1992 GRAT REMAINDER TRUST FBO GARY LAUDER 4

Accession 0001001250-11-000219

CIK 0001001250other

View on SEC.gov Company Profile

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 4:32 PM ET

Size

43.9 KB

Accession

0001001250-11-000219

Insider Transaction Report

Form 4

Period: 2011-11-16

ESTEE LAUDER COMPANIES INCEL

1992 GRAT REMAINDER TRUST FBO GARY LAUDER

10% OwnerOther

Transactions

Sale
Class A Common Stock
2011-11-16$115.28/sh−1,400$161,392→ 17,680 total
Sale
Class A Common Stock
2011-11-16$115.96/sh−500$57,980→ 17,180 total
Sale
Class A Common Stock
2011-11-17$113.34/sh−1,000$113,340→ 13,780 total
Sale
Class A Common Stock
2011-11-17$114.05/sh−1,500$171,075→ 12,280 total
Sale
Class A Common Stock
2011-11-16$114.36/sh−3,100$354,516→ 19,080 total
Exercise/Conversion
Class A Common Stock
2011-11-16$43.10/sh+50,000$2,155,000→ 162,588 total
Sale
Class A Common Stock
2011-11-17$114.00/sh−49,800$5,677,200→ 112,788 total
Sale
Class A Common Stock
2011-11-17$114.43/sh−200$22,886→ 112,588 total
Sale
Class A Common Stock
2011-11-17$112.29/sh−2,400$269,496→ 14,780 total
Sale
Class A Common Stock
2011-11-17$114.96/sh−100$11,496→ 12,180 total
Exercise/Conversion
Option (right to buy)
2011-11-16−50,000→ 50,000 total
Exercise: $43.10Exp: 2014-08-24→ Class A Common Stock (50,000 underlying)
Exercise/Conversion
Option (right to buy)
2011-11-17−50,000→ 0 total
Exercise: $43.10Exp: 2014-08-24→ Class A Common Stock (50,000 underlying)
Sale
Class A Common Stock
2011-11-16$114.19/sh−50,000$5,709,500→ 112,588 total
Exercise/Conversion
Class A Common Stock
2011-11-17$43.10/sh+50,000$2,155,000→ 162,588 total

Holdings

Class B Common Stock
(indirect: By Children)
→ Class A Common Stock (22,870 underlying)
22,870
Class B Common Stock
→ Class A Common Stock (634,152 underlying)
634,152
Class A Common Stock
434,331
Class B Common Stock
→ Class A Common Stock (3,262,800 underlying)
3,262,800
Class A Common Stock
(indirect: By Children)
5,234

Footnotes (20)

[F1]1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to plans intended to comply with Rule 10b5-1(c), previously entered into on May 25, 2011 and June 3, 2011.
[F10]Owned by WPL indirectly, in custody for his children.
[F11]Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 33,000 shares exercisable from and after January 1, 2004; 33,000 shares exercisable from and after January 1, 2005; 34,000 shares exercisable from and after January 1, 2006.
[F12]Not applicable.
[F13]There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
[F14]Sales prices in the range from $113.78 to $114.77 per share, inclusive.
[F15]Sales prices in the range from $114.78 to $115.77 per share, inclusive.
[F16]Sales prices in the range from $115.78 to $116.77 per share, inclusive.
[F17]Sales prices in the range from $111.84 to $112.70 per share, inclusive.
[F18]Sales prices in the range from $112.81 to $113.76 per share, inclusive.
[F19]Sales prices in the range from $113.83 to $114.38 per share, inclusive.
[F2]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
[F20]Sales prices in the range from $113.43 to $114.42 per share, inclusive.
[F3]Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust.
[F4]GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
[F5]WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
[F6]Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust.
[F7]The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" for the 1992 GRAT Remainder Trust f/b/o William P. Lauder reflects the correct amount after the sales of 20,000 shares of Class A Common Stock on November 14, 2011 that was reported incorrectly in the Form 4 filed on November 16, 2011.
[F8]Owned by WPL directly.
[F9]WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 14, 2011.

Documents

2 files

Issuer

ESTEE LAUDER COMPANIES INC

CIK 0001001250

→

Entity typeother

Related Parties

filerCIK 0001260297

Filing Metadata

Form type: 4
Filed: Nov 17, 7:00 PM ET
Accepted: Nov 18, 4:32 PM ET
Size: 43.9 KB

View on SEC.gov