4/A//SEC Filing
Brill Howard 4/A
Accession 0001005477-09-002134
CIK 0001348155other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 1:46 PM ET
Size
18.6 KB
Accession
0001005477-09-002134
Insider Transaction Report
Form 4/AAmended
Brill Howard
DirectorCEO and President10% Owner
Transactions
- Sale
Senior Secured Convertible Notes
2008-12-10$828202.00/shExercise: $4.40From: 2006-09-29Exp: 2011-03-30→ Common Stock (215,909 underlying) - Disposition to Issuer
Senior Secured Convertible Notes
2008-05-09$136616.58/shExercise: $4.40From: 2006-09-29Exp: 2011-03-30→ Common Stock (32,683 underlying) - Sale
Series A Convertible Preferred Stock
2008-12-10$130000.00/sh−440$57,200,000→ 28 totalExercise: $4.07From: 2008-06-17Exp: 2013-03-31→ Common Stock (128,435 underlying)
Holdings
- 150,000
Options (Right to Buy)
Exercise: $1.75From: 2009-04-03Exp: 2018-04-02→ Common Stock (150,000 underlying) - 262,500
Options (Right to Buy)
Exercise: $3.00From: 2007-02-14Exp: 2017-02-13→ Common Stock (262,500 underlying) - 149,000
Options (Right to Buy)
Exercise: $3.00From: 2008-08-16Exp: 2017-08-15→ Common Stock (149,000 underlying) - 251,416
Options (Right to Buy)
Exercise: $0.30From: 2009-12-04Exp: 2018-12-03→ Common Stock (251,416 underlying) - 924,646.3
Common Stock
Footnotes (9)
- [F1]The conversion price of these convertible notes and the number of shares of the issuer's common stock issuable upon conversion of these convertible notes, each previously reported on Form 4 by the reporting person, automatically adjusts pursuant to the terms of the convertible notes.
- [F2]Acquired on this date by the reporting person, but first exercisable or convertible, as applicable, under its terms on March 31, 2006.
- [F3]Maturity date.
- [F4]Options vest in three equal annual installments, beginning on this date.
- [F5]The conversion price and the number of shares of the issuer's common stock issuable upon conversion of the Series A Convertible Preferred Stock is subject to future adjustment pursuant to the terms of the Series A Convertible Preferred Stock.
- [F6]Each share of Series A Convertible Preferred Stock is automatically redeemable by the issuer under its terms on this maturity date.
- [F7]The number of shares of common stock issuable upon conversion of the notes sold is 32,683. The number of shares of common stock issuable upon conversion of the notes owned by the reporting person following the reported transaction is 228,680.
- [F8]Conversion of this note may not occur if after giving effect to the conversion the reporting person (together with the reporting person's affiliates) would beneficially own in excess of 4.99% of the number of shares of the Company's common stock outstanding immediately after giving effect to such conversion. The number of shares of common stock issuable upon conversion of the notes sold is 215,909. The number of shares of common stock issuable upon conversion of the notes owned by the reporting person following the reported transaction is 12,771.
- [F9]Conversion of the Series A Convertible Preferred Stock may not occur if such conversion would result in the beneficial ownership by the reporting person or the reporting person's affiliates of more than 4.99% of the Company's outstanding shares of common stock. The number of shares of common stock issuable upon conversion of the Series A Convertible Preferred Stock sold is 128,435. The number of shares of common stock issuable upon conversion of the Series A Convertible Preferred Stock owned by reporting person following the reported transaction is 8,428.50.
Documents
Issuer
Global Employment Holdings, Inc.
CIK 0001348155
Entity typeother
Related Parties
1- filerCIK 0001358534
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 1:46 PM ET
- Size
- 18.6 KB