4//SEC Filing
COLUMBUS MCKINNON CORP 4
Accession 0001005229-12-000005
$CMCOCIK 0001005229operating
Filed
May 20, 8:00 PM ET
Accepted
May 21, 3:56 PM ET
Size
19.6 KB
Accession
0001005229-12-000005
Insider Transaction Report
Form 4
HOWARD KAREN L
VP-Finance & CFO
Transactions
- Tax Payment
Common Stock
2012-05-18$13.31/sh−532$7,081→ 63,545 total - Tax Payment
Common Stock
2012-05-17$13.40/sh−386$5,172→ 64,077 total
Holdings
- 64,463
Common Stock
- 11,063
Non-Qualified Stock Options (Right to Buy)
Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (11,063 underlying) - 3,380
Non-Qualified Stock Options (Right to Buy)
Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (3,380 underlying) - 7,597
Non-Qualified Stock Options (Right to Buy)
Exercise: $19.50From: 2012-05-23Exp: 2021-05-22→ Common Stock (7,597 underlying) - 2,940.831
Common Stock
- 20,000
Incentive Stock Options (Right to Buy)
Exercise: $5.46From: 2005-05-17Exp: 2014-05-16→ Common Stock (20,000 underlying) - 8,129
Non-Qualified Stock Options (Right to Buy)
Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (8,129 underlying)
Footnotes (8)
- [F1]Includes 8,829 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,477 shares become fully vested and non-forfeitable 5/18/2013; 1,189 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 2,139 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/17/2013, and the remaining 4,024 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- [F2]Represents shares withheld to satisfy tax withholding obligation upon vesting 1,070 restricted stock units on 5/17/2012 and 1,476 restricted stock units on 5/18/2012.
- [F3]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- [F4]All exercisable, subject to IRS limitations.
- [F5]Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
- [F6]Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
- [F7]Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- [F8]Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
Documents
Issuer
COLUMBUS MCKINNON CORP
CIK 0001005229
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001005229
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 3:56 PM ET
- Size
- 19.6 KB