4//SEC Filing
SPENCERS RESTAURANTS INC 4
Accession 0001005477-00-006356
CIK 0000935499operating
Filed
Sep 5, 8:00 PM ET
Accepted
—
Size
17.1 KB
Accession
0001005477-00-006356
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
1999-10-06$0.10/sh−10,000$1,000 - Sale
Common Stock
1999-10-05$0.09/sh−10,000$900 - Sale
Common Stock
1999-10-06$0.09/sh−20,000$1,800→ 733,334 total(indirect: (1))
Footnotes (3)
- [1]All of the shares of Common Stock reported as being sold on this Form 4 were sales of shares owned directly by Basil Asciutto ("Asciutto"), a shareholder and director of Commonwealth Associates Management Corp. ("CAMC"), the general partner of Commonwealth Associates, L.P. ("Commonwealth"). The remaining 733,334 shares of Common Stock are owned directly by Robert Priddy ("Priddy") and Keith Rosenbloom ("Rosenbloom"), each of whom are a director and shareholder of CAMC.
- [2]These shares are owned directly by Michael S. Falk ("Falk"), the Chairman, CEO and principal shareholder of CAMC.
- [3]Each of Asciutto, Priddy, Rosenbloom and Falk disclaim beneficial ownership of the shares held by Commonwealth other than that portion which corresponds with each of their equity ownership in CAMC. Robert Beuret resigned on October 25, 1999 as a director of CAMC and is no longer a person subject to Section 16. By: Commonwealth Associates Management Corp. /s/ Joseph Wynne July 17, 2000 - --------------------------------------------- ----------------------- **
Documents
Issuer
SPENCERS RESTAURANTS INC
CIK 0000935499
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000935499
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Size
- 17.1 KB