4//SEC Filing
ADVENT SOFTWARE INC /DE/ 4
Accession 0001002225-13-000112
CIK 0001002225operating
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 7:14 PM ET
Size
17.0 KB
Accession
0001002225-13-000112
Insider Transaction Report
Form 4
Momsen Christopher
EVP Global Sales & Solutions
Transactions
- Tax Payment
Common Stock
2013-11-18$34.33/sh−7,017$240,894→ 43,354 total - Disposition to Issuer
Common Stock
2013-11-18$34.33/sh−7,429$255,038→ 50,371 total - Exercise/Conversion
Common Stock
2013-11-18$13.48/sh+10,000$134,800→ 53,354 total - Sale
Common Stock
2013-11-18$34.84/sh−13,460$468,980→ 37,800 total - Exercise/Conversion
Common Stock
2013-11-18$12.75/sh+20,000$255,000→ 57,800 total - Disposition to Issuer
Common Stock
2013-11-18$34.33/sh−3,928$134,848→ 49,426 total - Exercise/Conversion
Stock Appreciation Rights
2013-11-18−20,000→ 3,000 totalExercise: $12.75From: 2011-05-14Exp: 2020-05-14→ Common Stock (20,000 underlying) - Tax Payment
Common Stock
2013-11-18$34.33/sh−3,390$116,379→ 46,036 total - Exercise/Conversion
Stock Appreciation Rights
2013-11-18−10,000→ 0 totalExercise: $13.48From: 2009-03-14Exp: 2018-03-14→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- [F2]Shares traded for taxes. No open market activity.
Documents
Issuer
ADVENT SOFTWARE INC /DE/
CIK 0001002225
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001002225
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 7:14 PM ET
- Size
- 17.0 KB