4//SEC Filing
HUMBOLDT BANCORP 4
Accession 0001008554-04-000011
CIK 0001008554operating
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 11:37 AM ET
Size
6.5 KB
Accession
0001008554-04-000011
Insider Transaction Report
Form 4
HUMBOLDT BANCORPHBEK
EASTRIDGE HAROLD M
Director
Transactions
- Exercise of In-Money
Common Stock
2004-01-09$4.68/sh+3,846$17,999→ 109,750 total - Exercise of In-Money
Stock Option Right to Buy
2004-01-09$4.68/sh−3,846$17,999→ 55,224 totalExercise: $4.68From: 1994-01-12Exp: 2004-01-12→ Common Stock (3,846 underlying)
Footnotes (1)
- [F1]Ownership of common stock as follows: 3,846 held Direct from Stock Option Exercise 1-9-2004. (*1,519) held Indirect by Immediate Family Member, (*104,385) held Direct. The two amounts with asterisks are subject to the additional footnote. Represents the number of shares of California Independent Bancorp prior to the merger between Humboldt Bancorp and California Independent Bancorp. Under the terms of the merger agreement, each share of California Independent Bancorp common stock shall be converted into the right to receive, at the election of each shareholder of California Independent Bancorp, and subject to proration, either (i)2.1965 shares of Humboldt Bancorp common stock or (ii) $38.79 in cash. Upon the completion of the allocation procedure and final results by Illinois Stock transfer, the Exchange Agent, this Form will be amended to reflect the final amounts.
Documents
Issuer
HUMBOLDT BANCORP
CIK 0001008554
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001008554
Filing Metadata
- Form type
- 4
- Filed
- Jan 12, 7:00 PM ET
- Accepted
- Jan 13, 11:37 AM ET
- Size
- 6.5 KB