4//SEC Filing
SPENCERS RESTAURANTS INC 4
Accession 0001005477-00-005172
CIK 0000935499operating
Filed
Jul 17, 8:00 PM ET
Accepted
—
Size
18.3 KB
Accession
0001005477-00-005172
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
1999-09-20$0.16/sh−22,333$3,640 - Sale
Common Stock
1999-09-30$0.16/sh−12,001$1,920→ 773,334 total(indirect: (1)) - Sale
Common Stock
1999-09-21$0.15/sh−19,999$3,000 - Sale
Common Stock
1999-09-15$0.21/sh−6,000$1,260 - Sale
Common Stock
1999-09-14$0.23/sh−33,000$7,590
Footnotes (3)
- [1]All of the shares of Common Stock reported as being sold on this Form 4 were sales of shares owned directly by Basil Asciutto ("Asciutto"), a shareholder and director of Commonwealth Associates Management Corp. ("CAMC"), the general partner of Commonwealth Associates L.P. ("Commonwealth"). The remaining 813,334 shares of Common Stock are owned directly by one or more of the following individuals, all of whom are directors and shareholders of CAMC: Asciutto, Robert Priddy ("Priddy") and Keith Rosenbloom ("Rosenbloom").
- [2]These shares are owned directly by Michael S. Falk ("Falk"), the Chairman, CEO and principal shareholder of CAMC.
- [3]Each of Asciutto, Priddy, Rosenbloom, Robert Beuret (a director and shareholder of CAMC) and Falk disclaim beneficial ownership of the shares held by Commonwealth other than that portion which corresponds with each of their equity ownership in CAMC. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). By: Commonwealth Associates Management Corp. /s/ Joseph Wynne 6/15/00 - --------------------------------------------- ----------------------- **
Documents
Issuer
SPENCERS RESTAURANTS INC
CIK 0000935499
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000935499
Filing Metadata
- Form type
- 4
- Filed
- Jul 17, 8:00 PM ET
- Size
- 18.3 KB