1992 GRAT REMAINDER TRUST FBO GARY LAUDER 4

Accession 0001001250-11-000212

CIK 0001001250other

View on SEC.gov Company Profile

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 4:22 PM ET

Size

44.3 KB

Accession

0001001250-11-000212

Insider Transaction Report

Form 4

Period: 2011-11-14

ESTEE LAUDER COMPANIES INCEL

1992 GRAT REMAINDER TRUST FBO GARY LAUDER

10% OwnerOther

Transactions

Sale
Class A Common Stock
2011-11-15$115.14/sh−3,400$391,476→ 23,780 total
Sale
Class A Common Stock
2011-11-14$116.38/sh−200$23,276→ 27,180 total
Sale
Class A Common Stock
2011-11-14$116.13/sh−1,077$125,072→ 395,408 total
Exercise/Conversion
Class A Common Stock
2011-11-14$43.10/sh+50,000$2,155,000→ 162,588 total
Exercise/Conversion
Class A Common Stock
2011-11-15$43.10/sh+50,000$2,155,000→ 162,588 total
Sale
Class A Common Stock
2011-11-15$115.13/sh−20,099$2,313,998→ 112,588 total
Exercise/Conversion
Option (right to buy)
2011-11-15−50,000→ 100,000 total
Exercise: $43.10Exp: 2014-08-24→ Class A Common Stock (50,000 underlying)
Sale
Class A Common Stock
2011-11-15$116.08/sh−1,600$185,728→ 22,180 total
Sale
Class A Common Stock
2011-11-14$114.36/sh−1,600$182,976→ 413,808 total
Sale
Class A Common Stock
2011-11-14$115.37/sh−4,800$553,776→ 27,380 total
Sale
Class A Common Stock
2011-11-14$115.45/sh−17,323$1,999,940→ 396,485 total
Sale
Class A Common Stock
2011-11-14$114.76/sh−20,353$2,335,710→ 142,235 total
Sale
Class A Common Stock
2011-11-14$115.30/sh−29,647$3,418,299→ 112,588 total
Sale
Class A Common Stock
2011-11-15$114.63/sh−29,901$3,427,552→ 132,687 total
Exercise/Conversion
Option (right to buy)
2011-11-14−50,000→ 150,000 total
Exercise: $43.10Exp: 2014-08-24→ Class A Common Stock (50,000 underlying)

Holdings

Class B Common Stock
→ Class A Common Stock (634,152 underlying)
634,152
Class A Common Stock
(indirect: By Children)
5,234
Class B Common Stock
→ Class A Common Stock (3,262,800 underlying)
3,262,800
Class B Common Stock
(indirect: By Children)
→ Class A Common Stock (22,870 underlying)
22,870

Footnotes (16)

[F1]1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to plans intended to comply with Rule 10b5-1(c), previously entered into on May 25, 2011 and June 3, 2011.
[F10]Owned by WPL indirectly, in custody for his children.
[F11]Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 33,000 shares exercisable from and after January 1, 2004; 33,000 shares exercisable from and after January 1, 2005; 34,000 shares exercisable from and after January 1, 2006.
[F12]Not applicable.
[F13]There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
[F14]Sales prices in the range from $113.95 to $114.94 per share, inclusive.
[F15]Sales prices in the range from $114.95 to $115.94 per share, inclusive.
[F16]Sales prices in the range from $115.95 to $116.94 per share, inclusive.
[F2]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
[F3]Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust.
[F4]GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
[F5]WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
[F6]Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust.
[F7]WPL GRAT Remainder Trust sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on March 4, 2011.
[F8]Owned by WPL directly.
[F9]WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 14, 2011.

Documents

2 files

Issuer

ESTEE LAUDER COMPANIES INC

CIK 0001001250

→

Entity typeother

Related Parties

filerCIK 0001260297

Filing Metadata

Form type: 4
Filed: Nov 15, 7:00 PM ET
Accepted: Nov 16, 4:22 PM ET
Size: 44.3 KB

View on SEC.gov