Kershaw David 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 4, 2025
Insider Transaction Report
Form 4
Kershaw David
SVP, PAO
Transactions
- Exercise/Conversion
Common Stock
2025-11-03$56.29/sh+705$39,684→ 5,032.251 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2025-11-03−705→ 0 totalExercise: $56.29Exp: 2025-11-04→ Common Stock (705 underlying) - Tax Payment
Common Stock
2025-11-03$64.88/sh−646$41,912→ 4,386.251 total
Holdings
- 2,668.022(indirect: by ESOP)
Common Stock
- 1,310.251(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Shares withheld for Option cost and taxes.
- [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.