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XML GLOBAL TECHNOLOGIES INC·4

Sep 12, 11:23 AM ET

PARADIGM GROUP II LLC 4

4 · XML GLOBAL TECHNOLOGIES INC · Filed Sep 12, 2003

Insider Transaction Report

Form 4
Period: 2003-09-10
XML GLOBAL TECHNOLOGIES INCXMLG
PARADIGM GROUP II LLC
Other
Transactions
  • Purchase

    Common Stock

    2003-09-10$0.06/sh+75,000$4,673→ 22,659,791 total(indirect: As General Partner)
Holdings

  • Warrants (subject to issuance under the Term Sheet)

    (indirect: As General Partner)
    Exercise: $0.07From: 2003-04-21Exp: 2004-12-31→ Common Stock (12,500,000 underlying)
    12,500,000

  • Common Stock (issuable under Term Sheet)

    1,400,000

  • Common Stock (issuable under Term Sheet)

    (indirect: As General Partner)
    12,500,000

  • Warrants

    Exercise: $0.50From: 2002-08-23Exp: 2005-12-31→ Common Stock (5,681,633 underlying)
    5,681,633

  • Warrants

    (indirect: As General Partner)
    Exercise: $0.07From: 2003-04-21Exp: 2004-12-31→ Common Stock (8,900,000 underlying)
    8,900,000

  • Warrants (issuable under Term Sheet)

    Exercise: $0.07From: 2003-04-21Exp: 2004-12-31→ Common Stock (1,900,000 underlying)
    1,900,000

  • Warrants

    Exercise: $1.00From: 2002-08-23Exp: 2005-12-31→ Common Stock (2,072,886 underlying)
    2,072,886

  • Common Stock

    3,487,141

  • Warrants

    (indirect: As General Partner)
    Exercise: $0.50From: 2002-08-23Exp: 2005-12-31→ Common Stock (6,000,000 underlying)
    6,000,000

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT