(indirect: See Footnote 2)
    Exercise: $4.90From: 2010-01-26Exp: 2015-01-26Common Stock (388,350 underlying)
Footnotes (2)
  • [F1]Represents the per unit purchase price of a share of common stock, a 15-month warrant to purchase one share of common stock and a five-year warrant to purchase one share of common stock.
  • [F2]The Reporting Person is a member of New Leaf Venture Management II, L.L.C., the sole general partner of New Leaf Venture Associates II, L.P., the sole general partner of New Leaf Ventures II, L.P. ("NLV II"), which is the beneficial owner of 3,721,683 shares of the Issuer's Common Shares and Warrants entitling NLV II to purchase 776,700 shares of the Issuer's Common Shares in the aggregate. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NLV II shares and warrants in which the Reporting Person has no actual pecuniary interest therein.

Issuer

WORLD HEART CORP

CIK 0001024520

Entity typeother

Related Parties

1
  • filerCIK 0001441563

Filing Metadata

Form type
4
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 10:51 AM ET
Size
10.4 KB