GRUBER SCOTT L 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 23, 2021
Insider Transaction Report
Form 4
GRUBER SCOTT L
EVP, Pres. & COO, VIST Bank
Transactions
- Tax Payment
Common Stock
2021-11-21$82.89/sh−150$12,434→ 14,528.182 total - Tax Payment
Common Stock
2021-11-22$83.55/sh−399$33,336→ 14,129.182 total - Exercise/Conversion
Common Stock
2021-11-22$49.22/sh+522$25,693→ 14,651.182 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2021-11-22−522→ 0 totalExercise: $49.22From: 2021-11-22Exp: 2024-11-21→ Common Stock (522 underlying)
Holdings
- 4,292.91(indirect: By 401(k))
Common Stock
- 1,020.441(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
- [F2]Shares withheld for option cost and taxes.
- [F3]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.