ZUGIBE KEVIN J 4

4 · HUDSON TECHNOLOGIES INC /NY · Filed Aug 22, 2017

Form 4

Period: 2017-08-18

DirectorChief Executive Officer10% Owner

Transactions

Gift
Common Stock
2017-04-29−4,000→ 4,480,693 total
Exercise/Conversion
Stock Option (right to buy)
2017-08-18−28,145→ 0 total
Exercise: $3.55From: 2014-10-01Exp: 2017-10-01→ Common Stock (28,145 underlying)
Exercise/Conversion
Common Stock
2017-08-18$3.55/sh+28,145$99,915→ 4,480,693 total
Exercise/Conversion
Common Stock
2017-08-18$3.23/sh+251,855$813,492→ 4,480,693 total
Tax Payment
Common Stock
2017-08-18$8.56/sh−176,590$1,511,610→ 4,304,103 total
Exercise/Conversion
Stock Option
2017-08-18−251,855→ 0 total
Exercise: $3.23From: 2014-10-01Exp: 2017-10-01→ Common Stock (251,855 underlying)

Footnotes (5)

[F1]Includes 1,103,000 shares which may be purchased pursuant to stock options
[F2]Includes 851,145 shares which may be purchased pursuant to stock options.
[F3]Includes 823,000 shares which may be purchased pursuant to stock options.
[F4]No shares sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from option exercises were applied by the Company to cover the purchase price and taxes due upon exercise of options.
[F5]Closing Stock Price on August 18, 2017

Documents

1 file