POTTS THOMAS H 4
4 · DYNEX CAPITAL INC · Filed Jan 13, 2004
Insider Transaction Report
Form 4
POTTS THOMAS H
Director
Transactions
- Purchase
Common Stock
2004-01-09$6.18/sh+2,000$12,360→ 2,000 total(indirect: By IRA) - Discretionary Transaction
Common Stock
2003-12-30$6.10/sh−19,536$119,170→ 0 total(indirect: By 401(k)) - Purchase
Common Stock
2004-01-13$6.45/sh+1,100$7,095→ 6,100 total(indirect: By IRA) - Purchase
Common Stock
2004-01-09$6.14/sh+100$614→ 5,000 total(indirect: By IRA) - Purchase
Common Stock
2004-01-09$6.15/sh+2,900$17,835→ 4,900 total(indirect: By IRA)
Holdings
- 306,959
Common Stock
Footnotes (2)
- [F1]The reporting person, who is the former President of the Issuer, is in the process of transferring his Issuer 401(k) plan into his IRA administered by a different financial institution. In connection with this transfer, the Issuer's 401(k) plan was required to sell the securities held in his 401(k) plan account (which included 19,536 shares of the Issuer's common stock). Such sale took place on December 30, 2003. The financial institution that administers the reporting person's IRA has now received the 401(k) plan proceeds and to date has purchased 6,100 of the Issuer's common stock. The reporting person plans to repurchase the entire 19,536 shares of the Issuer's common stock into his IRA in the near future.
- [F2]Of this amount, 9,077 shares are indirect beneficial ownership held by the reporting person's family members.