8-K 1 wil337182.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _____________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 4, 2003 ----------------------------------------------------------------- Date of report (Date of earliest event reported) SLI, INC. ----------------------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Oklahoma 0-25848 73-1412000 ----------------------------- ----------------- ------------------ (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 500 Chapman Street, Canton Massachusetts 02021 ---------------------------------------------------------------------------- (Address of principal executive offices) (zip code) (781) 828-2948 -------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable ----------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events. As previously reported, on September 9, 2002, SLI, Inc. (the "Company"), and certain of its U.S. subsidiaries filed voluntary petitions for reorganization under Chapter 11 of the U.S. Bankruptcy Code (the "Code"). The filings were made in the United States Bankruptcy Court for the District of Delaware (the "Court"), in Wilmington, Delaware. On April 4, 2003, the Company filed an Amended Notice of Filing of Monthly Operating Report covering the period from December 2, 2002 through December 29, 2002 (the "Monthly Operating Report"), with the Court as required by the Code. A copy of the Amended Monthly Operating Report is attached hereto as Exhibit 99.1 and is incorporated herein by reference. ITEM 7. Financial Statements and Exhibits. (a) Exhibits: Number Description ------ ----------- 99.1 Notice of Filing of Amended Monthly Operating Report for period From December 2, 2002 through December 29, 2002 (including Exhibits). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SLI, Inc. By: /s/ Robert J. Mancini --------------------------- Name: Robert J. Mancini Title: Chief Financial Officer Date: April 11, 2003 INDEX TO EXHIBITS Number Description ------ ----------- 99.1 Notice of Filing of Amended Monthly Operating Report for period from December 2, 2002 through December 29, 2002 (including Exhibits). EXHIBIT 99.1 TRANSMITTAL OF FINANCIAL REPORTS AND CERTIFICATION OF COMPLIANCE WITH UNITED STATES TRUSTEE OPERATING REQUIREMENTS FOR THE PERIOD ENDED DECEMBER 29, 2002 AMENDED In re | Case Nos. 02-12599 through SLI, INC., | 02-12608 CHICAGO MINIATURE OPTOELECTRONIC | TECHNOLOGIES, INC., | ELECTRO-MAG INTERNATIONAL, INC., | Chapter 11 CHICAGO-MINIATURE LAMP-SYLVANIA LIGHTING | INTERNATIONAL, INC., | SLI LIGHTING PRODUCTS, INC., | Judge Honorable Mary F. Walrath SLI LIGHTING COMPANY, | SLI LIGHTING SOLUTIONS, INC., AND | CML AIR, INC., | | Debtors. | ----------------------------------------------- Attached are the Amended Monthly Operating Reports for the Debtors referenced below. Each Monthly Operating Report includes the following:

The Debtors filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") on September 9, 2002. Fiscal December, which is covered by this report, runs from December 2, 2002 through December 29, 2002. Due to limitations of the Debtor's general ledger system, the following five Debtors are presented on a consolidated basis (SLI Inc., Chicago Miniature Optoelectronic Technologies, Inc., Electro-Mag International, Inc., Chicago-Miniature Lamp-Sylvania Lighting International, Inc., CML Air, Inc.). The Income Statement and Balance Sheet for SLI, Inc. have been amended to correctly state year-end expense accruals. No other schedules to the December MOR have been modified and therefore are not attached. I declare under penalty of perjury (28 U.S.C. Section 1746) those these report and the attached documents are true and correct to the best of my knowledge and belief. 04/04/03 /s/ Robert J. Mancini --------------- ---------------------------------------- Date Robert J. Mancini, Executive Vice President & CFO In re: SLI Inc. Case No.: 02-12599, 12600, 12602, 12606, 12608 Reporting Period:Dec. 2, 2002 - Dec. 29, 2002 Amended Statement of Operations $US (000)

In re: SLI Inc. et al. Case No.: 02-12599, 12600, 12602, 12606, 12608 Reporting Period: Dec. 2, 2002 - Dec. 29, 2002 Amended BALANCE SHEET $US (000)

SLI INC 8-K