NELSON GARY D 4
4 · SONOMA VALLEY BANCORP · Filed Jan 21, 2004
Insider Transaction Report
Form 4
NELSON GARY D
Other
Transactions
- Exercise/Conversion
Common Stock
2004-01-16$8.19/sh+3,089$25,302→ 51,445 total(indirect: By Trust) - Exercise/Conversion
Options
2004-01-16−3,089→ 21,623 totalExercise: $8.19From: 1997-03-01Exp: 2007-03-01→ Common (3,089 underlying) - Exercise/Conversion
Common Stock
2004-01-16$11.95/sh+12,356$147,642→ 69,979 total(indirect: By Trust)
Footnotes (2)
- [F1]On July 17, 2003, Sonoma Valley Bancorp paid a dividend resulting in the reporting person's acquisition of 2,292 additional shares of common stock held indirectly by the Nelson Family Trust, 1 additional share held indirectly by the reporting person's son and 8 additional shares held indirectly in a trust account in which the reporting person's wife is the trustee. The shares acquired through the payment of a dividend are exempt pursuant to Rule 16a-9(a).
- [F2]Additionally, the reporting person is deemed to beneficially own 21 shares of common stock held by the reporting person's son and 178 shares of common stock held in a trust account of which the reporting person's wife is the trustee.