4//SEC Filing
FRANCIS MARK A 4
Accession 0001008554-04-000042
CIK 0001008554other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 7:07 PM ET
Size
18.8 KB
Accession
0001008554-04-000042
Insider Transaction Report
Form 4
HUMBOLDT BANCORPHBEK
FRANCIS MARK A
EVP/Commercial Banking
Transactions
- Exercise of In-Money
Employee Stock Option (right to buy)
2004-04-07$4.56/sh−512$2,335→ 2,660 totalExercise: $4.56From: 2000-05-15Exp: 2010-02-01→ Common Stock (512 underlying) - Exercise of In-Money
Employee Stock Option (right to buy)
2004-04-07$4.56/sh−660$3,010→ 2,000 totalExercise: $4.56From: 2000-05-15Exp: 2010-02-01→ Common Stock (660 underlying) - Exercise of In-Money
Common Stock
2004-04-07$4.56/sh+5,116$23,329→ 31,361 total - Exercise of In-Money
Employee Stock Option (right to buy)
2004-04-07$4.56/sh−6,600$30,096→ 8,288 totalExercise: $4.56From: 2000-02-01Exp: 2010-02-01→ Common Stock (6,600 underlying) - Exercise of In-Money
Common Stock
2004-04-07$4.56/sh+6,600$30,096→ 26,245 total - Exercise of In-Money
Common Stock
2004-04-07$4.56/sh+660$3,010→ 32,533 total - Exercise of In-Money
Employee Stock Option (right to buy)
2004-04-07$4.56/sh−5,116$23,329→ 3,172 totalExercise: $4.56From: 2000-02-01Exp: 2010-02-01→ Common Stock (5,116 underlying) - Exercise of In-Money
Common Stock
2004-04-07$4.56/sh+512$2,335→ 31,873 total
Footnotes (4)
- [F1]Options Ownership as follows: 19,488 held Direct, 4,178 held Indirect by Trust in 401-K, 2,579 held Indirect by Immediate Family Member.
- [F2]Options Ownership as follows: 24,604 held Direct, 4,178 held Indirect by Trust in 401-K, 2,579 held Indirect by Immediate Family Member.
- [F3]Options Ownership as follows: 25,116 held Direct, 4,178 held Indirect by Trust in 401-K, 2,579 held Indirect by Immediate Family Member.
- [F4]Options Ownership as follows: 25,776 held Direct, 4,178 held Indirect by Trust in 401-K, 2,579 held Indirect by Immediate Family Member.
Documents
Issuer
HUMBOLDT BANCORP
CIK 0001008554
Entity typeother
Related Parties
1- filerCIK 0001177441
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 7:07 PM ET
- Size
- 18.8 KB